DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mariner Advisor Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ian K Foo | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Jul 31, 2026 |
| Adeline Jasmine Bellot | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Jan 21, 2026 |
| Blake Curtin | Mariner Advisor Network BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2026 | Apr 14, 2026 |
| Nikolaus Santore Kazarian | Mariner Advisor Network BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2026 | Jul 1, 2026 |
| Stuart Bradley Arakelian | Mariner Advisor Network BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jun 30, 2026 |
| Bruce Webber Wilson | Mariner Advisor Network BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jul 1, 2026 |
| Christopher Michael Johnson | Mariner Advisor Network BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jun 30, 2026 |
| Joseph Nicholas Clevenger | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jan 21, 2025 |
| George Theodore Temel | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jan 1, 2025 |
| Kenneth Jurgen Weise | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Nov 7, 2023 |
| Craig Steven Brooks | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Apr 17, 2020 |
| Christian Horacio Ortez | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Mar 2, 2021 |
| Sarah Michelle Woehrman | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Sep 3, 2024 |
| Dustin Ryan Dockter | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Mar 5, 2025 |
| Jason Bradley Johnson | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Feb 26, 2026 |
| Lucas John Mijares | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | May 9, 2024 |
| Brian M Rasmussen | Mariner Advisor Network BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2026 | Aug 3, 2022 |
| Jesse James Ettlin | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Feb 1, 2024 |
| Jason Edward Campbell | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Dec 16, 2019 |
| Christopher Julian Bell | Mariner Advisor Network BD affiliated | Aladino Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 26, 2026 | Jan 27, 2026 |
| Lamont Adrian Brown | Mariner Advisor Network BD affiliated | Alna Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 3, 2026 | Jun 9, 2026 |
| Mitchell K Robinson | Mariner Advisor Network BD affiliated | Drawbridge Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2026 | Jun 4, 2026 |
| Eric Arnold Hewitt | Mariner Advisor Network BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 28, 2026 |
| David Neate | Mariner Advisor Network BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | Jun 9, 2026 |
| Paul David Abdenour | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 28, 2026 |
| Steven Roy Perry | Mariner Advisor Network BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | Aug 7, 2026 (77 d) |
| Jennifer Scaglione | Mariner Advisor Network BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2026 | Jun 3, 2026 |
| Marco Antonio Anaya | Mariner Advisor Network BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | Jun 9, 2026 |
| John Draper Lischer | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 20, 2026 |
| John Kristopher Keiper | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 22, 2026 |
| Christopher J Mcleod | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 20, 2026 |
| Austin Grant Kemmerer | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 20, 2026 |
| Zachary John Catterlin | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | Jun 4, 2026 |
| Suthipong Robert Chitrathorn | Mariner Advisor Network BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2025 | Oct 4, 2022 |
| Eric Fenton Green | Mariner Advisor Network BD affiliated | Quantum Financial Planning Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 23, 2025 |
| Hector Garza | Mariner Advisor Network BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2025 | Nov 5, 2025 |
| Brennan Michael Kurtela | Mariner Advisor Network BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2025 | Sep 29, 2025 |
| Aaron Nazar Johnson | Mariner Advisor Network BD affiliated | LPL Financial LLC other | Other | Sep 3, 2025 | Aug 7, 2017 |
| Cory Joseph Leckie | Mariner Advisor Network BD affiliated | LPL Financial LLC other | Other | Sep 3, 2025 | Jun 13, 2017 |
| Joshua Frank Mason | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Aug 11, 2025 |
| Kenichi Igarashi | Mariner Advisor Network BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Aug 26, 2025 |
| Mark Edward Ishibashi | Mariner Advisor Network BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Aug 1, 2025 |
| Nicolas Paul Tabellion | Mariner Advisor Network BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Aug 1, 2025 |
| Paul Michael Leone | Mariner Advisor Network BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Jul 22, 2025 |
| Ian Mitchell Massey | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Aug 11, 2021 |
| Troy Darrock | Mariner Advisor Network BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Jul 21, 2025 |
| Gabriel Garcia | Mariner Advisor Network BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2025 | Mar 2, 2023 |
| Jon Mark Massey | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Aug 25, 2021 |
| Tyler Brashears | Mariner Advisor Network BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Jul 23, 2025 |
| Tate Peterson | Mariner Advisor Network BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2025 | Aug 6, 2025 |
| Larry Alan Dietz | Mariner Advisor Network BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2025 | Mar 7, 2023 |
| Jiyao Peng | Mariner Advisor Network BD affiliated | Boyd Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2025 | Apr 1, 2025 (56 d) |
| Jacob Christopher Whitaker | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Apr 1, 2025 (89 d) |
| Jason Ronald Horg | Mariner Advisor Network BD affiliated | Perennial Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2024 | Sep 11, 2024 |
| David Robert Lyon | Mariner Advisor Network BD affiliated | Ministry Partners Securities, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 17, 2024 | Jan 10, 2025 (85 d) |
| Casey Elsworth Marks | Mariner Advisor Network BD affiliated | Foronjy Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | Feb 6, 2025 (122 d) |
| Bryan Charles Foronjy | Mariner Advisor Network BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | Mar 21, 2018 |
| Joel Aaron Gourdin | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 17, 2024 |
| Vladislav Andreyevich Avdeyuk | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Sep 5, 2024 |
| Derrick Smith Andrews | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 24, 2024 |
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123 moves match.