DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morgan Keegan & Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Kellett DarlingtonMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherJan 7, 2008Jan 4, 2008
Gregory Scott SextonMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherJan 7, 2008Jan 4, 2008
Andy Dustin JohnsonMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherJan 7, 2008Jan 7, 2008
Alejandro MendietaMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJan 7, 2008Jan 29, 2008
Stephen Michael NorthingtonMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherJan 4, 2008Dec 16, 2009 (712 d)
Amanda Mcshan ClarkMorgan Keegan & Company, LLC otherArvest Wealth Management otherOtherDec 10, 2007May 20, 2008 (162 d)
John Emory WilfongMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherDec 10, 2007Dec 7, 2007
John Thomas ChatmasMorgan Keegan & Company, LLC otherNfp Advisor Services, LLC otherOtherDec 5, 2007Nov 29, 2007
Bert Deems MayMorgan Keegan & Company, LLC otherStanford Group Company unclassifiedOtherNov 20, 2007Nov 16, 2007
Lori Panuccio HubbardMorgan Keegan & Company, LLC otherBofa Advisors, LLC otherOtherNov 20, 2007Dec 4, 2007
Robert Bryan CannonMorgan Keegan & Company, LLC otherStanford Group Company unclassifiedOtherNov 19, 2007Nov 16, 2007
Robert E HearnMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherNov 14, 2007Nov 9, 2007
Vincent CuomoMorgan Keegan & Company, LLC otherBny Mellon Securities Corporation otherOtherNov 14, 2007Jun 9, 2008 (208 d)
Charles Lee JohnsonMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 14, 2007Nov 13, 2007
Jason B LockridgeMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 14, 2007Nov 13, 2007
Chad Michael AucoinMorgan Keegan & Company, LLC otherCapital One Investments, LLC unclassifiedOtherNov 7, 2007Nov 5, 2007
Earl Matthew HengenMorgan Keegan & Company, LLC otherEdward Jones national BDOtherNov 1, 2007Nov 1, 2007
Dorian GonzalezMorgan Keegan & Company, LLC otherOppenheimer & Co. Inc. otherOtherOct 29, 2007Nov 14, 2007
Julio AlmeydaMorgan Keegan & Company, LLC otherOppenheimer & Co. Inc. otherOtherOct 29, 2007Nov 14, 2007
Dawn Elizabeth HansenMorgan Keegan & Company, LLC otherWaddell & Reed otherOtherOct 10, 2007Oct 12, 2007
William John RyanMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherSep 27, 2007Oct 9, 2007
Joseph Troy SchmeingMorgan Keegan & Company, LLC otherFifth Third Securities, Inc. otherOtherSep 18, 2007Sep 17, 2007
Tracy Lynn KnoppMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherSep 18, 2007Sep 17, 2007
Todd MercerMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherSep 18, 2007Sep 17, 2007
Raymond Eugene IfertMorgan Keegan & Company, LLC otherBny Mellon Securities Corporation otherOtherSep 6, 2007Mar 28, 2008 (204 d)
John Mark WilkinsonMorgan Keegan & Company, LLC otherAmeriprise Advisor Services, Inc. unclassifiedOtherSep 5, 2007Sep 12, 2007
Lara FurlongMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 28, 2007Nov 19, 2007 (83 d)
David Aaron CampbellMorgan Keegan & Company, LLC otherBrookstone Capital Management LLC otherOtherAug 21, 2007Sep 7, 2007
Matthew Aaron JohnsonMorgan Keegan & Company, LLC otherSuntrust Investment Services, Inc. otherOtherAug 15, 2007May 6, 2008 (265 d)
Walter Michel AndersonMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 12, 2007Jul 6, 2007
John Miles WilliamsMorgan Keegan & Company, LLC otherLeavell Investment Management, Inc. otherOtherJun 27, 2007Jul 12, 2007
