DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Darwin Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin David HarwoodDarwin Wealth Management independent RIACompass Financial Management LLC independent RIARIA to RIAApr 1, 2025Mar 17, 2025
Victor Arruda-RosenshteynDarwin Wealth Management independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 19, 2024Apr 30, 2024 (42 d)
Jordan Timothy SmithDarwin Wealth Management independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankFeb 21, 2024Feb 2, 2024
Kevin Michael ArquetteDarwin Wealth Management independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankAug 1, 2022Jul 29, 2022
Ryan Kenneth DixonDarwin Wealth Management independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankAug 1, 2022Aug 1, 2022
Christopher Michael HodgsonDarwin Wealth Management independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2022Jun 21, 2022 (81 d)
Harrison Clark MooreDarwin Wealth Management independent RIARogan & Associates independent RIARIA to RIAMar 3, 2022Apr 11, 2022 (39 d)
Robert HarwoodDarwin Wealth Management independent RIATrustmont Advisory Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 21, 2021Oct 5, 2021 (76 d)
Daniel Douglas MacleanDarwin Wealth Management independent RIAIht Wealth Management LLC independent RIARIA to RIAMar 8, 2021May 19, 2021 (72 d)
Adria Erin DemeoDarwin Wealth Management independent RIACapital Investment Advisors, LLC independent RIARIA to RIAMay 20, 2020Jun 3, 2020
Paige Loretta GunnDarwin Wealth Management independent RIAGunn Financial Advisors, LLC state registeredRIA to a state-registered adviserMay 1, 2020Dec 22, 2025 (2061 d)
Matthew Charles HunterDarwin Wealth Management independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2019Aug 14, 2019
Andrew Scott WernerDarwin Wealth Management independent RIAM Holdings Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 20, 2018Feb 21, 2024 (1889 d)
Anthony J RomeDarwin Wealth Management independent RIAPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankAug 8, 2018Sep 4, 2018
Alejandro Antonio BuenoDarwin Wealth Management otherAmeriprise Financial Services, LLC national BDOtherSep 14, 2017Sep 20, 2017
Douglas F. HornerDarwin Wealth Management otherJ.P. Morgan Securities LLC wirehouseOtherJun 6, 2017Jul 14, 2017 (38 d)
Christopher P. SkijusDarwin Wealth Management otherJ.P. Morgan Securities LLC wirehouseOtherApr 26, 2017May 24, 2017
Peter Vincent SerianoDarwin Wealth Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 15, 2015Aug 20, 2015 (66 d)
Richard Matthew DeckerDarwin Wealth Management otherUsaa Financial Planning Services no RAUMOtherDec 17, 2013Mar 10, 2014 (83 d)
Dominick Joseph CristofaroDarwin Wealth Management otherInternational Assets Investment Management, LLC otherOtherAug 16, 2013Apr 30, 2015 (622 d)
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20 moves match.