DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Santander Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Enrique Alberto Marti RuizSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 24, 2016Jun 9, 2016
Alfred J NataleSantander Securities otherM&T Securities, Inc. unclassifiedOtherMay 4, 2016May 16, 2016
Marc Anthony FotiSantander Securities otherM&T Securities, Inc. unclassifiedOtherMay 4, 2016May 12, 2016
Timothy Peter HardingSantander Securities otherAmerican Portfolios Advisors, Inc otherOtherMay 3, 2016Apr 20, 2016
Heather Lee HerseySantander Securities otherStrategic Advisers LLC national BDOtherApr 28, 2016Jun 24, 2016 (57 d)
Mark Lawrence TunkelSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 22, 2016Apr 21, 2016
Agustin AcostaSantander Securities otherJ.P. Morgan Securities LLC wirehouseOtherApr 22, 2016May 31, 2016 (39 d)
Joseph Nathan MarkimSantander Securities otherRaymond James Financial Services Advisors, Inc otherOtherApr 4, 2016Apr 13, 2016
Robert Anthony NicastroSantander Securities otherCitigroup Global Markets Inc. otherOtherMar 23, 2016Mar 21, 2016
Manuel Andres Leal SanchezSantander Securities otherJ.P. Morgan Securities LLC wirehouseOtherMar 11, 2016Sep 21, 2016 (194 d)
Barbara Taylor-HatjeSantander Securities otherMorgan Stanley wirehouseOtherMar 9, 2016Apr 11, 2016 (33 d)
Richard H BuckleySantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 1, 2016Apr 26, 2016 (56 d)
Steven HornSantander Securities otherCitigroup Global Markets Inc. otherOtherFeb 26, 2016Mar 29, 2016 (32 d)
Carlos Ruben AlvaradoSantander Securities otherHerbert J. Sims Capital Management, Inc. independent RIAOtherFeb 17, 2016Apr 5, 2016 (48 d)
Suzanne ShortSantander Securities otherNpa Asset Management, LLC otherOtherFeb 17, 2016Jun 7, 2016 (111 d)
Salvador Jose Gomez-CarbiaSantander Securities otherX-Square Capital otherOtherFeb 17, 2016Apr 15, 2016 (58 d)
Chris TalpasSantander Securities otherCetera Investment Advisers LLC otherOtherFeb 17, 2016Feb 9, 2016
Luis Currais LopezSantander Securities otherHerbert J. Sims Capital Management, Inc. independent RIAOtherFeb 17, 2016Sep 16, 2016 (212 d)
Jason J BelyeaSantander Securities otherCitizens Securities, Inc. otherOtherFeb 2, 2016Jan 26, 2016
Danny D IzquierdoSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 2, 2016Jul 19, 2016 (168 d)
Richard KnuthSantander Securities otherInvestment Professionals, Inc. otherOtherJan 22, 2016Jan 21, 2016
Seth BerkowitzSantander Securities otherHsbc Securities (USA) Inc. otherOtherJan 22, 2016Feb 1, 2016
Saher KhanSantander Securities otherSuntrust Investment Services, Inc. otherOtherJan 20, 2016Aug 22, 2016 (215 d)
Timothy James HoffmanSantander Securities otherMorgan Stanley wirehouseOtherJan 15, 2016Jan 13, 2016
Tina Marie DepaolaSantander Securities otherCambridge Investment Research Advisors, Inc. otherOtherJan 13, 2016Jun 19, 2017 (523 d)
George Kostas StambouloglouSantander Securities otherOsaic Institutions, Inc. otherOtherJan 11, 2016Jan 8, 2016
Ana FonsecaSantander Securities otherRaymond James Financial Services Advisors, Inc otherOtherDec 15, 2015Jan 7, 2016
Irene BockSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 9, 2015Dec 18, 2015
Laura Ann BozekSantander Securities otherWells Fargo Advisors wirehouseOtherNov 11, 2015Nov 16, 2015
