DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oppenheimer & Co. Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin M Monaco | Oppenheimer & Co. Inc. BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Feb 4, 2026 (141 d) |
| Emily E Bascom | Oppenheimer & Co. Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2025 | Apr 6, 2026 (213 d) |
| John Patrick Lederer | Oppenheimer & Co. Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Oct 10, 2025 (59 d) |
| Hillary Arnesen Allen | Oppenheimer & Co. Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2025 | Aug 4, 2025 |
| Leo Vinson Reichle | Oppenheimer & Co. Inc. BD affiliated | Sunbelt Securities BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Jul 21, 2025 |
| James Crowley | Oppenheimer & Co. Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2025 | Aug 15, 2025 |
| Laura Lee White | Oppenheimer & Co. Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 21, 2025 |
| Miguel Garcia | Oppenheimer & Co. Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 21, 2025 |
| Anydelisse Santiago Miranda | Oppenheimer & Co. Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2025 | Jul 14, 2025 |
| Thomas Edward Dooney | Oppenheimer & Co. Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Apr 27, 2026 (304 d) |
| Jonathan Jenkins | Oppenheimer & Co. Inc. BD affiliated | Sterling Capital Management LLC other | Other | Jun 27, 2025 | Jul 25, 2025 |
| Jeffrey Lane Werdesheim | Oppenheimer & Co. Inc. BD affiliated | Oppenheimer Asset Management other | Other | Jun 20, 2025 | Apr 15, 2003 |
| Brian Keith Werdesheim | Oppenheimer & Co. Inc. BD affiliated | Oppenheimer Asset Management other | Other | Jun 20, 2025 | Apr 15, 2003 |
| David Andrew Allen | Oppenheimer & Co. Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 17, 2025 |
| Robert W Dalie | Oppenheimer & Co. Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 17, 2025 |
| Gary Alan Chiate | Oppenheimer & Co. Inc. BD affiliated | Oppenheimer Asset Management other | Other | Jun 20, 2025 | Apr 15, 2003 |
| Qiu Xue Yang | Oppenheimer & Co. Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 17, 2025 |
| Savannah L Pincus | Oppenheimer & Co. Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 17, 2025 |
| Tiffany Mondori Ledesma | Oppenheimer & Co. Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Jun 30, 2025 |
| Eric A Keller | Oppenheimer & Co. Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 7, 2025 |
| Trinity Hope Stivers | Oppenheimer & Co. Inc. BD affiliated | Agw Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2025 | Aug 12, 2025 (67 d) |
| Andrew L Wolff | Oppenheimer & Co. Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 22, 2025 |
| Michael B Wolff | Oppenheimer & Co. Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 22, 2025 |
| Jitka Petronis | Oppenheimer & Co. Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2025 | May 30, 2025 |
| Lawrence Zollo | Oppenheimer & Co. Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2025 | Jun 3, 2025 |
| Jorge M Oliveira | Oppenheimer & Co. Inc. BD affiliated | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 18, 2025 |
| Abel Lukose Oonnoonny | Oppenheimer & Co. Inc. BD affiliated | Eagle'S Crest Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 2, 2025 | Apr 28, 2025 |
| Charles Bagley Ducharme | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 16, 2025 | May 1, 2025 |
| Jan A Galvez | Oppenheimer & Co. Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Mar 28, 2025 |
| Larissa Anna Poindexter | Oppenheimer & Co. Inc. BD affiliated | U.S. Capital Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2025 | Mar 24, 2025 |
| Cheryl Lynn Underwood | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Mar 31, 2025 |
| Matthew Benjamin Jaskolka | Oppenheimer & Co. Inc. BD affiliated | Jaskolka Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 4, 2025 | Apr 19, 2025 |
| Mayra Alejandra Alejandra Uribe-Quiceno | Oppenheimer & Co. Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2025 | Apr 15, 2025 |
| Zachary R. Pumphrey | Oppenheimer & Co. Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2025 | Mar 25, 2025 |
| Johnathan D Fincher | Oppenheimer & Co. Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Apr 23, 2025 (33 d) |
| Lauren Eudora Lewis | Oppenheimer & Co. Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2025 | Apr 3, 2025 |
| Lisa Marie Mccue | Oppenheimer & Co. Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 26, 2025 |
| Christine Annabelle Sakraida | Oppenheimer & Co. Inc. BD affiliated | White Aspen Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 21, 2025 | Mar 4, 2025 |
| Stefen Thomas Main | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 14, 2025 | Feb 17, 2025 |
| Olivia J Mallett | Oppenheimer & Co. Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Feb 20, 2025 |
| Edgardo Martinez | Oppenheimer & Co. Inc. BD affiliated | Gladstone Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Jul 22, 2025 (201 d) |
| Jenna R Dickinson | Oppenheimer & Co. Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 26, 2024 | Jan 10, 2025 |
| Brian Fenlin | Oppenheimer & Co. Inc. BD affiliated | Kathmere Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2024 | Nov 15, 2024 |
| Robert Gray Reavis | Oppenheimer & Co. Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Apr 21, 2025 (150 d) |
| Annie Jordan Rice | Oppenheimer & Co. Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Jun 10, 2026 (579 d) |
| Donald Mcpherrin Weller | Oppenheimer & Co. Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Oct 25, 2024 |
| Mackenzie Christine Howe | Oppenheimer & Co. Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2024 | Nov 5, 2024 |
| Wayne Whited | Oppenheimer & Co. Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2024 | Oct 25, 2024 |
| Melissa Murphy Pavone | Oppenheimer & Co. Inc. BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2024 | Sep 16, 2024 |
| Krystina Alyssa Cruz | Oppenheimer & Co. Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2024 | Oct 15, 2024 |
| Javier Ignacio Altimari | Oppenheimer & Co. Inc. BD affiliated | Americana Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 | Aug 23, 2024 |
| Mason Strickland Adams | Oppenheimer & Co. Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2024 | Sep 5, 2024 |
| Reid Joshua Kimura | Oppenheimer & Co. Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Jan 3, 2025 (147 d) |
| David Alan Dodson | Oppenheimer & Co. Inc. BD affiliated | Hampton Rock Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Jul 31, 2024 |
| David Charles Turcott | Oppenheimer & Co. Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2024 | Jul 8, 2024 |
| Paul Robert Turcott | Oppenheimer & Co. Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2024 | Jul 5, 2024 |
| Scott Alan Turcott | Oppenheimer & Co. Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2024 | Jul 8, 2024 |
| Steven Grary Helfer | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 28, 2024 | Jul 2, 2024 |
| Karen Eileen Friedman | Oppenheimer & Co. Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jun 17, 2024 |
| Charles Lufburrow Brown | Oppenheimer & Co. Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2024 | Jul 16, 2024 |
1,085 moves match.