| Joseph Michael Polychronis | Tucker Asset Management LLC independent RIA | Integrity Advisory Solutions independent RIA | RIA to RIA | Mar 4, 2026 | Feb 27, 2026 |
| Michael Howard Spencer | Tucker Asset Management LLC independent RIA | Fitzwilliams Wealth Management Inc. independent RIA | RIA to RIA | Nov 12, 2025 | Nov 24, 2025 |
| John Foster Ripley | Tucker Asset Management LLC independent RIA | Impact Partnership Wealth, LLC independent RIA | RIA to RIA | Sep 23, 2025 | Mar 14, 2025 |
| John Charles Cheeseman | Tucker Asset Management LLC independent RIA | Impact Partnership Wealth, LLC independent RIA | RIA to RIA | Sep 23, 2025 | Sep 3, 2025 |
| Ryan Christopher Hughes | Tucker Asset Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2025 | May 6, 2025 |
| Deirdre Hafen | Tucker Asset Management LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | May 23, 2025 | Feb 14, 2025 |
| David Wayne Campbell | Tucker Asset Management LLC independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2025 | Aug 18, 2025 (116 d) |
| Clinton Lee Connell | Tucker Asset Management LLC independent RIA | The Rosamond Financial Group Wealth Management, LLC state registered | RIA to a state-registered adviser | Apr 24, 2025 | Apr 7, 2025 |
| Gaylynn Loskill | Tucker Asset Management LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Apr 2, 2025 | Jan 24, 2025 |
| David John Loskill | Tucker Asset Management LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Apr 2, 2025 | Feb 6, 2025 |
| Christopher Ryan Shoop | Tucker Asset Management LLC independent RIA | Better Day Financial Planning LLC unclassified | Other | Dec 6, 2024 | Dec 5, 2024 |
| Kevin Andrew Mccann | Tucker Asset Management LLC independent RIA | Horter Investment Management, LLC independent RIA | RIA to RIA | Aug 1, 2024 | Aug 6, 2024 |
| Kenneth Daniel Tumolo | Tucker Asset Management LLC independent RIA | Tumolo Wealth Management LLC independent RIA | RIA to RIA | Jun 28, 2024 | May 16, 2024 |
| Nicholas Daniel Tumolo | Tucker Asset Management LLC independent RIA | Tumolo Wealth Management LLC independent RIA | RIA to RIA | Jun 28, 2024 | May 16, 2024 |
| Christopher David Coppolo | Tucker Asset Management LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | May 14, 2024 | Jul 9, 2024 (56 d) |
| Ricky Earl Durdahl | Tucker Asset Management LLC independent RIA | Senior Tax Advisory Group, Inc. independent RIA | RIA to RIA | Feb 28, 2024 | Feb 22, 2024 |
| Jonathan Fred Busch | Tucker Asset Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2023 | Nov 9, 2023 |
| Michael Patrick Kelly | Tucker Asset Management LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Oct 31, 2023 | Apr 14, 2026 (896 d) |
| Donald Gene Durr | Tucker Asset Management LLC independent RIA | Transce3nd LLC independent RIA | RIA to RIA | Jul 20, 2023 | May 6, 2023 |
| Antoine G Ducros | Tucker Asset Management LLC independent RIA | Brookstone Wealth Advisors, LLC independent RIA | RIA to RIA | Oct 27, 2022 | Oct 31, 2022 |
| Benjamin Schleicher | Tucker Asset Management LLC independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | May 26, 2022 | Apr 12, 2022 |
| Randolph Andrew Fisher | Tucker Asset Management LLC independent RIA | Artemis Wealth Advisors state registered | RIA to a state-registered adviser | Mar 2, 2022 | Feb 25, 2022 |
| Vernon Albert Hargrave | Tucker Asset Management LLC independent RIA | Elevated Capital Advisors, LLC independent RIA | RIA to RIA | Jan 5, 2021 | Jan 5, 2021 |
| David Michael Zamora | Tucker Asset Management LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Jul 23, 2020 | Jul 14, 2020 |
| Kyler J Redder | Tucker Asset Management LLC independent RIA | Townsquare Capital, LLC independent RIA | RIA to RIA | Feb 19, 2020 | Dec 24, 2019 |
| John Anthony Sicola | Tucker Asset Management LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2020 | Feb 25, 2022 (766 d) |
| Derek Charles Wilkerson | Tucker Asset Management LLC independent RIA | Integrity Alliance, LLC independent RIA | RIA to RIA | Aug 12, 2019 | Aug 12, 2019 |
| Max H Snodgrass | Tucker Asset Management LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jul 19, 2019 | May 22, 2019 |
| Josephine Olive Mccann | Tucker Asset Management LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2019 | Nov 23, 2022 (1316 d) |
| Shawna Marie-Mckinney Moore | Tucker Asset Management LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Mar 21, 2018 | Jul 18, 2019 (484 d) |
| Michael Marvin Quarles | Tucker Asset Management LLC other | Ae Wealth Management, LLC other | Other | Oct 18, 2017 | Oct 17, 2017 |
| Larry John Mahoney | Tucker Asset Management LLC other | Gradient Advisors, LLC other | Other | Aug 17, 2017 | Aug 9, 2017 |
| Kara Lynn Mitchell | Tucker Asset Management LLC other | Horter Investment Management, LLC other | Other | Aug 3, 2016 | Aug 18, 2016 |