Prakash Chandru ShahaniSantander Securities otherHsbc Securities (USA) Inc. otherOtherNov 11, 2015Dec 3, 2015
John Robert HacheySantander Securities otherWells Fargo Advisors wirehouseOtherNov 3, 2015Oct 30, 2015
John James RickerSantander Securities otherInvest Financial Corporation otherOtherNov 3, 2015Nov 11, 2015
Stephanie Eileen MillerSantander Securities otherEdward Jones national BDOtherSep 29, 2015Oct 9, 2015
Brannigan James JudgeSantander Securities otherAdvice And Planning Services otherOtherSep 11, 2015Sep 18, 2015
Yihe LuoSantander Securities otherHsbc Securities (USA) Inc. otherOtherAug 24, 2015Sep 15, 2015
John MossaSantander Securities otherCadaret Grant & Co Inc otherOtherAug 14, 2015Aug 6, 2015
Donna Marie ScalloSantander Securities otherWells Fargo Advisors wirehouseOtherAug 7, 2015Aug 31, 2015
Stacy HoffmanSantander Securities otherMsi Financial Services, Inc. otherOtherAug 5, 2015Jul 30, 2015
Jay Adam RubmanSantander Securities otherAvantax Advisory Services otherOtherAug 5, 2015Feb 24, 2016 (203 d)
Thomas Joseph LaughlinSantander Securities otherJ.P. Morgan Securities LLC wirehouseOtherJul 28, 2015Jul 28, 2015
Lucy DigioiaSantander Securities otherVoya Financial Advisors, Inc. otherOtherJul 3, 2015Apr 13, 2016 (285 d)
Peter Timothy SimpsonSantander Securities otherInvestment Professionals, Inc. otherOtherMay 27, 2015Jun 16, 2015
Safet MusovicSantander Securities otherCapital One Advisors, LLC no RAUMOtherMay 27, 2015May 29, 2015
Kenneth Ray SmithSantander Securities otherLPL Financial LLC BD affiliatedOtherMay 11, 2015Aug 17, 2021 (2290 d)
Christopher CordeiroSantander Securities otherStrategic Advisers LLC national BDOtherMay 5, 2015May 26, 2015
Jason Michael JeffersSantander Securities otherPeople'S Securities, Inc. otherOtherMay 5, 2015May 21, 2015
Joel SalcedoSantander Securities otherJ.P. Morgan Securities LLC wirehouseOtherMay 4, 2015May 19, 2015
Seamus Joseph WhalenSantander Securities otherJ.P. Morgan Securities LLC wirehouseOtherApr 13, 2015Apr 15, 2015
Emilio Enrique RiveraSantander Securities otherEquitable Advisors, LLC national BDOtherApr 1, 2015May 20, 2015 (49 d)
Peter Nicholas CuddySantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 1, 2015May 1, 2015
Brian Robert GaumontSantander Securities otherCitizens Securities, Inc. otherOtherMar 27, 2015Apr 3, 2015
Joseph Paul ChalifouxSantander Securities otherAdvice And Planning Services otherOtherMar 25, 2015Apr 13, 2015
Matthew S DevineySantander Securities otherE*Trade Capital Management, LLC otherOtherMar 20, 2015Mar 20, 2015
Prinya SommalaSantander Securities otherJ.P. Morgan Securities LLC wirehouseOtherMar 12, 2015Mar 25, 2015
Dwayne O MarshSantander Securities otherCitizens Securities, Inc. otherOtherMar 5, 2015Apr 10, 2015 (36 d)
Jason EllisSantander Securities otherLPL Financial LLC otherOtherMar 5, 2015Mar 24, 2015
Chad Wilford LangevinSantander Securities otherAdvice And Planning Services otherOtherFeb 25, 2015Apr 13, 2015 (47 d)
Marko Andres RendicSantander Securities otherAton Financial LLC independent RIAOtherJan 29, 2015Feb 20, 2015
Raul A ZubillagaSantander Securities otherKlosters Capital independent RIAOtherJan 21, 2015Dec 3, 2025 (3969 d)
Kaleb Matthew BurnsSantander Securities otherCitizens Securities, Inc. otherOtherJan 13, 2015Jan 12, 2015
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501 moves match.