DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Quest Capital Strategies, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Daniel D Murphy	Quest Capital Strategies, Inc. independent RIA	Cambridge Investment Research Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Oct 23, 2019	Oct 6, 2021 (714 d)
George Nicolas Gopiao	Quest Capital Strategies, Inc. independent RIA	B.B. Graham & Company, Inc. independent RIA	RIA to RIA	Oct 8, 2019	Oct 15, 2019
Marie J Goldschmidt	Quest Capital Strategies, Inc. independent RIA	Fidelity Personal And Workplace Advisors BD affiliated	RIA to affiliated broker-dealer or bank	Jun 20, 2019	Sep 24, 2019 (96 d)
Jorge Alberto Trevino	Quest Capital Strategies, Inc. independent RIA	Gradient Wealth Management BD affiliated	RIA to affiliated broker-dealer or bank	Apr 23, 2019	Apr 15, 2019
Richard Alan Hagins	Quest Capital Strategies, Inc. independent RIA	Transamerica Financial Advisors, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Apr 11, 2019	May 9, 2019
Joseph O Vigil	Quest Capital Strategies, Inc. independent RIA	Edward Jones national BD	RIA to affiliated broker-dealer or bank	Jan 25, 2019	Jan 29, 2019
Tayen Hazqiyal	Quest Capital Strategies, Inc. independent RIA	Investacorp Advisory Services Inc BD affiliated	RIA to affiliated broker-dealer or bank	May 25, 2018	May 23, 2018
Albert A Velez	Quest Capital Strategies, Inc. other	Stonex Advisors Inc. BD affiliated	Other	Dec 31, 2017	Mar 19, 2021 (1174 d)
Reuben Lewis	Quest Capital Strategies, Inc. other	Investacorp Advisory Services Inc other	Other	Dec 13, 2017	Dec 13, 2017
Tayen Hazqiyal	Quest Capital Strategies, Inc. other	Investacorp Advisory Services Inc other	Other	Dec 13, 2017	Jan 24, 2018 (42 d)
Daniel Hilario Barajas	Quest Capital Strategies, Inc. other	Tlg Advisors, Inc. BD affiliated	Other	Jul 17, 2017	Jun 13, 2019 (696 d)
Stephen Derek Johnson	Quest Capital Strategies, Inc. other	Great Bay Wealth Management state registered	Other	Jun 21, 2017	Jul 10, 2017
Christian Thomas Kettering	Quest Capital Strategies, Inc. other	LPL Financial LLC BD affiliated	Other	Dec 31, 2016	Jan 27, 2025 (2949 d)
Rene-Francois Cervantes	Quest Capital Strategies, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 3, 2016	Nov 1, 2016
Ray Owen Dibartolomeo	Quest Capital Strategies, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 25, 2016	Jul 13, 2016
Christopher M Risko	Quest Capital Strategies, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Jun 6, 2016	Jun 28, 2016
Christopher Clay Friend	Quest Capital Strategies, Inc. other	Scottrade Investment Management other	Other	Jun 6, 2016	Jan 26, 2017 (234 d)
Adam Burton	Quest Capital Strategies, Inc. other	Edward Jones national BD	Other	May 23, 2016	May 23, 2016
William W. Peng	Quest Capital Strategies, Inc. other	Capital Markets Iq, LLC other	Other	Apr 4, 2016	Apr 6, 2016
Susan Monahan	Quest Capital Strategies, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Dec 31, 2015	Aug 2, 2016 (215 d)
Matthew James Stroud	Quest Capital Strategies, Inc. other	LPL Financial LLC other	Other	Dec 31, 2015	Jul 5, 2016 (187 d)
Michael George Richardson	Quest Capital Strategies, Inc. other	Comerica Securities other	Other	Jul 27, 2015	Jul 20, 2015
Ronnie Massey	Quest Capital Strategies, Inc. other	Massey Financial state registered	Other	Apr 17, 2015	Apr 6, 2015
Carl James Boedecker	Quest Capital Strategies, Inc. other	Seaport Financial Planning, LLC state registered	Other	Dec 31, 2014	Aug 16, 2018 (1324 d)
Raymond Alexander Reynolds	Quest Capital Strategies, Inc. other	Avantax Advisory Services other	Other	Dec 18, 2014	Jan 9, 2015
Bimal Kumar Gupta	Quest Capital Strategies, Inc. other	Avantax Advisory Services other	Other	Oct 31, 2014	Oct 7, 2015 (341 d)
Richard Alan Hagins	Quest Capital Strategies, Inc. other	Cooper Mcmanus other	Other	Jul 31, 2014	Jul 30, 2014
Russell Eric Charvonia	Quest Capital Strategies, Inc. other	Channel Islands Group other	Other	Jan 15, 2014	Feb 28, 2014 (44 d)
Ronald Michael Guevarra	Quest Capital Strategies, Inc. other	Corecap Advisors other	Other	Aug 2, 2013	Aug 5, 2013
