DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from U.S. Bancorp Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Allen Labuhn | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Sep 24, 2025 |
| Christopher Martin Cognetta | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Sep 22, 2025 |
| Matthew Joachim Dufresne | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Oct 30, 2025 |
| Burnis Joseph Chitwood | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | May 21, 2025 |
| Kathleen Amanda Peters | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Aug 4, 2023 |
| Brooke Noele Forsberg | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Mar 18, 2026 |
| Teresa Lynn Hall | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Feb 12, 2025 |
| Brandon James Remer | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Mar 15, 2024 |
| Monica Douglas | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Dec 16, 2025 |
| James Wayne Carey | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Mar 15, 2024 |
| Cynthia Alexandra Jackson | U.S. Bancorp Investments, Inc. BD affiliated | Digital Ascension Group - Wealth other | Other | Mar 20, 2026 | Apr 21, 2026 (32 d) |
| Victor Armando Vera Morales | U.S. Bancorp Investments, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2026 | Mar 20, 2026 |
| Tyler Dean Schaper | U.S. Bancorp Investments, Inc. BD affiliated | Visionary Wealth Advisors, LLC other | Other | Feb 13, 2026 | Jun 16, 2016 |
| Aaron Jo Shanklin | U.S. Bancorp Investments, Inc. BD affiliated | Van Clemens Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2026 | Feb 12, 2026 |
| Dustin W Hansen | U.S. Bancorp Investments, Inc. BD affiliated | RBC Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Mar 6, 2026 |
| Kimberly Nicole Romo | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 17, 2026 |
| Amy Spiker | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Mar 17, 2025 |
| Brian Carlos Meadows | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2026 | Jan 6, 2026 |
| Gracia Ann Cavanaugh | U.S. Bancorp Investments, Inc. BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2025 | Jul 3, 2026 (189 d) |
| James Byron Richardson | U.S. Bancorp Investments, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 5, 2025 |
| Matthew David Goldenberg | U.S. Bancorp Investments, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 5, 2025 |
| Caleb Andrew Yeargain | U.S. Bancorp Investments, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 5, 2025 |
| Odunayo Christopher Ogunbameru | U.S. Bancorp Investments, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 24, 2025 | Dec 12, 2025 |
| Robert Domonicke Williams | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2025 | Nov 21, 2025 |
| Blake Alston Nephew | U.S. Bancorp Investments, Inc. BD affiliated | Lanark Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2025 | Oct 28, 2025 |
| Darin Eugene Mcleish | U.S. Bancorp Investments, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Oct 17, 2025 |
| Joseph Edmund Miller | U.S. Bancorp Investments, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Oct 9, 2025 |
| Joshua Ramar Ready | U.S. Bancorp Investments, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 3, 2025 |
| Nathaniel Allan Engstrom | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Sep 29, 2025 |
| Todd Edward Dunlap | U.S. Bancorp Investments, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2025 | Jul 1, 2026 (278 d) |
| Andrew T Schaefer | U.S. Bancorp Investments, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2025 | Oct 23, 2025 |
| Dawn Teree Stoffel | U.S. Bancorp Investments, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Sep 24, 2025 |
| David Cabral | U.S. Bancorp Investments, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 19, 2025 | Oct 9, 2025 |
| Samuel Chukwudi Anyamele | U.S. Bancorp Investments, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2025 | Sep 17, 2025 |
| Craig Everett Keisling | U.S. Bancorp Investments, Inc. BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2025 | Mar 7, 2026 (176 d) |
| Lauren Griggs | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Aug 16, 2024 |
| Lauren Brooke Dyer | U.S. Bancorp Investments, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 28, 2025 | Sep 3, 2025 |
| Nolan Knute Pehrson | U.S. Bancorp Investments, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Nov 17, 2025 (81 d) |
| Lee Christian Helmers | U.S. Bancorp Investments, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Sep 5, 2025 |
| Dayron Bueno Morales | U.S. Bancorp Investments, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2025 | Sep 10, 2025 |
| Mona Arabshahi | U.S. Bancorp Investments, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Aug 27, 2025 |
| John M Tanner | U.S. Bancorp Investments, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2025 | Sep 30, 2025 (42 d) |
| Michael Robb | U.S. Bancorp Investments, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 27, 2025 |
| William Mcdonald | U.S. Bancorp Investments, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Jul 8, 2026 (328 d) |
| Jaime Caraveo | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2025 | Aug 8, 2025 |
| Xiao Feng Wu | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 27, 2025 |
| Daniel Curtis | U.S. Bancorp Investments, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2025 | Aug 18, 2025 |
| Thomas J. Mchugh | U.S. Bancorp Investments, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2025 | Aug 22, 2025 |
| Derek Mcshane Bartle | U.S. Bancorp Investments, Inc. BD affiliated | Heck Capital Advisors, LLC other | Other | Jul 23, 2025 | Aug 21, 2025 |
| Kevin Dwyer Johnson | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2025 | Jul 23, 2025 |
| Andrew Seth Masters | U.S. Bancorp Investments, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2025 | Jul 7, 2025 |
| Ashley Diane Garcia | U.S. Bancorp Investments, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 25, 2025 |
| Zachary Mano Gilson | U.S. Bancorp Investments, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 8, 2025 | May 2, 2025 |
| Jose Luis Adame | U.S. Bancorp Investments, Inc. BD affiliated | Settlement Capital Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 17, 2025 | May 1, 2025 |
| Dustin Scott Roberts | U.S. Bancorp Investments, Inc. BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2025 | Apr 8, 2025 |
| Jayden Alan Epperson | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2025 | May 15, 2025 (35 d) |
| Terry E Davis | U.S. Bancorp Investments, Inc. BD affiliated | Gryphon Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | Apr 7, 2025 |
| Scott Michael Gajeski | U.S. Bancorp Investments, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 2, 2025 |
| Erica Louise Kohlwaies | U.S. Bancorp Investments, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 2, 2025 |
| Mirko Reithofer | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2025 | May 13, 2025 (47 d) |
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1,233 moves match.