DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,282 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Alan Matheson | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jan 30, 2024 |
| Jeffrey Lee Schuler | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jan 30, 2024 |
| Marie Lynette Henrichs | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jan 30, 2024 |
| Susan Marie Anderson | Osaic Wealth, Inc. BD affiliated | Financial Dimensions Group, Inc. other | Other | Feb 1, 2024 | Nov 22, 2016 |
| Jennifer Jean Nelson | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jan 30, 2024 |
| Kevin Michael Nervegna | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 29, 2024 |
| Stephen Edward Repak | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Feb 1, 2024 |
| Christopher R Bice | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 30, 2024 |
| Dominique Ashley Vitalis | Osaic Wealth, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2024 | Feb 12, 2024 |
| Christina Marie Diloreto King | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Apr 26, 2024 (91 d) |
| Doyle Henry Brown | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Oct 5, 2023 |
| Michelle D. Portney | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Jan 26, 2024 |
| Kevin John Snow | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 8, 2024 |
| Gerald F Flanery | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 18, 2024 |
| Amanda Marie Unger | Osaic Wealth, Inc. BD affiliated | Midwest Professional Planners, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Jan 23, 2024 |
| Kristopher Donald Thompson | Osaic Wealth, Inc. BD affiliated | Key Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Apr 26, 2022 |
| Frank Michael Rizzo | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 11, 2024 |
| William Patrick Zoromski | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 8, 2024 |
| Jason Chris Hohenstein | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 8, 2024 |
| Charles K Grugel | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 8, 2024 |
| Richard Park | Osaic Wealth, Inc. BD affiliated | The Strategic Financial Alliance BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 8, 2024 |
| Jeffrey Anton Knusalla | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 16, 2024 |
| Nicholas Paul Snow | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 8, 2024 |
| Matthew John Alexander | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 8, 2024 |
| Colin Brubaker | Osaic Wealth, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | May 29, 2024 (141 d) |
| Brian Kristofer Duerson | Osaic Wealth, Inc. BD affiliated | K2 Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 8, 2024 | Jan 12, 2026 (735 d) |
| Bradley Dean Graham | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Jan 2, 2024 |
| Patrick Timothy Mcgrade | Osaic Wealth, Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 24, 2024 |
| Christopher David Musick | Osaic Wealth, Inc. BD affiliated | Purpose Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2023 | May 10, 2024 (131 d) |
| Payton A Holt | Osaic Wealth, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 28, 2025 (394 d) |
| George Sarlanis | Osaic Wealth, Inc. BD affiliated | Snowden Capital Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Jan 2, 2024 |
| Michael Thomas Gill | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Jan 3, 2024 |
| Bruce Scott Levitus | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Jun 9, 2025 (537 d) |
| Mark Stephen Durfee | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 1, 2023 |
| Robert Brandon Harper | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Dec 11, 2023 |
| Hunter Cole Greene | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Dec 11, 2023 |
| Denise Elaine Iarrobino | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Jan 2, 2024 |
| Michael Tartarini | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Jan 5, 2024 |
| Edward Lawrence Kiernan | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Jan 2, 2024 |
| Jason Batista | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Jan 12, 2024 |
| Beau Allen Williams | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Richard Joseph Tartarini | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Jan 4, 2024 |
| Laurence Andrew Mchugh | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 13, 2023 |
| Kenneth Lowell Moran | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Jan 10, 2024 |
| Dino F Querze | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 8, 2023 |
| Donald Francis Codori | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Jan 1, 2026 (751 d) |
| Matthew Leonard Pescatore | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 13, 2023 |
| Patrick V Murray | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 13, 2023 |
| Matthew Dino Querze | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 8, 2023 |
| John Gerarad Doherty | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 6, 2023 |
| Kenneth Christian Reese | Osaic Wealth, Inc. BD affiliated | Stirlingshire Investments no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 5, 2023 | Dec 20, 2023 |
| Robert James Finnegan | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 30, 2023 |
| Lisa Catlett Goins | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Dec 4, 2023 |
| Amy C Doherty | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Dec 6, 2023 |
| Bradley Wilcox | Osaic Wealth, Inc. BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2023 | Jan 11, 2024 (38 d) |
| Pamela K Linderman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2023 | Nov 28, 2023 |
| John Kiem Liong Kwee | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Karl Sadanaga | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 17, 2023 |
| Kyle H Shimoda | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Aug 7, 2024 (260 d) |
| Jason Kiyosaki | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 19, 2023 |