DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Wealth Consulting Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Zane Boyd | The Wealth Consulting Group independent RIA | Forum Financial Management, LP independent RIA | RIA to RIA | Apr 21, 2026 | Apr 14, 2026 |
| Jenifer A Sapel | The Wealth Consulting Group independent RIA | Bright Advisors no RAUM | RIA to a newly registered adviser | Mar 27, 2026 | Jan 6, 2026 |
| Halle Hewitt | The Wealth Consulting Group independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Jan 5, 2026 | Jan 7, 2026 |
| Jordan P Rider | The Wealth Consulting Group independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2025 | Oct 30, 2025 |
| Brian Patrick Midtbo | The Wealth Consulting Group independent RIA | Stronghaven Capital LLC state registered | RIA to a state-registered adviser | Jul 9, 2025 | Jan 1, 2025 |
| Isaac Gwinn | The Wealth Consulting Group independent RIA | Corient independent RIA | RIA to RIA | Jul 9, 2025 | Aug 5, 2025 |
| Sally Woo Ng | The Wealth Consulting Group independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Jul 3, 2025 | Jul 10, 2025 |
| Jeanette Sonya Ng Urrutia | The Wealth Consulting Group independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Apr 23, 2025 | Mar 25, 2025 |
| Alisa Michelle Foster | The Wealth Consulting Group independent RIA | Ballentine Partners independent RIA | RIA to RIA | Mar 25, 2025 | Dec 8, 2025 (258 d) |
| William James Oconnell | The Wealth Consulting Group independent RIA | Sovran Advisors, LLC independent RIA | RIA to RIA | Mar 12, 2025 | Feb 10, 2025 |
| William James Lafleur | The Wealth Consulting Group independent RIA | Sovran Advisors, LLC independent RIA | RIA to RIA | Mar 12, 2025 | Feb 10, 2025 |
| Adrian Padua Concepcion | The Wealth Consulting Group independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 27, 2025 | Feb 3, 2025 |
| Laura Joan Latourette | The Wealth Consulting Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2025 | Feb 13, 2025 |
| Brianne Marie Brucker Derveloy | The Wealth Consulting Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2025 | Feb 11, 2025 |
| Brian Matthew Padrick | The Wealth Consulting Group independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2025 | Dec 16, 2024 |
| Jessica Anseth | The Wealth Consulting Group independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2025 | Dec 16, 2024 |
| Ryan Kimes | The Wealth Consulting Group independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Nov 25, 2024 | Apr 24, 2025 (150 d) |
| Preston Lynn Klick | The Wealth Consulting Group independent RIA | Iht Wealth Management LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Oct 2, 2024 |
| Christopher Lee Klick | The Wealth Consulting Group independent RIA | Iht Wealth Management LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Oct 2, 2024 |
| Clinton Wade Sandmann | The Wealth Consulting Group independent RIA | Iht Wealth Management LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Oct 2, 2024 |
| Aaron David Windhorst | The Wealth Consulting Group independent RIA | Iht Wealth Management LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Oct 2, 2024 |
| Stanko Pavlovic | The Wealth Consulting Group independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Jun 4, 2024 | May 9, 2024 |
| Jacob Edward Mauney | The Wealth Consulting Group independent RIA | Advisor Resource Council independent RIA | RIA to RIA | May 29, 2024 | Apr 17, 2024 |
| Timothy John O'Shei | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Apr 23, 2024 |
| Jeffrey Elder Wherry | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Apr 19, 2024 |
| John Andrew Mitsos | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Jul 11, 2024 (86 d) |
| Kenneth Charles Thomalla | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Oct 11, 2024 (178 d) |
| Shawn Matthew Johnson | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Jul 11, 2024 (86 d) |
| John A Adcock | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Aug 14, 2024 (120 d) |
| Joseph Francisco Pantoja | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Jun 27, 2024 (72 d) |
| Mark Mccann Spring | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Aug 2, 2024 (108 d) |
| Andrew Robert Rickard | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Jul 2, 2024 (77 d) |
| Daniel Michael Marolis | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Jul 24, 2024 (99 d) |
| Alexander Doniphan Spiller | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Aug 15, 2024 (121 d) |
| Matthew James Pruitt | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Apr 23, 2024 |
| Grant Osborne | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Jul 11, 2024 (86 d) |
| Charles Earl Simms | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Oct 10, 2024 (177 d) |
| Joseph Tyndale Neff | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Apr 19, 2024 |
| Nicholas James Tancabel | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Apr 19, 2024 |
| Daniel Joseph Ambroskiewicz | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Aug 14, 2024 (120 d) |
| Nathan Newman | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Jul 10, 2024 (85 d) |
| Michael Russell Peters | The Wealth Consulting Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 16, 2024 | Aug 2, 2024 (108 d) |
| David Keith Brown | The Wealth Consulting Group independent RIA | Advisor Resource Council independent RIA | RIA to RIA | Apr 1, 2024 | Apr 2, 2024 |
| James David Fair | The Wealth Consulting Group independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Feb 20, 2024 | Feb 20, 2024 |
| Marc A Wilborn | The Wealth Consulting Group independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Feb 20, 2024 | Feb 20, 2024 |
| Peggy L Bruce | The Wealth Consulting Group independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Feb 20, 2024 | Feb 20, 2024 |
| Emily Susan Wilborn | The Wealth Consulting Group independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Feb 20, 2024 | Feb 20, 2024 |
| Silver Sibert | The Wealth Consulting Group independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Feb 28, 2024 |
| Philip James Paschang | The Wealth Consulting Group independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Jan 3, 2024 | Jan 2, 2024 |
| Matthew Philip Paschang | The Wealth Consulting Group independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Jan 3, 2024 | Jan 2, 2024 |
| David Alexander Laut | The Wealth Consulting Group independent RIA | Abound Financial no RAUM | RIA to a newly registered adviser | Dec 6, 2023 | Sep 8, 2023 |
| David Hicks | The Wealth Consulting Group independent RIA | Abound Financial no RAUM | RIA to a newly registered adviser | Dec 6, 2023 | Sep 8, 2023 |
| Carol Giusti Parrish | The Wealth Consulting Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 7, 2023 | Oct 23, 2024 (351 d) |
| Kyle John Soscia | The Wealth Consulting Group independent RIA | Confidence Wealth Management, Inc. independent RIA | RIA to RIA | May 9, 2023 | May 15, 2023 |
| Ramona Janina Maior | The Wealth Consulting Group independent RIA | Pfg Advisors independent RIA | RIA to RIA | Jan 3, 2023 | Jun 9, 2023 (157 d) |
| Deana Carter Ingalls | The Wealth Consulting Group independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2022 | Jan 22, 2025 (873 d) |
| Patrick Cortazzo | The Wealth Consulting Group independent RIA | Waldron Private Wealth independent RIA | RIA to RIA | May 13, 2022 | May 27, 2022 |
| Douglas Dix Boring | The Wealth Consulting Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2021 | Jan 1, 2025 (1141 d) |
| Matthew Weston Pierce | The Wealth Consulting Group independent RIA | Austin Wealth Management, LLC independent RIA | RIA to RIA | Jul 15, 2021 | Jul 19, 2021 |
| Gabriel Seth Adams | The Wealth Consulting Group independent RIA | Reilly Financial Advisors independent RIA | RIA to RIA | Mar 29, 2021 | Apr 1, 2021 |
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79 moves match.