DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Regis J Rasmussen | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 8, 2024 |
| Parker Lee Carroll | Osaic Wealth, Inc. BD affiliated | Infinity Tax & Financial Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 12, 2024 |
| Pascal George Lanotte | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 4, 2024 |
| Andrew Lawrence Zorovich | Osaic Wealth, Inc. BD affiliated | Infinity Tax & Financial Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 4, 2024 |
| Jeffrey James Mcavaddy | Osaic Wealth, Inc. BD affiliated | Infinity Tax & Financial Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Dec 19, 2024 (38 d) |
| Ronald Alan Jurczynski | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 1, 2024 |
| Kyle Hancharick | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 1, 2024 |
| Megan Kaplan | Osaic Wealth, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2024 | Nov 4, 2024 |
| Aaron Michael Kennedy | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Oct 4, 2024 |
| Janey L Kegley | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Dec 24, 2025 (411 d) |
| Anthony Paul Campagni | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 1, 2024 |
| Thomas Kirby Harrington | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 1, 2024 |
| Dominic Alfonso Elmo | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 1, 2024 |
| Lewis Craig Green | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 5, 2024 |
| Paul Alexander Michaluk | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 4, 2024 |
| Harrison Scott Falteisek | Osaic Wealth, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Nov 1, 2024 |
| Mitchell A Romeo | Osaic Wealth, Inc. BD affiliated | Harrington Asset Management Inc other | Other | Nov 6, 2024 | Nov 21, 2016 |
| Timothy Scott Nowak | Osaic Wealth, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2024 | Nov 4, 2024 |
| William Woodrow Welch | Osaic Wealth, Inc. BD affiliated | Southland Equity Partners, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2024 | Mar 17, 2026 (497 d) |
| Philip Moston | Osaic Wealth, Inc. BD affiliated | Tamar Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2024 | Apr 28, 2025 (174 d) |
| Andrew Karl Maron | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 1, 2024 |
| Bradley J Palmersheim | Osaic Wealth, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2024 | Nov 4, 2024 |
| Jeffrey Paul Artherholt | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Oct 29, 2024 |
| Steven Thomas Curry | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2024 | Oct 29, 2024 |
| Karli Hamada | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 2, 2024 | Dec 10, 2024 (38 d) |
| William John Berg | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2024 | Oct 29, 2024 |
| Christopher Robert Brickheimer | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 29, 2024 |
| Timothy Alan Rosga | Osaic Wealth, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 22, 2024 |
| Eric Richard Nohner | Osaic Wealth, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 22, 2024 |
| Cheyenne Janel Armstrong | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Nov 12, 2024 |
| David H Weinberg | Osaic Wealth, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Nov 6, 2024 |
| Brian S Falconer | Osaic Wealth, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Oct 28, 2024 |
| Sean Michael Mccabe | Osaic Wealth, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Oct 31, 2024 |
| Michael Alan Armour | Osaic Wealth, Inc. BD affiliated | Greenleaf Financial Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2024 | Oct 28, 2024 |
| Anna Marie Kiser | Osaic Wealth, Inc. BD affiliated | Greenleaf Financial Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2024 | Oct 28, 2024 |
| Koby Eric Gartner | Osaic Wealth, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Oct 29, 2024 |
| James Dean Goedtke | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Oct 28, 2024 |
| Carla-Ann Eisele Goedtke | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Oct 25, 2024 |
| Richard Fredrick Dunn | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Oct 24, 2024 |
| Jeremiah Joseph Seagle | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Oct 25, 2024 |
| Matthew Devine | Osaic Wealth, Inc. BD affiliated | Premier Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2024 | Feb 12, 2025 (107 d) |
| Christopher Anthony Faulk | Osaic Wealth, Inc. BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2024 | Nov 18, 2024 |
| Mark William Hamelmann | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Oct 21, 2024 |
| Albert Frank Fiorello | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Oct 21, 2024 |
| John Valkenaar | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Dec 6, 2024 (44 d) |
| Christopher Joel Mark | Osaic Wealth, Inc. BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2024 | Oct 18, 2024 |
| Jon Mitchell Peteuil | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Oct 15, 2024 |
| Michael James Hall | Osaic Wealth, Inc. BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2024 | Oct 11, 2024 |
| Kevin M. Mccarthy | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 14, 2024 |
| Scott Allen Lumbatis | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 18, 2024 |
| Mary Elizabeth Jones | Osaic Wealth, Inc. BD affiliated | Q3 Asset Management Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2024 | Nov 20, 2024 (35 d) |
| Randall Todd Fulks | Osaic Wealth, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Jul 1, 2026 (624 d) |
| Scott David Garber | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 1, 2024 |
| Jimmy Lee | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2024 | Oct 7, 2024 |
| Vincent Esparza | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Richard George Gerepka | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Robert William Toth | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 23, 2024 |
| Kirk Francis Henderson | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Dec 6, 2024 (56 d) |
| James C. Leo | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Theodore Robert Taddei | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 23, 2024 |