DFX Intelligence

RIA Intelligence

Advisor moves

Departures from RBC Capital Markets, LLC

2,418 moves
AdvisorFromToTypeLeftRegistered
Kyong Hwa KochRBC Capital Markets, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseApr 19, 2022Jun 10, 2022 (52 d)
Leean Carole HunchakRBC Capital Markets, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 19, 2022Apr 13, 2022
Cynthia E MariscalRBC Capital Markets, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 19, 2022May 18, 2022
Dixie Lee YeckRBC Capital Markets, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 12, 2022Mar 31, 2022
Allyson Ann MangineRBC Capital Markets, LLC national BDAmplius Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2022Nov 11, 2022 (213 d)
Anne BollingRBC Capital Markets, LLC national BDEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 12, 2022Feb 6, 2023 (300 d)
Kristi Smith DarganRBC Capital Markets, LLC national BDRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherApr 5, 2022Mar 29, 2022
Jay S ThorpRBC Capital Markets, LLC national BDEdward Jones national BDAffiliated broker-dealer or bank to anotherApr 5, 2022Apr 29, 2022
Mark Russell JohnsonRBC Capital Markets, LLC national BDWealth Enhancement Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2022Jun 29, 2022 (85 d)
Angelica PaivaRBC Capital Markets, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 5, 2022Apr 19, 2022
Laura Marie RayRBC Capital Markets, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 16, 2022Apr 13, 2022
Traci Renee HendersonRBC Capital Markets, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAMar 16, 2022Mar 15, 2022
Brian Edward SuherRBC Capital Markets, LLC national BDAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherMar 15, 2022Mar 7, 2022
Michael J MasonRBC Capital Markets, LLC national BDUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseMar 9, 2022Apr 4, 2022
Todd Greaves BosworthRBC Capital Markets, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMar 2, 2022Feb 18, 2022
Gregory KenneyRBC Capital Markets, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 2, 2022Oct 12, 2022 (224 d)
Nicholas Jerome WalstromRBC Capital Markets, LLC national BDPrincipal Asset Management otherOtherMar 2, 2022Mar 22, 2022
Holly Elaine FosterRBC Capital Markets, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMar 2, 2022Feb 18, 2022
Jonathan GermanoRBC Capital Markets, LLC national BDFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 2, 2022Mar 17, 2022
Matthew T MeltonRBC Capital Markets, LLC national BDUnited Brokerage Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherMar 2, 2022Feb 28, 2022
Frederick Hung Lian TanRBC Capital Markets, LLC national BDUnited Capital Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 23, 2022Mar 17, 2022
Rachel Edith SmithRBC Capital Markets, LLC national BDNorthrock Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2022Feb 4, 2022
Bernadette J Gapusan-NeuschwangerRBC Capital Markets, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseFeb 18, 2022Mar 24, 2022 (34 d)
Dylan Henning SeubertRBC Capital Markets, LLC national BDNorthrock Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 18, 2022Feb 4, 2022
Ryan Scott WirthRBC Capital Markets, LLC national BDNorthrock Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 18, 2022Feb 4, 2022
Jason Michael MahnRBC Capital Markets, LLC national BDNorthrock Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 18, 2022Feb 4, 2022
William Lee NotricaRBC Capital Markets, LLC national BDAegis Capital Corp. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 18, 2022Feb 24, 2022
Dominic Schultz BoggioRBC Capital Markets, LLC national BDE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2022Mar 9, 2022
Javier HernandezRBC Capital Markets, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 9, 2022Feb 24, 2022
Nathan RichardsRBC Capital Markets, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseFeb 4, 2022Apr 27, 2022 (82 d)
James Robert DomgardRBC Capital Markets, LLC national BDRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2022Feb 2, 2022
Christopher James DomgardRBC Capital Markets, LLC national BDRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2022Feb 2, 2022
Erin Ann GreveRBC Capital Markets, LLC national BDRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2022Feb 7, 2022
Laura KaneRBC Capital Markets, LLC national BDStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherJan 28, 2022Jan 21, 2022
Michelle WadaRBC Capital Markets, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJan 28, 2022Feb 2, 2022
Matthew D SimpsonRBC Capital Markets, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 20, 2022Apr 22, 2022 (92 d)
Nicolas WalterRBC Capital Markets, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJan 20, 2022Feb 1, 2022
Kenneth Arthur PhillipsRBC Capital Markets, LLC national BDRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherJan 15, 2022Feb 11, 2022
Corissa Ann MoosRBC Capital Markets, LLC national BDSieben Wealth Planning LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2022Mar 7, 2022 (51 d)
Lisa C LoRBC Capital Markets, LLC national BDStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherJan 14, 2022Jan 18, 2022
James ScheideRBC Capital Markets, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJan 13, 2022Feb 10, 2022
Michael Bernard NadeauRBC Capital Markets, LLC national BDSteward Partners Investment Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2022Sep 30, 2021
Colleen Crystal ClaudeRBC Capital Markets, LLC national BDFoster Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2021Feb 22, 2022 (61 d)
Thomas Joseph PowersRBC Capital Markets, LLC national BDRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherDec 20, 2021Dec 10, 2021
Brian Patrick NydeggerRBC Capital Markets, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2021Dec 2, 2021
Corinne Cecilia HeaneyRBC Capital Markets, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2021Dec 2, 2021
Glenn Simon ZavorskasRBC Capital Markets, LLC national BDPrinciple Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2021Jan 7, 2022
Sean Paul SullivanRBC Capital Markets, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2021Dec 2, 2021
Patrice CobbRBC Capital Markets, LLC national BDMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2021Jan 18, 2022 (42 d)
Laura Jane TiffanyRBC Capital Markets, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseDec 1, 2021Nov 16, 2021
John Dennis CarrollRBC Capital Markets, LLC national BDStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherDec 1, 2021Nov 15, 2021
Sharon Hieu Nguyen CrossRBC Capital Markets, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseDec 1, 2021Dec 15, 2021
Paul Peter LakonRBC Capital Markets, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseNov 24, 2021Nov 16, 2021
Michael William RovensRBC Capital Markets, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseNov 18, 2021Nov 4, 2021
Tracy A. PulversRBC Capital Markets, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseNov 18, 2021Nov 4, 2021
Lindsay Anne KaminskiRBC Capital Markets, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseNov 18, 2021Nov 4, 2021
N Alexander AlardRBC Capital Markets, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseNov 18, 2021Nov 4, 2021
Robin Jay KimRBC Capital Markets, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseNov 17, 2021Dec 8, 2021
Joseph John VanderdonckRBC Capital Markets, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseNov 16, 2021Nov 4, 2021
Jeffrey Lawrence MunsonRBC Capital Markets, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 16, 2021Nov 10, 2021
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