DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Marcus Rivera | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 2, 2026 | May 29, 2026 |
| Phung Van | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 2, 2026 | May 29, 2026 |
| Abraham Martin Miller | Osaic Wealth, Inc. BD affiliated | Verdence Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2026 | Jun 18, 2026 |
| John Walter Going | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | May 26, 2026 |
| Andrew Spuhler | Osaic Wealth, Inc. BD affiliated | Vicus Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2026 | May 27, 2026 |
| David Lawrence Bailin | Osaic Wealth, Inc. BD affiliated | Integrous Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 28, 2026 | May 26, 2026 |
| Brian C Ginty | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2026 | May 18, 2026 |
| Robert J Koenigbauer | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | May 28, 2026 |
| Michael Leonard Husak | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | May 26, 2026 |
| Jeffrey Michael Husak | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | May 26, 2026 |
| Justin William Rice | Osaic Wealth, Inc. BD affiliated | Integrous Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 28, 2026 | May 27, 2026 |
| Ian Mindas | Osaic Wealth, Inc. BD affiliated | Integrous Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 28, 2026 | May 26, 2026 |
| Craig Jones | Osaic Wealth, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 11, 2026 |
| Patrick Bernard Lough | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 20, 2026 |
| Jeffrey Cohen Hartman | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 22, 2026 | May 28, 2026 |
| Kevin Harold Dempsey | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 28, 2026 |
| Robert Joseph St. George | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 22, 2026 |
| Thomas Robert Beam | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 26, 2026 |
| Paul Murdock Green | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | Jun 3, 2026 |
| Robert Louis Sansone | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | Jun 25, 2026 (35 d) |
| Brian David Wright | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | Jun 3, 2026 |
| Daniel Stephen Dipaola | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 19, 2026 |
| Stuart Impey | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 28, 2026 |
| Daniel Joseph Abel | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 28, 2026 |
| Richard Thomas Collins | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 22, 2026 |
| Granville Joseph Knowles | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 29, 2026 |
| Reagan David Wright | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 | May 29, 2026 |
| Edward Martin Schrimpe | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 15, 2026 |
| Joshua Thomas Dejohn | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | May 14, 2026 |
| Kathleen Marie Roth | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | May 14, 2026 |
| Toby John Peters | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 11, 2026 |
| Joshua Smith | Osaic Wealth, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 18, 2026 |
| Alexander Earl Forster | Osaic Wealth, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | May 19, 2026 |
| Adeline Ruwe | Osaic Wealth, Inc. BD affiliated | Reyes Financial Architecture Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Jun 12, 2026 (31 d) |
| Joshua Arthur Ryan Rennert | Osaic Wealth, Inc. BD affiliated | Waldron Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | May 6, 2026 |
| Jaclyn Alison Montoya | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 5, 2026 |
| Kyle Adams | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Jun 9, 2026 (33 d) |
| Richard J Moss | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 8, 2026 |
| Ana M Diaz | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 6, 2026 |
| Joseph Nicholas Cantore | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 7, 2026 |
| Jamie Ann Swasey | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 5, 2026 | May 4, 2026 |
| Lindsey Carolyn Lewis | Osaic Wealth, Inc. BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2026 | May 13, 2026 |
| Zohreh Ghaissari | Osaic Wealth, Inc. BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2026 | May 11, 2026 |
| Kelley Elizabeth Mcgoldrick | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 8, 2026 |
| Mackenzie Ann Klouda | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| Blake Von Scheer | Osaic Wealth, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2026 | May 7, 2026 |
| Robert Leroy Chess | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 28, 2026 |
| Douglas Scott Morey | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 27, 2026 |
| James Arthur Bayliss | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 27, 2026 |
| Jacqueline Dana Adler | Osaic Wealth, Inc. BD affiliated | Forum Financial Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2026 | Jun 23, 2026 (55 d) |
| Valerie Norene Miller | Osaic Wealth, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2026 | Apr 27, 2026 |
| Adam Chambers | Osaic Wealth, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2026 | Apr 27, 2026 |
| Jonathan Taylor Beaton | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 27, 2026 |
| Thomas Martin Scheck | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 27, 2026 |
| Christopher J Bayliss | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 27, 2026 |
| Jason David Berk | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Apr 23, 2026 |
| Scott David Johnston | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Apr 23, 2026 |
| Edward Allan Knowles | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Apr 27, 2026 |
| Greg J Selg | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 20, 2026 |
| Cynthia Lynn Garcia | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 24, 2026 |
2,262 moves match.