| Jonathan Howard Friess | Woodbury Financial Services, Inc. other | Independent Financial Group, LLC other | Other | May 8, 2012 | May 25, 2012 |
| Matthew Siegel | Woodbury Financial Services, Inc. other | Goddard Financial Planning, Inc. unclassified | Other | May 8, 2012 | Jun 7, 2013 (395 d) |
| Patrick Morrissey | Woodbury Financial Services, Inc. other | Kestra Advisory Services, LLC other | Other | May 4, 2012 | Apr 18, 2016 (1445 d) |
| James Laverne Stone | Woodbury Financial Services, Inc. other | Cetera Advisors LLC other | Other | May 4, 2012 | May 2, 2012 |
| Michael Bruce Bagley | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | Apr 20, 2012 | Apr 19, 2012 |
| Harold Rucker Vincent | Woodbury Financial Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 17, 2012 | Apr 16, 2012 |
| Clarence Jerome Senn | Woodbury Financial Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 17, 2012 | Apr 17, 2012 |
| Laddi Singh Jhuty | Woodbury Financial Services, Inc. other | Nri Wealth Management, LLC independent RIA | Other | Apr 16, 2012 | Aug 13, 2019 (2675 d) |
| Brent Gaylon Burr | Woodbury Financial Services, Inc. other | Independent Financial Group, LLC other | Other | Mar 16, 2012 | Mar 15, 2012 |
| Michael Patrick Killeen | Woodbury Financial Services, Inc. other | Independent Financial Group, LLC other | Other | Mar 12, 2012 | Mar 26, 2012 |
| Charles David Roberts | Woodbury Financial Services, Inc. other | Principal Securities, Inc. other | Other | Dec 31, 2011 | Feb 22, 2012 (53 d) |
| Tracey Anne Martin | Woodbury Financial Services, Inc. other | Raymond James & Associates, Inc. national BD | Other | Dec 15, 2011 | Dec 13, 2011 |
| Roxanne Blade | Woodbury Financial Services, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Nov 29, 2011 | Feb 7, 2012 (70 d) |
| Elizabeth Saldana Festejo | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 29, 2011 | Dec 5, 2011 |
| Marvin Henry Dennard | Woodbury Financial Services, Inc. other | On Investment Management Co other | Other | Nov 23, 2011 | Dec 9, 2011 |
| Gerald Jeffry Plachta | Woodbury Financial Services, Inc. other | Foresters Equity Services, Inc. other | Other | Nov 22, 2011 | Mar 24, 2012 (123 d) |
| Grant Stephen Frederick | Woodbury Financial Services, Inc. other | Camarda Wealth Advisory Group other | Other | Nov 22, 2011 | Sep 13, 2012 (296 d) |
| Robert Willis Bruner | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Nov 17, 2011 | Nov 15, 2011 |
| George Herbert Zook | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Nov 17, 2011 | Nov 15, 2011 |
| Edward Finley Oakes | Woodbury Financial Services, Inc. other | The Oakes Financial Group state registered | Other | Nov 17, 2011 | Jan 3, 2012 (47 d) |
| Jorge Antonio Velasquez | Woodbury Financial Services, Inc. other | Wisely Advised state registered | Other | Nov 15, 2011 | Nov 17, 2011 |
| Matthew David Callero | Woodbury Financial Services, Inc. other | Bedford Financial Group, Inc. other | Other | Nov 15, 2011 | Dec 5, 2011 |
| Laurel Michelle Packham | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Nov 8, 2011 | Dec 9, 2011 (31 d) |
| Candace Cuniberti | Woodbury Financial Services, Inc. other | Wsa Affiliates, LLC state registered | Other | Nov 8, 2011 | Jun 18, 2012 (223 d) |
| Raymond Joseph Powell | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 4, 2011 | Sep 12, 2017 (2139 d) |
| Raymond William Powell | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 4, 2011 | Sep 13, 2017 (2140 d) |
| Thomas Ray Bates | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 25, 2011 | Oct 18, 2011 |
| Larry Dean Queen | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 25, 2011 | Oct 18, 2011 |
| Michael Frederick Bien | Woodbury Financial Services, Inc. other | Next Financial Group, Inc. other | Other | Oct 19, 2011 | Jan 6, 2012 (79 d) |