Annette Anna DuboseMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherJun 27, 2007Jul 6, 2007
Julie Michelle DantMorgan Keegan & Company, LLC otherClifton Gunderson Wealth Advisors otherOtherJun 27, 2007Mar 20, 2008 (267 d)
Glenn H. CollierMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJun 22, 2007Jun 22, 2007
Shelly Lynne SchellMorgan Keegan & Company, LLC otherCapital Investment Counsel Inc otherOtherJun 20, 2007Aug 16, 2010 (1153 d)
Benjamin Joshua CohenMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJun 19, 2007Jun 11, 2007
Marcus Alan AshworthMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherJun 15, 2007May 29, 2007
Anastasia Lynnette StanleyMorgan Keegan & Company, LLC otherRBC Capital Markets, LLC national BDOtherMay 17, 2007Aug 8, 2007 (83 d)
Andrew T. LowtherMorgan Keegan & Company, LLC otherA. G. Edwards & Sons, Inc. unclassifiedOtherMay 14, 2007May 9, 2007
Stephen Jerome LafolletteMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMay 9, 2007Apr 30, 2007
Jaime SettlesMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherApr 18, 2007Mar 3, 2008 (320 d)
Johnny PooleMorgan Keegan & Company, LLC otherUvest Financial Services Group, Inc. unclassifiedOtherApr 18, 2007Apr 16, 2007
Keith Frederick FranceMorgan Keegan & Company, LLC otherCetera Investment Services LLC otherOtherApr 13, 2007May 11, 2007
Tamekia Yolanda ThompsonMorgan Keegan & Company, LLC otherSecurian Financial Services, Inc. otherOtherApr 4, 2007Oct 31, 2007 (210 d)
Michael Scott ParrishMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 3, 2007May 23, 2007 (50 d)
David Eugene WilliamsMorgan Keegan & Company, LLC otherRBC Capital Markets, LLC national BDOtherMar 27, 2007Mar 16, 2007
Amin James Raphael RathleMorgan Keegan & Company, LLC otherRBC Capital Markets, LLC national BDOtherMar 27, 2007Mar 16, 2007
Damon Michael HendersonMorgan Keegan & Company, LLC otherRBC Capital Markets, LLC national BDOtherMar 27, 2007Mar 16, 2007
Donald Joseph ConnickMorgan Keegan & Company, LLC otherRBC Capital Markets, LLC national BDOtherMar 27, 2007Mar 16, 2007
Richard BrinsonMorgan Keegan & Company, LLC otherRBC Capital Markets, LLC national BDOtherMar 27, 2007Mar 16, 2007
Angela Marie ChronisterMorgan Keegan & Company, LLC otherRBC Capital Markets, LLC national BDOtherMar 27, 2007Mar 16, 2007
Amanda Dee FosterMorgan Keegan & Company, LLC otherUvest Financial Services Group, Inc. unclassifiedOtherMar 14, 2007Mar 23, 2007
Tyler Redding MainousMorgan Keegan & Company, LLC otherVoya Financial Advisors, Inc. otherOtherMar 5, 2007Mar 20, 2007
Alison Marie JankeMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMar 2, 2007Mar 2, 2007
Jeffrey Alan PrattMorgan Keegan & Company, LLC otherU.S. Bancorp Investments, Inc. otherOtherFeb 26, 2007Mar 13, 2007
John Alexander DunnMorgan Keegan & Company, LLC otherMorgan Stanley Dw Inc. unclassifiedOtherFeb 13, 2007Feb 12, 2007
Robert Blane BrooksMorgan Keegan & Company, LLC otherFisher Investments otherOtherFeb 7, 2007Mar 22, 2007 (43 d)
Cary Joseph AmannMorgan Keegan & Company, LLC otherA-V Capital Management, LLC otherOtherFeb 1, 2007Apr 22, 2009 (811 d)
James Hawes CaslerMorgan Keegan & Company, LLC otherManulife Investment Management (US) LLC otherOtherFeb 1, 2007May 4, 2012 (1919 d)
Whitney Beth MclaughlinMorgan Keegan & Company, LLC otherConcourse Financial Group Advisors otherOtherJan 23, 2007Mar 8, 2007 (44 d)
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608 moves match.