DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pfg Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Terrence Jennings | Pfg Advisors independent RIA | Titleist Asset Management, LLC independent RIA | RIA to RIA | Aug 26, 2026 | Aug 4, 2026 |
| Gavin Walker Grove | Pfg Advisors independent RIA | Benefit Financial Services Group independent RIA | RIA to RIA | Jun 11, 2026 | Jul 2, 2026 |
| Seth David Fink | Pfg Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2026 | Jun 30, 2026 (71 d) |
| Morgan Daniel Keil | Pfg Advisors independent RIA | Onedigital institutional | Other | Apr 18, 2026 | Apr 18, 2026 |
| Clayton Matthew Janson | Pfg Advisors independent RIA | Onedigital institutional | Other | Apr 15, 2026 | Apr 6, 2026 |
| Lanaya Jean Ewald | Pfg Advisors independent RIA | Onedigital institutional | Other | Apr 15, 2026 | Apr 13, 2026 |
| Jennifer Rachel Rusk | Pfg Advisors independent RIA | Onedigital institutional | Other | Apr 15, 2026 | Apr 14, 2026 |
| Tyler Joseph Clark | Pfg Advisors independent RIA | Onedigital institutional | Other | Apr 15, 2026 | Apr 14, 2026 |
| Beau Diehl Sheedy | Pfg Advisors independent RIA | Onedigital institutional | Other | Apr 15, 2026 | Apr 14, 2026 |
| Tyler Scott Grantham | Pfg Advisors independent RIA | Onedigital institutional | Other | Apr 15, 2026 | Apr 14, 2026 |
| Todd Justin Lerner | Pfg Advisors independent RIA | Advus Financial Partners, LLC mixed wealth | RIA to RIA | Apr 1, 2026 | Apr 1, 2026 |
| Ramona Janina Maior | Pfg Advisors independent RIA | Domain Money Advisors, LLC independent RIA | RIA to RIA | Mar 27, 2026 | Jun 3, 2026 (68 d) |
| David M Telles | Pfg Advisors independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 8, 2025 | Feb 9, 2026 (63 d) |
| Jonathan Frederick Garton | Pfg Advisors independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 6, 2025 |
| Sandra Maria Penner | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Stephen Mark Gordon | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Aaron Loyal Williamson | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Richard Omar Wilson | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Robert George Wilson | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Scott Michael Hanish | Pfg Advisors independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Jennifer Foster | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Nathan Wade Rydalch | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Chris Daniel Morin | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Lora Gene Lakatos | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Rizwan Bukhari | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Sean Kenneth Meldrum | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Britney Taylor Gorley | Pfg Advisors independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Brett Hansen Buckley | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Oliver Ivan Ibarra | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Bruce Clark Hopper | Pfg Advisors independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2025 | Sep 12, 2025 |
| Jeffrey Leroy Murphy | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2025 | Sep 19, 2025 |
| Darin Jay Bourgeois | Pfg Advisors independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2025 | Aug 21, 2025 |
| Steven Robert Cook | Pfg Advisors independent RIA | United Planners' Financial Services Of America A Limited Partner independent RIA | RIA to RIA | Sep 9, 2025 | Sep 8, 2025 |
| Tiffany Erin Lum | Pfg Advisors independent RIA | United Planners' Financial Services Of America A Limited Partner independent RIA | RIA to RIA | Aug 6, 2025 | Jul 25, 2025 |
| Jacqueline Lee Flindall | Pfg Advisors independent RIA | United Planners' Financial Services Of America A Limited Partner independent RIA | RIA to RIA | May 13, 2025 | May 2, 2025 |
| Viviana Bigolin | Pfg Advisors independent RIA | Tpg Financial Advisors, LLC mixed wealth | RIA to RIA | Apr 29, 2025 | Jun 5, 2025 (37 d) |
| Marli Anne Smythe | Pfg Advisors independent RIA | United Planners' Financial Services Of America A Limited Partner independent RIA | RIA to RIA | Feb 14, 2025 | Apr 1, 2025 (46 d) |
| Owen Keith Farnsworth | Pfg Advisors independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2025 | Feb 18, 2025 |
| Robert Murray John Van Allen | Pfg Advisors independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2024 | Jan 6, 2025 |
| Shannon G Grey | Pfg Advisors independent RIA | Investedge Planning state registered | RIA to a state-registered adviser | Nov 18, 2024 | Nov 19, 2024 |
| Selena Ann Coates | Pfg Advisors independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Nov 8, 2024 | Nov 13, 2024 |
| Michael Joseph Villanueva | Pfg Advisors independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Oct 28, 2024 | Nov 12, 2024 |
| Adam Henry Dwyer | Pfg Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2024 | Jul 15, 2024 |
| Richard D Boyd | Pfg Advisors independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 19, 2024 | May 17, 2024 |
| Kurtis Anderson | Pfg Advisors independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 19, 2024 | May 21, 2024 |
| Julie Ann Flores | Pfg Advisors independent RIA | Missionsquare Retirement institutional | Other | Mar 11, 2024 | Mar 25, 2024 |
| James Coon | Pfg Advisors independent RIA | Ensign Advisory Partners LLC independent RIA | RIA to RIA | Mar 1, 2024 | Mar 12, 2024 |
| Winne Wang | Pfg Advisors independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Feb 21, 2024 | Feb 22, 2024 |
| Matthew Douglas Nevins | Pfg Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2023 | Sep 7, 2023 |
| John Thomson Klevens | Pfg Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2023 | Oct 17, 2023 (44 d) |
| Taylor Thomson Klevens | Pfg Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2023 | Sep 1, 2023 |
| James D Vasquez | Pfg Advisors independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 6, 2023 | Oct 16, 2024 (498 d) |
| Wesley William Schuler | Pfg Advisors independent RIA | Hollencrest Capital Management independent RIA | RIA to RIA | May 31, 2023 | Aug 3, 2023 (64 d) |
| Renata Karin Carico | Pfg Advisors independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 19, 2023 | Jan 20, 2023 |
| Michael Allen Toy | Pfg Advisors independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2022 | Nov 30, 2022 |
| Eatan Vijan | Pfg Advisors independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2022 | Dec 1, 2022 |
| Raymond Arroyo | Pfg Advisors independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2022 | Nov 8, 2022 |
| Gregory John Wozniak | Pfg Advisors independent RIA | Universal Financial Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 22, 2022 | Aug 16, 2022 |
| William Bernard Albair | Pfg Advisors independent RIA | Universal Financial Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 18, 2022 | Aug 15, 2022 |
| Susan Rene Sommer | Pfg Advisors independent RIA | Universal Financial Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 16, 2022 | Aug 10, 2022 |
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101 moves match.