DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Forthright Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Raymond YauForthright Capital independent RIALPL Enterprise, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2026Mar 30, 2026
Calvin Tracy LeonardForthright Capital independent RIAThe Fiduciary Alliance independent RIARIA to RIAJan 27, 2026Jan 29, 2026
Chelsea M HaynesForthright Capital independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 26, 2026Apr 10, 2026 (74 d)
Christopher D KenneyForthright Capital independent RIAWaystone Advisors LLC independent RIARIA to RIAJan 2, 2026Apr 27, 2026 (115 d)
Alan PamintuanForthright Capital independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2025Dec 15, 2025
David Russell HoffmanForthright Capital independent RIADynamic independent RIARIA to RIADec 1, 2025Jan 28, 2026 (58 d)
Jose Alfredo PeralesForthright Capital independent RIARetire Lab LLC state registeredRIA to a state-registered adviserNov 20, 2025Jun 11, 2026 (203 d)
Micah FretzForthright Capital independent RIABeacon Capital Management, Inc. mixed wealthRIA to RIAOct 27, 2025Nov 19, 2025
Tanner Aaric BartlowForthright Capital independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 27, 2025Jun 29, 2026 (245 d)
Jeremy Andre GonzalezForthright Capital independent RIATlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 8, 2025May 20, 2025
Michael John CooleyForthright Capital independent RIAAltitude Capital Management LLC independent RIARIA to RIAAug 5, 2025Jan 1, 2026 (149 d)
Nick Christopher StockdaleForthright Capital independent RIALinden Thomas Advisory Services, LLC independent RIARIA to RIAJun 2, 2025Jun 13, 2025
Derek OliphantForthright Capital independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 27, 2025May 23, 2025
Brandon T RamosForthright Capital independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 15, 2025Jun 4, 2025
Sherise Lanay SteeleForthright Capital independent RIACreative Planning Institutional Advisors, LLC institutionalOtherApr 2, 2025Apr 16, 2025
Jay C LewisForthright Capital independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 20, 2025Feb 6, 2026 (323 d)
Gary Max GoeppingerForthright Capital independent RIATrs Advisors, LLC state registeredRIA to a state-registered adviserMar 27, 2024Mar 24, 2024
Constance Nathelma Craig-MasonForthright Capital independent RIAAltitude Capital Management LLC no RAUMRIA to a newly registered adviserJan 8, 2024Jan 18, 2024
Whittney D HarveyForthright Capital independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankNov 7, 2023Aug 21, 2024 (288 d)
Aaron Keith UlrichForthright Capital independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 24, 2023Nov 10, 2023
Anthony F SpencerForthright Capital independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 18, 2023Mar 1, 2024 (135 d)
Delano DavisForthright Capital independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 25, 2023Aug 7, 2023
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22 moves match.