DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cory Thomas Shivers | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 9, 2024 |
| Michael Allyn Carmichael | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 9, 2024 |
| Michael Wadley | Osaic Wealth, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 11, 2024 |
| Scott Diehl | Osaic Wealth, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2024 | Jun 9, 2025 (181 d) |
| Christopher Tyler Simon | Osaic Wealth, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Dec 3, 2024 |
| Gregory Lynn Grimes | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Nov 8, 2024 |
| Heshy Zweig | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Dec 2, 2024 |
| Barry Scott Yankelevitz | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Dec 9, 2024 |
| Robert Collins Ryan | Osaic Wealth, Inc. BD affiliated | Ryan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | Aug 9, 2018 |
| Kevin Spafford | Osaic Wealth, Inc. BD affiliated | Ryan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | Aug 9, 2018 |
| Thomas J Heller | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Dec 2, 2024 |
| Justin Tyler Burrow | Osaic Wealth, Inc. BD affiliated | Ryan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | Aug 9, 2018 |
| Andrew T Heller | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Dec 2, 2024 |
| Teresa Jo Steele | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Nov 26, 2024 |
| Edward Peter Yetsko | Osaic Wealth, Inc. BD affiliated | William Joseph Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2024 | Nov 27, 2024 |
| Angela Marie Dunivent | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 9, 2024 |
| Julia Andrews | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 3, 2024 |
| Brianna Leah Sternkopf | Osaic Wealth, Inc. BD affiliated | William Joseph Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2024 | Nov 27, 2024 |
| Matthew James Cunningham | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2024 | Nov 25, 2024 |
| John Joseph Carbonara | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 29, 2024 | Nov 4, 2024 |
| Nicholas James Beauvais | Osaic Wealth, Inc. BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2024 | Dec 6, 2024 |
| Lindsey Ann Burnside | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2024 | Nov 26, 2024 |
| Robert Brian Anderson | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Jan 1, 2025 (35 d) |
| Erik Oleary | Osaic Wealth, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Dec 16, 2024 |
| Robert James Anderson | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Nov 4, 2024 |
| Benjamin Eric Koley | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 8, 2024 |
| Andrew Alan Lipkin | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 6, 2024 |
| Michelle Otts Bailey | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2024 | Nov 5, 2025 (347 d) |
| Neal James Hebert | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Nov 6, 2024 |
| Donald Melvin Benson | Osaic Wealth, Inc. BD affiliated | Pvg Asset Management Corp mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2024 | Nov 5, 2024 |
| Erica Keane | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2024 | Jan 10, 2025 (49 d) |
| Meshach Sarkorh | Osaic Wealth, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2024 | Dec 16, 2024 |
| Mitchell Bruce Moore | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Nov 18, 2024 |
| Kyle Evan Murphy | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Nov 19, 2024 |
| Matthew G Lancaster | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Nov 18, 2024 |
| Rebecca Isabelle Cathcart | Osaic Wealth, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Nov 22, 2024 |
| Colin Andrew Lancaster | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Nov 18, 2024 |
| Christopher Frank Rich | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Nov 18, 2024 |
| William Leo Leclair | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Dec 2, 2024 |
| Timothy John Gardner | Osaic Wealth, Inc. BD affiliated | Chatham Wealth Management. LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 19, 2024 | Nov 19, 2024 |
| Francis Joseph Niehaus | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 12, 2024 |
| Kevin Joseph Walsh | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 12, 2024 |
| Michael James Murray | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 15, 2024 |
| John Garrett Vanneman | Osaic Wealth, Inc. BD affiliated | Hub Investment Partners, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2024 | Jan 20, 2025 (62 d) |
| James Walton Otts | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 11, 2024 |
| Michael Wayne Jarrold-Grapes | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 16, 2024 | Nov 12, 2024 |
| Kelly Lynne Ryan | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Nov 11, 2024 |
| Gerald J Smith | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Nov 11, 2024 |
| Laura Ann Davitt | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Nov 12, 2024 |
| Matthew James Grotenhuis | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Nov 8, 2024 |
| Jory Franklin Head | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Dec 6, 2024 |
| Joel Genzink | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Nov 8, 2024 |
| Preston A Evans | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 14, 2024 | Apr 11, 2025 (148 d) |
| William Balint | Osaic Wealth, Inc. BD affiliated | Trustmont Advisory Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Sep 5, 2025 (296 d) |
| Matthew M Geraci | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 11, 2024 |
| Gilbert Adan Cortez | Osaic Wealth, Inc. BD affiliated | Cortez Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 13, 2024 | Nov 21, 2024 |
| Richard Alan Galgano | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 11, 2024 |
| Alan Edward Concha | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 12, 2024 |
| Peyton Daniel Chambers | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 11, 2024 |
| Christopher Ryan Jones | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 4, 2024 |