DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gerardo Josue Castillo | Osaic Wealth, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 29, 2025 |
| Ryan David Wahlers | Osaic Wealth, Inc. BD affiliated | Lifeplan Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2025 | Feb 25, 2026 (400 d) |
| Joseph John Opalski | Osaic Wealth, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 13, 2025 |
| Andrew James Lomanto | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 15, 2025 |
| Hannah C Provost | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 15, 2025 |
| Robert Munroe | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 15, 2025 |
| Homer Milton Minshew | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2025 | Jan 13, 2025 |
| Randy Scott Schneider | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2025 | Jan 13, 2025 |
| Matthew Patrick Luckham | Osaic Wealth, Inc. BD affiliated | Wealth Manager Group LLC unclassified | Other | Jan 15, 2025 | Jan 18, 2017 |
| Joseph Michael Stenovec | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2025 | Jan 14, 2025 |
| Michael Francis Egan | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 7, 2025 |
| Francis Xavier Becker | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Apr 9, 2025 (90 d) |
| Pamm Louise Kuhl | Osaic Wealth, Inc. BD affiliated | James E. Weiss Inc. unclassified | Other | Jan 9, 2025 | Aug 30, 2021 |
| Janice Powers Williams | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 2, 2025 |
| William Brian Read | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 2, 2025 |
| Robert Kenneth Watkins | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 2, 2025 |
| Gregg Gerard Reutter | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 7, 2025 |
| Heather E Hawley | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 2, 2025 |
| Gloria Suard | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2025 | Feb 3, 2025 |
| Bart Anthony Lewellyn | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Jan 3, 2025 |
| Carmine Joseph Passante | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Dec 26, 2024 |
| Alex Doran Lewellyn | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Jan 3, 2025 |
| Lori Renae Bogatz | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Nov 8, 2024 |
| Jose Emanuel Gomes Lopes | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 6, 2025 |
| Grady Cool | Osaic Wealth, Inc. BD affiliated | Cool Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 6, 2025 | Jan 2, 2025 |
| Jesse Nmn Lunin-Pack | Osaic Wealth, Inc. BD affiliated | Lunin-Pack Planning And Advice, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 3, 2025 | Jan 6, 2025 |
| Brent Roger Stricklett | Osaic Wealth, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Feb 24, 2025 (52 d) |
| Noor El Houda Bucholz | Osaic Wealth, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jan 7, 2025 |
| David Lynn Putman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 1, 2025 | Nov 12, 2024 |
| Frank Joseph Baird | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Dec 31, 2024 | Oct 15, 2025 (288 d) |
| William Ignatius Russo | Osaic Wealth, Inc. BD affiliated | Peak Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Apr 11, 2025 (101 d) |
| Brian Hunt Freeman | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Dec 31, 2024 | Oct 15, 2025 (288 d) |
| Mark Alexander Vannauker | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Dec 31, 2024 | Oct 22, 2025 (295 d) |
| Anthony Yulo Poblador | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 15, 2025 |
| Donald Raymond Savaglia | Osaic Wealth, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Feb 19, 2026 (415 d) |
| Ori William Pagovich | Osaic Wealth, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 3, 2025 |
| Miranda Bonde | Osaic Wealth, Inc. BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Dec 31, 2024 | Apr 17, 2025 (107 d) |
| Pamela Jean Floyd | Osaic Wealth, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2024 | Jan 2, 2025 |
| Lisette Rene Ehrat | Osaic Wealth, Inc. BD affiliated | Strategic Financial Services unclassified | Other | Dec 26, 2024 | Mar 23, 2010 |
| James Robert Sickorez | Osaic Wealth, Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2024 | Jan 2, 2025 |
| Benjamin Goodpaster | Osaic Wealth, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2024 | Jan 7, 2025 |
| Daniel M Greenheck | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2024 | Mar 27, 2025 (91 d) |
| Ajay Agrawal | Osaic Wealth, Inc. BD affiliated | Ajay Agrawal state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 25, 2024 | Jan 24, 2025 |
| Constantine Theodore Leonida | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Nov 15, 2024 |
| Richard Scott Beam | Osaic Wealth, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Oct 7, 2025 (291 d) |
| Ariunaa Stover | Osaic Wealth, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Dec 10, 2025 (355 d) |
| Amy Alice Marchitello | Osaic Wealth, Inc. BD affiliated | S Squared Retirement Solutions LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 20, 2024 | Jul 25, 2025 (217 d) |
| Jack Michael Miciak | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Dec 18, 2024 |
| William Shannon Gardner | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2024 | Dec 14, 2024 |
| Mark Alan Mappa | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 12, 2024 |
| James Walter Sampair | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 11, 2024 |
| Andrew Paul Charbonneau | Osaic Wealth, Inc. BD affiliated | Defining Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 16, 2024 | Dec 17, 2024 |
| Beverly Bandlow Curmanskie | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2024 | Dec 16, 2024 |
| Corwin Eugene Davidson | Osaic Wealth, Inc. BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2024 | Dec 4, 2024 |
| Phillip Defranco | Osaic Wealth, Inc. BD affiliated | Heartland Northeast LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 13, 2024 | Feb 24, 2025 (73 d) |
| Gary Joseph Delorenzo | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 9, 2024 |
| Brian Michael Fullman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 9, 2024 |
| Steven Joseph Wilhusen | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 10, 2024 |
| Brett Whitton Gardiner | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 10, 2024 |
| Mark Fleksher | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 6, 2024 |