DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Matthew Lublin | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 24, 2024 |
| Jerry He | Kestra Advisory Services, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Jul 1, 2024 |
| Andrew Murray Buchanan | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2024 | Jun 11, 2024 |
| Michael Brian Heckert | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2024 | Jun 11, 2024 |
| Brandon R Heckert | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2024 | May 29, 2024 |
| Angel Ricardo Vega | Kestra Advisory Services, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2024 | Aug 18, 2026 (805 d) |
| Gregory Henry Marchand | Kestra Advisory Services, LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jun 12, 2024 |
| Brandon Walter Stukus | Kestra Advisory Services, LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jul 19, 2024 (50 d) |
| Keith Karchmar | Kestra Advisory Services, LLC BD affiliated | K&H Wealth Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 23, 2024 | May 23, 2024 |
| Matthew Jarett Hoenes | Kestra Advisory Services, LLC BD affiliated | K&H Wealth Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 23, 2024 | May 22, 2024 |
| David Michael Miller | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | May 6, 2024 |
| Brendan Daniel O'Rourke | Kestra Advisory Services, LLC BD affiliated | Van Clemens Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2024 | May 6, 2024 |
| John Marc Hebert | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 2, 2024 |
| Sherry Mcfarland | Kestra Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 2, 2024 | May 16, 2024 |
| Brandon John Hebert | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 2, 2024 |
| Jeffery Patrick Hebert | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 3, 2024 |
| Dawson Alverson | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | Jun 28, 2024 (57 d) |
| Morgan Tyler Edwards | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | May 31, 2024 (32 d) |
| Gerald Lyman Ursrey | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Oct 20, 2023 |
| Markus Gracen Byrd | Kestra Advisory Services, LLC BD affiliated | Candor Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 15, 2024 | May 16, 2024 (31 d) |
| Stanton Price Wheeler | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | Jan 1, 2025 (267 d) |
| Denise Eileen Leddy | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 29, 2024 (32 d) |
| Michael Joseph Dugan | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 8, 2024 |
| Raymond Nelson Corneau | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 11, 2024 |
| James Lee Royals | Kestra Advisory Services, LLC BD affiliated | The Fiduciary Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2024 | Apr 1, 2024 |
| Judd David Berube | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 10, 2024 |
| Shamun Cole | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 10, 2024 |
| James Daniel Hannan | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 12, 2024 |
| Sarah Jamie Hodian | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 8, 2024 |
| Lauren Sparks Fonacier | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Jun 28, 2024 (99 d) |
| Nathaniel John Louderback | Kestra Advisory Services, LLC BD affiliated | World Investment Advisors, LLC institutional | Other | Mar 18, 2024 | Mar 25, 2024 |
| Paul Adrien Brule | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Timothy Mark Rolls | Kestra Advisory Services, LLC BD affiliated | Per Stirling Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Mar 28, 2025 (382 d) |
| Jason David Berk | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 4, 2024 |
| Scott David Johnston | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 4, 2024 |
| Marcus Alan Poteete | Kestra Advisory Services, LLC BD affiliated | Scharf Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | May 22, 2024 (82 d) |
| W. Townsend Morris | Kestra Advisory Services, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Feb 27, 2024 |
| Kelly Allman | Kestra Advisory Services, LLC BD affiliated | Garrett Capital Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 27, 2024 | Jun 13, 2024 (107 d) |
| Joseph William Christianson | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2024 | Feb 23, 2024 |
| Regina J Burks | Kestra Advisory Services, LLC BD affiliated | Missionsquare Retirement institutional | Other | Feb 13, 2024 | Mar 11, 2024 |
| Lisa Ann Garza | Kestra Advisory Services, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Apr 10, 2024 (61 d) |
| Amber Eldorrado | Kestra Advisory Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 9, 2024 | Mar 11, 2024 (31 d) |
| Troy M Broadbent | Kestra Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 8, 2024 | May 23, 2024 (105 d) |
| Julianne Rose Miller | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 2, 2024 | Mar 5, 2024 (32 d) |
| Jeri Lynn Bice | Kestra Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jul 24, 2024 (174 d) |
| Rachel Burk | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2024 | Jan 19, 2026 (720 d) |
| Kathleen M Korman | Kestra Advisory Services, LLC BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Sep 12, 2024 (227 d) |
| Stephen Roland Brubaker | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Jan 26, 2024 |
| Jennifer Elizabeth Kast | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Jan 28, 2024 |
| Brian James Brubaker | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Jan 26, 2024 |
| James Roland Brubaker | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Jan 26, 2024 |
| Jennifer L Morris | Kestra Advisory Services, LLC BD affiliated | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Mar 6, 2024 (41 d) |
| Santo Dimino | Kestra Advisory Services, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | May 1, 2024 (103 d) |
| Amanda Smith | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 19, 2024 | Jul 30, 2024 (193 d) |
| Kendra Bullock | Kestra Advisory Services, LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Feb 2, 2024 |
| Angella Izumi Welcome | Kestra Advisory Services, LLC BD affiliated | Pioneer Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2024 | Apr 17, 2024 (105 d) |
| Christopher Shane Danner | Kestra Advisory Services, LLC BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2023 | Jan 26, 2024 (39 d) |
| Gray Way | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 14, 2023 |
| Jason Ryan Reeves | Kestra Advisory Services, LLC BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 11, 2023 |
| Jennifer Hollers | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Dec 4, 2023 |
925 moves match.