DFX Intelligence
Advisor moves
Departures from Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Raymond Gelman | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | May 31, 2023 |
| Wayne Robert Atkins | Ae Wealth Management, LLC BD affiliated | Fefa Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | May 31, 2023 |
| Michael J Ketchum | Ae Wealth Management, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Dec 15, 2023 (176 d) |
| Coby David Culpepper | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Jul 6, 2023 |
| Summer Anne Roberts | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Jun 22, 2023 |
| Wyatt Broome | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Jun 27, 2023 |
| James Douglas Tilley | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2023 | Jun 12, 2023 |
| Jacob A Haynes | Ae Wealth Management, LLC BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2023 | Nov 7, 2025 (890 d) |
| Scott David Winstead | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 | May 17, 2023 |
| Kody Carl Followwill | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 | May 30, 2023 |
| Angela Marie Winstead | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 | May 24, 2023 |
| Sean Jeffrey Hite | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | Feb 1, 2023 |
| Michael Jonathan Floyd | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2023 | May 19, 2023 |
| Megan Katherine Miener | Ae Wealth Management, LLC BD affiliated | Fyra Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2023 | Jan 11, 2023 |
| Elio Kollcinaku | Ae Wealth Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 26, 2023 | May 18, 2023 |
| Aaron Keith Ulrich | Ae Wealth Management, LLC BD affiliated | Forthright Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2023 | Jul 25, 2023 (92 d) |
| Brandi-Ayn Sachiko Kamano | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2023 | Jan 9, 2023 |
| John Edwin Stillman | Ae Wealth Management, LLC BD affiliated | Rosewood Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 3, 2023 | Dec 2, 2016 |
| Daniel Francis Brascetta | Ae Wealth Management, LLC BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2023 | Mar 28, 2023 |
| Mark Alan Squires | Ae Wealth Management, LLC BD affiliated | Brookstone Wealth Advisors, LLC no RAUM | Other | Mar 28, 2023 | Mar 31, 2023 |
| Jeremiah Elijah Wassmer | Ae Wealth Management, LLC BD affiliated | Destiny Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2023 | Apr 30, 2023 (37 d) |
| Charles Chris Koules | Ae Wealth Management, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 10, 2023 | Jun 9, 2023 (91 d) |
| John Gary Anderson | Ae Wealth Management, LLC BD affiliated | Anderson Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 2, 2023 | Nov 22, 2022 |
| Dale Edward Colclasure | Ae Wealth Management, LLC BD affiliated | Retirepath Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 24, 2023 | Mar 15, 2023 |
| James Kinnison Sumner | Ae Wealth Management, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 13, 2023 | Mar 8, 2023 |
| John Edward Moriarty | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2023 | Oct 31, 2022 |
| Larry Kenneth Lyons | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2023 | Nov 1, 2022 |
| Robert Francis Schilly | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2023 | Oct 24, 2022 |
| Kyle Wilcutt | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2023 | Oct 24, 2022 |
| Derek Randall Bostian | Ae Wealth Management, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2023 | Apr 25, 2023 (90 d) |
| Brian Richard Skrobonja | Ae Wealth Management, LLC BD affiliated | Skrobonja Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 24, 2023 | Nov 28, 2022 |
| Robert Y Lee | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 20, 2023 | Aug 15, 2022 |
| Arthur Austin | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 20, 2023 | Aug 12, 2022 |
| Jessica Michelle Knutson | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Oct 31, 2022 |
| Bruce Gerard Wehner | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Oct 17, 2022 |
| Stephen C Joseph | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Oct 17, 2022 |
| Conner Capps | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Oct 17, 2022 |
| Mark Charles Schreiber | Ae Wealth Management, LLC BD affiliated | Transce3nd LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2023 | Oct 17, 2022 |
| Erin Lyn Holloway | Ae Wealth Management, LLC BD affiliated | Truadvice LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2023 | Jan 16, 2023 |
| Alvin Masanori Abe | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2023 | Jul 12, 2022 |
| Jeffrey David Buck | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2023 | Aug 29, 2022 |
| Michael Jay Sato | Ae Wealth Management, LLC BD affiliated | Buck Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2023 | Oct 3, 2022 |
| Christopher Douglas Risher | Ae Wealth Management, LLC BD affiliated | Revolutionary Wealth Management, Corp. unclassified | Other | Jan 9, 2023 | Jan 6, 2023 |
| Jonathan Moss Frances | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | Jan 17, 2023 |
| Jason Stewart Kehler | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 6, 2023 |
| Morgan Leann Lawrence | Ae Wealth Management, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Jan 10, 2023 |
| Matthew Stroud Hellebusch | Ae Wealth Management, LLC BD affiliated | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2022 | Feb 7, 2023 (57 d) |
| Stuart Douglas Waldenmaier | Ae Wealth Management, LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2022 | Jan 4, 2023 |
| Clark Calvin Shofner | Ae Wealth Management, LLC BD affiliated | Retirement Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 9, 2022 | Oct 26, 2022 |
| Erik Otha Morgan | Ae Wealth Management, LLC BD affiliated | Retirement Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 9, 2022 | Oct 26, 2022 |
| Bradford M Malloy | Ae Wealth Management, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2022 | Jun 24, 2024 (567 d) |
| Jeremy Wayne Rabalais | Ae Wealth Management, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2022 | Jan 9, 2023 (48 d) |
| Erik Martin Blankmeyer | Ae Wealth Management, LLC BD affiliated | Smart Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2022 | May 25, 2023 (190 d) |
| Heather M Aeschliman | Ae Wealth Management, LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2022 | Dec 21, 2022 (42 d) |
| Patrick William Sandner | Ae Wealth Management, LLC BD affiliated | Landing Financial Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2022 | Apr 27, 2022 |
| Kevin Patrick Gerbers | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Nov 1, 2022 |
| Stuart Shaun Choy | Ae Wealth Management, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2022 | May 12, 2023 (197 d) |
| Maria Goretti Garcia | Ae Wealth Management, LLC BD affiliated | New Era Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 27, 2022 | Oct 28, 2022 |
| Zachary Christopher Hogan | Ae Wealth Management, LLC BD affiliated | Retirewise Tax And Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2022 | May 1, 2023 (188 d) |
| David William Belisle | Ae Wealth Management, LLC BD affiliated | Paramount Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 21, 2022 | Apr 27, 2022 |
546 moves match.