DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthea LaiHsbc Securities (USA) Inc. otherCetera Investment Advisers LLC otherOtherFeb 13, 2018Feb 12, 2018
Paul Anthony PedrettiHsbc Securities (USA) Inc. otherFlagstar Securities, Inc. otherOtherFeb 1, 2018Feb 26, 2018
Gavin CheungHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherJan 19, 2018Jan 18, 2018
Ying TangHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJan 18, 2018Jan 11, 2018
Dario MontisciHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherJan 12, 2018Jan 8, 2018
Gregg EisensteinHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherJan 4, 2018Dec 13, 2017
Salvatore GambinoHsbc Securities (USA) Inc. otherGladstone Wealth Partners independent RIAOtherJan 4, 2018Jan 13, 2026 (2931 d)
Robert Adam Cowser BunkerHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherDec 21, 2017Jun 27, 2018 (188 d)
Vinita J MehtaHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherDec 18, 2017Dec 13, 2017
Andrea RodriguezHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherDec 18, 2017Dec 18, 2017
Anna SimeHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherDec 6, 2017Nov 20, 2017
Bob AzariehHsbc Securities (USA) Inc. otherOsaic Institutions, Inc. otherOtherDec 1, 2017Jan 22, 2018 (52 d)
Edward MezzacappaHsbc Securities (USA) Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 29, 2017Jun 24, 2019 (572 d)
Andres E SalgadoHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. BD affiliatedOtherNov 29, 2017Aug 17, 2021 (1357 d)
Christopher Thomas MustoHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 17, 2017Jan 2, 2019 (411 d)
Lilliam Leon-GonzalezHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherNov 17, 2017Dec 1, 2017
Evian ClutchHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherNov 17, 2017Dec 5, 2017
Benjamin Jorge Blanco PintoHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherNov 17, 2017Oct 30, 2017
David Armand VenturaHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherNov 17, 2017Mar 5, 2018 (108 d)
Yeugenia NapoliHsbc Securities (USA) Inc. otherFountainhead Advisors otherOtherNov 10, 2017Mar 1, 2018 (111 d)
Claudia Isabel TeranHsbc Securities (USA) Inc. otherValor Advisors LLC independent RIAOtherNov 10, 2017Oct 24, 2022 (1809 d)
Federico Bernardo Gitron BeerHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherNov 10, 2017Oct 25, 2017
Marilin D Diaz PerezHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherNov 3, 2017Dec 1, 2017
Adrian Ioan OzarchieviciHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherOct 31, 2017Oct 13, 2017
Amy Elizabeth WilcoxHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 31, 2017Sep 4, 2019 (673 d)
Gabriel CeballosHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherOct 26, 2017Dec 20, 2017 (55 d)
Erika Misha BludauHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherOct 26, 2017Oct 6, 2017
Helida BuldingHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherOct 26, 2017Oct 10, 2017
Justin KwokHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherOct 18, 2017Oct 30, 2017
Andrew Julius HackHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherOct 10, 2017Oct 3, 2017
Miguel Roberto MonnichmeyerHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherSep 27, 2017Sep 22, 2017
Jimmy Roman CastrillonHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherSep 27, 2017Sep 22, 2017
Oscar Mauricio GonzalezHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherSep 27, 2017Sep 19, 2017
Stefano CatalanoHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherSep 27, 2017Oct 23, 2017
Robert Mark AmbrusHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherSep 19, 2017Sep 21, 2017
Luis Alfonso ZapataHsbc Securities (USA) Inc. otherSantander Securities BD affiliatedOtherSep 19, 2017Oct 11, 2019 (752 d)
Rocio Mora SalazarHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherSep 15, 2017Sep 13, 2017
Garrick GomezHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherSep 1, 2017Oct 5, 2017 (34 d)
Peter Michael KalinHsbc Securities (USA) Inc. otherCetera Investment Advisers LLC otherOtherAug 11, 2017Jan 17, 2018 (159 d)
James MilaniHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherAug 11, 2017Aug 18, 2017
Mark Andre PoitrasHsbc Securities (USA) Inc. otherAmerican Portfolios Advisors, Inc otherOtherAug 7, 2017Aug 29, 2017
Juarez Lauth GualbertoHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherAug 4, 2017Aug 9, 2017
Gustavo Luis CecchiHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherJul 17, 2017Jun 12, 2017
Mark C ChenHsbc Securities (USA) Inc. otherU.S. Bancorp Advisors, LLC otherOtherJun 27, 2017Jun 22, 2017
Jason KleinHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherJun 26, 2017Jun 26, 2017
Darlington OkeruluHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherJun 14, 2017Jun 8, 2017
Sandro Elio PalmeriniHsbc Securities (USA) Inc. otherLPL Financial LLC otherOtherJun 6, 2017Apr 24, 2017
Stefanie StannardHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherJun 6, 2017Jun 21, 2017
Jim LucasHsbc Securities (USA) Inc. otherBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherJun 6, 2017Nov 2, 2018 (514 d)
Rafael Ignacio SagarbarriaHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherJun 6, 2017May 31, 2017
Jiyan HuHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherMay 24, 2017May 24, 2017
Khuong Bao ChauHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. BD affiliatedOtherMay 12, 2017Aug 17, 2021 (1558 d)
Sunil SatnarainHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 12, 2017Jan 22, 2018 (255 d)
Jennifer Elizabeth RiekHsbc Securities (USA) Inc. otherCuna Brokerage Services, Inc. otherOtherMay 5, 2017Jun 8, 2017 (34 d)
Yunghua Michael MaHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 5, 2017Jun 6, 2017 (32 d)
James LangHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 28, 2017May 2, 2017
William Larry StandridgeHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherApr 28, 2017Apr 10, 2017
Reny MathewHsbc Securities (USA) Inc. otherVirtus Investment Advisers, LLC asset managerOtherApr 7, 2017Oct 21, 2021 (1658 d)
Robert FortuneHsbc Securities (USA) Inc. otherFortune Advisory Services state registeredOtherApr 4, 2017Mar 21, 2019 (716 d)
Simon K ChanHsbc Securities (USA) Inc. otherRaymond James Financial Services Advisors, Inc otherOtherMar 22, 2017May 1, 2017 (40 d)
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921 moves match.