DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Harbor Financial Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Tilton DollHarbor Financial Services, LLC BD affiliatedLevel Four Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2021Dec 21, 2021
Curtis Lee HowardHarbor Financial Services, LLC BD affiliatedLevel Four Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2021Dec 21, 2021
Michael Gerard HickeyHarbor Financial Services, LLC BD affiliatedLevel Four Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2021Dec 21, 2021
Robert Arthur Oliver AndersonHarbor Financial Services, LLC BD affiliatedLevel Four Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2021Dec 21, 2021
Stacey Lynn LavenderHarbor Financial Services, LLC BD affiliatedMywallst Advisory LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 21, 2021Jul 28, 2021
Alexis Allen MaloyHarbor Financial Services, LLC BD affiliatedLevel Four Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2021Dec 21, 2021
John LydickHarbor Financial Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 16, 2019Nov 26, 2019
Maxwell Chadwick MyrickHarbor Financial Services, LLC independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 2, 2019Oct 19, 2023 (1661 d)
Neetaben PatelHarbor Financial Services, LLC independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 18, 2018Feb 8, 2019 (52 d)
Douglas E DortHarbor Financial Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAOct 16, 2018Oct 2, 2018
Paul Joseph Celentano Jr.Harbor Financial Services, LLC independent RIALPL Financial LLC independent RIARIA to RIAOct 5, 2018Sep 17, 2018
Richard Scott BoneHarbor Financial Services, LLC otherBone Asset Management state registeredOtherMar 21, 2018Jun 1, 2018 (72 d)
Timothy William SlothowerHarbor Financial Services, LLC otherGrace Financial Advisors LLC state registeredOtherJul 18, 2017Jun 29, 2017
Anthony Scott WilliamsHarbor Financial Services, LLC otherSentinel Investment Planning, LLC state registeredOtherOct 4, 2016Oct 3, 2016
Frederick Gordon RavidHarbor Financial Services, LLC otherMoneygrow.Com ® state registeredOtherJul 19, 2016Nov 28, 2012
Dennis SpontarelliHarbor Financial Services, LLC otherCantella & Co., Inc. otherOtherJan 4, 2016Dec 4, 2015
Allan Keith BooherHarbor Financial Services, LLC otherWoodbury Financial Services, Inc. otherOtherOct 31, 2015Oct 23, 2015
Curt Richard MangoldHarbor Financial Services, LLC otherCantella & Co., Inc. otherOtherOct 31, 2015Oct 28, 2015
Mabry Stone PhillipsHarbor Financial Services, LLC otherRaymond James Financial Services Advisors, Inc otherOtherNov 26, 2014Dec 2, 2014
Hannon E FayardHarbor Financial Services, LLC otherVoya Financial Advisors, Inc. otherOtherNov 4, 2014May 14, 2015 (191 d)
Thomas Stacy DillonHarbor Financial Services, LLC otherRaymond James Financial Services Advisors, Inc otherOtherMay 28, 2014May 28, 2014
Stacey Lynn LavenderHarbor Financial Services, LLC otherNms Capital Asset Management, Inc. otherOtherMar 5, 2014Dec 17, 2014 (287 d)
Leroy TankerHarbor Financial Services, LLC otherBenedetti, Gucer & Associates otherOtherAug 21, 2013Aug 21, 2013
Michael Tilton DollHarbor Financial Services, LLC otherLongboat Key Financial Group, LLC otherOtherMar 18, 2013Apr 25, 2013 (38 d)
Mark Edward MorashHarbor Financial Services, LLC otherBankers & Investors Co. unclassifiedOtherJan 27, 2012Jan 31, 2012
Stacey Lynn LavenderHarbor Financial Services, LLC otherFirst Command Financial Planning, Inc. otherOtherNov 21, 2011Jun 20, 2012 (212 d)
Nick KaloyiosHarbor Financial Services, LLC otherAsset & Financial Planning, Ltd otherOtherOct 27, 2011Jan 19, 2012 (84 d)
William Clayton ConerlyHarbor Financial Services, LLC otherConcourse Financial Group Advisors otherOtherDec 23, 2010Dec 2, 2010
Erik Cecil BarnesHarbor Financial Services, LLC otherRetirement Portfolio Partners state registeredOtherJul 13, 2010May 3, 2011 (294 d)
Steven Allen SchetromHarbor Financial Services, LLC otherLegacy Financial state registeredOtherMar 2, 2010Mar 24, 2010
Paul Joseph Celentano Jr.Harbor Financial Services, LLC otherMsi Financial Services, Inc. otherOtherFeb 3, 2009Feb 17, 2009
Sabrina Marie FregaraHarbor Financial Services, LLC otherWells Fargo Advisors wirehouseOtherJan 20, 2009Jan 13, 2016 (2549 d)
Floyd Thomas BernardHarbor Financial Services, LLC otherChoice Advisory Group, Inc. otherOtherOct 10, 2008Sep 18, 2009 (343 d)
Jon Alan DaubleHarbor Financial Services, LLC otherCapital Advisors, Inc. unclassifiedOtherMay 29, 2007Apr 22, 2008 (329 d)
Donald Lewis HaganHarbor Financial Services, LLC otherDay Hagan Asset Management otherOtherMar 21, 2006Mar 10, 2006
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35 moves match.