Amirreza Kayyal	Quest Capital Strategies, Inc. other	Fusion Financial state registered	Other	Oct 17, 2012	Jan 3, 2013 (78 d)
David Lee Fowler	Quest Capital Strategies, Inc. other	Voya Financial Advisors, Inc. other	Other	Feb 6, 2012	Feb 9, 2012
Michael S Sava	Quest Capital Strategies, Inc. other	Henssler Financial other	Other	Nov 10, 2011	May 17, 2012 (189 d)
Dea Anne Kirschman	Quest Capital Strategies, Inc. other	Chase Investment Services Corp. other	Other	Nov 8, 2011	Jan 20, 2012 (73 d)
Brian David Nolan	Quest Capital Strategies, Inc. other	Nolan Capital Advisors LLC state registered	Other	Aug 17, 2011	Dec 9, 2020 (3402 d)
Christine Mitchell Mccafferty	Quest Capital Strategies, Inc. other	Msi Financial Services, Inc. other	Other	Apr 28, 2011	Jun 7, 2011 (40 d)
Kevin William La Mont	Quest Capital Strategies, Inc. other	Rb Capital Management, LLC other	Other	Mar 17, 2011	Apr 14, 2011
Kevin G Addington	Quest Capital Strategies, Inc. other	LPL Financial LLC other	Other	Dec 7, 2010	Jan 24, 2012 (413 d)
Nicholas Harrison Amodio	Quest Capital Strategies, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Dec 3, 2010	Apr 18, 2011 (136 d)
Brian S Cussimanio	Quest Capital Strategies, Inc. other	Esi Financial Advisors other	Other	Nov 11, 2010	Mar 10, 2015 (1580 d)
Christian Matthew Del Giorgio	Quest Capital Strategies, Inc. other	Cuna Brokerage Services, Inc. other	Other	Nov 10, 2010	Apr 26, 2011 (167 d)
Gerardo Antonio Garza	Quest Capital Strategies, Inc. other	Portfolio Medics, LLC independent RIA	Other	Oct 8, 2010	Apr 27, 2022 (4219 d)
Warren Stansberry	Quest Capital Strategies, Inc. other	Chase Investment Services Corp. other	Other	Sep 24, 2010	Sep 17, 2010
Thomas Leonard Mckenzie	Quest Capital Strategies, Inc. other	Npb Financial Group, LLC other	Other	May 14, 2010	May 17, 2010
Marc Arthur Bautis	Quest Capital Strategies, Inc. other	Bautis Financial, LLC independent RIA	Other	Nov 19, 2008	Jan 6, 2009 (48 d)
Edward J Hawrylo	Quest Capital Strategies, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 7, 2008	Oct 13, 2011 (1070 d)
Geoffrey Lyle Peterson	Quest Capital Strategies, Inc. other	Rsg Financial Group Inc state registered	Other	Oct 31, 2008	Oct 30, 2025 (6208 d)
Domarina Awdow	Quest Capital Strategies, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 31, 2008	Jul 28, 2010 (635 d)
Michael Allen Lane	Quest Capital Strategies, Inc. other	Wallstreete Investment Advisors unclassified	Other	Jun 24, 2008	Sep 17, 2008 (85 d)
Adam Senator Wiatrak	Quest Capital Strategies, Inc. other	Liberty Wealth Management, LLC other	Other	Jun 10, 2008	Jun 16, 2008
Steven Richard Fagan	Quest Capital Strategies, Inc. other	Envision Investment Advisors, LLC unclassified	Other	Oct 18, 2007	Oct 19, 2007
Patrick Keith Riley	Quest Capital Strategies, Inc. other	Crown Capital Securities, L.P. other	Other	Oct 9, 2007	Oct 1, 2007
Christopher Jacob Baum	Quest Capital Strategies, Inc. other	Palermo Financial Group Inc unclassified	Other	Oct 2, 2007	Jun 24, 2008 (266 d)
Michael Anthony Wilson	Quest Capital Strategies, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 13, 2007	Sep 19, 2007
Angelica Roxas	Quest Capital Strategies, Inc. other	USA Financial Securities LLC other	Other	Oct 24, 2006	Jan 16, 2007 (84 d)
David Glenn Carlson	Quest Capital Strategies, Inc. other	Sound Investment Management, LLC state registered	Other	Sep 22, 2006	Jan 18, 2019 (4501 d)
Hsiang Hseau Hwong	Quest Capital Strategies, Inc. other	Dafully Inc. unclassified	Other	May 12, 2006	Sep 8, 2010 (1580 d)
Michael George Richardson	Quest Capital Strategies, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Apr 21, 2006	Jan 31, 2007 (285 d)
Munib Said Haddad	Quest Capital Strategies, Inc. other	Sunstreet Securities, LLC state registered	Other	Jul 19, 2005	Jan 12, 2026 (7482 d)
Graham Mcmurray Clement	Quest Capital Strategies, Inc. other	Allegiant Financial Advisors, LLC state registered	Other	Apr 4, 2005	Jun 19, 2009 (1537 d)
Jessica Carolyn Cutrera Papadopoulos	Quest Capital Strategies, Inc. other	Bft Financial Group, LLC other	Other	Dec 17, 2004	Dec 17, 2004

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61 moves match.