DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeanne Elise Foss | Thrivent Investment Management Inc. BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2023 | Jun 2, 2025 (663 d) |
| Kyle Klatt | Thrivent Investment Management Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Oct 16, 2023 (68 d) |
| Anthony Cappelluzzi | Thrivent Investment Management Inc. BD affiliated | Horace Mann Investors, Inc. no RAUM | Other | Aug 8, 2023 | Aug 29, 2023 |
| Wesley L Lindquist | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 2, 2023 |
| Andrew Aumann | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 11, 2023 |
| Brock Edward Baker | Thrivent Investment Management Inc. BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 8, 2023 |
| Johnathan Maxwell Geeting | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 25, 2023 |
| Cody Blake Moody | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 28, 2023 |
| Laura Ann Breidenbach | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 28, 2023 |
| Timothy Alan Trier | Thrivent Investment Management Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Aug 3, 2023 |
| Amy Jo Lawin | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Jul 31, 2023 |
| Brian Wallace | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Jul 21, 2023 |
| Donovan J Strong | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 19, 2023 | Aug 9, 2023 |
| Ricky Gonzales | Thrivent Investment Management Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Feb 15, 2024 (212 d) |
| Brian Eugene Leonard | Thrivent Investment Management Inc. BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2023 | Sep 27, 2023 (71 d) |
| Richard Wiggins | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Aug 9, 2023 |
| Chad Edward Rediske | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Aug 23, 2023 (42 d) |
| Debra Olean Miethe | Thrivent Investment Management Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Aug 8, 2023 |
| Michael Witkowski | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 7, 2023 |
| Ian Anthony Nelson | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jun 29, 2023 |
| Steven Michael Schmitt | Thrivent Investment Management Inc. BD affiliated | Willow no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 30, 2023 | Jun 29, 2023 |
| Philip A Kapler | Thrivent Investment Management Inc. BD affiliated | Willow no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 30, 2023 | Jun 29, 2023 |
| Jeffrey John Brown | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Jul 11, 2023 |
| James Paul Deichmann | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 26, 2023 |
| Colin Christopher Farley | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Feb 7, 2024 (226 d) |
| Akgaukhar Nuskabayeva | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2023 | Jul 19, 2023 |
| Samuel Hansen | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Aug 2, 2024 (407 d) |
| Gregory Mark Weisbruch | Thrivent Investment Management Inc. BD affiliated | Fisher\Smb institutional | Other | Jun 21, 2023 | Jul 17, 2026 (1122 d) |
| Robert Campbell Bailey | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jun 21, 2023 |
| Shawn Keenan Petersen | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Mar 27, 2023 |
| Adam Daniel Julch | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Mar 27, 2023 |
| Michaella Petersen | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Mar 27, 2023 |
| Brian Charles Petersen | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Mar 27, 2023 |
| Tyler Shawn Petersen | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Mar 27, 2023 |
| James Sweeden | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Mar 27, 2023 |
| Bailey Ziemski-Harwood | Thrivent Investment Management Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2023 | Jan 18, 2024 (218 d) |
| Blake Douglas Christensen | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Mar 27, 2023 |
| Sara Kristen Bolen | Thrivent Investment Management Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 | Jun 9, 2023 |
| Benjamin D Weerts | Thrivent Investment Management Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 | Jun 9, 2023 |
| Brad Alan Nelson | Thrivent Investment Management Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 | Jun 9, 2023 |
| Simon Paul Jackson | Thrivent Investment Management Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 | Jun 9, 2023 |
| Matthew Walter Dobbins | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jun 6, 2023 |
| Diana Bagley | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2023 | Jun 20, 2023 |
| Gregory Kenneth Zuspann | Thrivent Investment Management Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | May 25, 2023 |
| Michael Paul Smith | Thrivent Investment Management Inc. BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 19, 2023 |
| Christopher S Pagotto | Thrivent Investment Management Inc. BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 19, 2023 |
| Derek Orion Mauldin | Thrivent Investment Management Inc. BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 19, 2023 |
| Brennan Kelsie Mayfield | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 17, 2023 | May 18, 2023 |
| Samuel Ogles | Thrivent Investment Management Inc. BD affiliated | Timothy Financial Counsel, Inc. no RAUM | Other | May 15, 2023 | Jun 16, 2023 (32 d) |
| Jesse Tyler Dunsmore | Thrivent Investment Management Inc. BD affiliated | Cornerstone Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2023 | May 18, 2023 |
| Michael James Gjerde | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 10, 2023 |
| Garrett Maurice Hittner | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2023 | Jun 12, 2023 (33 d) |
| Kevin Trecek | Thrivent Investment Management Inc. BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2023 | May 12, 2023 |
| Aaron Wayne Delong | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2023 | Jun 12, 2023 (33 d) |
| Eric David Gilbertson | Thrivent Investment Management Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | May 10, 2023 |
| Mark Alan Archer | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | May 5, 2023 |
| Brian Richard Nodolf | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | May 3, 2023 |
| Dawn Cheriece Benko | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
| Ryan Warren Ash | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
| Andrew Bernard Frank | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
1,855 moves match.