| Jennifer Craig Blackwell | Woodbury Financial Services, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 14, 2011 | Nov 17, 2011 (34 d) |
| Darrell Alve Mccroskey | Woodbury Financial Services, Inc. other | Oakwood Capital, Inc. other | Other | Oct 11, 2011 | Jun 14, 2016 (1708 d) |
| David Christopher Jozefiak | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 6, 2011 | Oct 26, 2011 |
| Kathleen Margaret Peake | Woodbury Financial Services, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 29, 2011 | Sep 22, 2011 |
| Steven Joseph Schoeder | Woodbury Financial Services, Inc. other | Personal Wealth Partners LLC independent RIA | Other | Sep 28, 2011 | Jan 4, 2021 (3386 d) |
| Juelmarie Trueworthy Morgan | Woodbury Financial Services, Inc. other | H. Beck, Inc. other | Other | Sep 13, 2011 | Sep 12, 2011 |
| Brad Richard Metz | Woodbury Financial Services, Inc. other | Fmsi Advisers other | Other | Sep 8, 2011 | Sep 1, 2011 |
| Patrick Andrew Vance | Woodbury Financial Services, Inc. other | Fmsi Advisers other | Other | Sep 8, 2011 | Sep 1, 2011 |
| Thomas Lorenzo Bausley | Woodbury Financial Services, Inc. other | Spc other | Other | Aug 30, 2011 | Aug 26, 2011 |
| Kevin James Leblanc | Woodbury Financial Services, Inc. other | Legacy Tax And Financial Planning, LLC unclassified | Other | Aug 26, 2011 | Jul 23, 2009 |
| Russell Scott Hale | Woodbury Financial Services, Inc. other | Legacy Tax And Financial Planning, LLC unclassified | Other | Aug 26, 2011 | Jul 23, 2009 |
| Jayson Hans Jay | Woodbury Financial Services, Inc. other | Resource Investment Architects, Inc. other | Other | Aug 9, 2011 | Sep 19, 2011 (41 d) |
| Jack Alan Heffner | Woodbury Financial Services, Inc. other | Trustmont Advisory Group, Inc. other | Other | Aug 8, 2011 | Jan 4, 2012 (149 d) |
| Jane E Kwoun | Woodbury Financial Services, Inc. other | Capital Analysts other | Other | Jul 28, 2011 | Jul 23, 2013 (726 d) |
| Brian Scott Graf | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | Jul 22, 2011 | Jun 27, 2011 |
| Samuel Ronald Winch | Woodbury Financial Services, Inc. other | Winch Financial other | Other | Jul 19, 2011 | Sep 2, 2011 (45 d) |
| Lawrence Alan Stack | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Jun 29, 2011 | Jun 17, 2011 |
| Kerry Jean Kimmel-Geiger | Woodbury Financial Services, Inc. other | Lanark Financial, Inc. other | Other | Jun 10, 2011 | Jun 9, 2011 |
| Curtis E Hughes | Woodbury Financial Services, Inc. other | H. Beck, Inc. other | Other | Jun 2, 2011 | Jul 6, 2011 (34 d) |
| James Rey Belyeu | Woodbury Financial Services, Inc. other | J. W. Cole Advisors, Inc. other | Other | Jun 2, 2011 | Jun 8, 2011 |
| Jo Laurie Schmeltzer | Woodbury Financial Services, Inc. other | Cue Financial Group, Inc. other | Other | May 24, 2011 | May 22, 2013 (729 d) |
| Edward Charles Bamberg | Woodbury Financial Services, Inc. other | Morgan Stanley wirehouse | Other | May 24, 2011 | Jun 1, 2011 |
| Ramona Ann Purvis | Woodbury Financial Services, Inc. other | Horter Investment Management, LLC other | Other | May 10, 2011 | Apr 27, 2011 |
| John Ernest Sebastian | Woodbury Financial Services, Inc. other | J. W. Cole Advisors, Inc. other | Other | May 5, 2011 | May 13, 2011 |
| William Ray Stagner | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | Apr 21, 2011 | May 22, 2012 (397 d) |
| Ken Seiryu Sakamoto | Woodbury Financial Services, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Apr 18, 2011 | Apr 15, 2011 |
| Daniel Gerard Asikainen | Woodbury Financial Services, Inc. other | Edward Jones national BD | Other | Apr 15, 2011 | May 2, 2011 |
| Todd Paul Redd | Woodbury Financial Services, Inc. other | Cetera Advisor Networks LLC other | Other | Apr 12, 2011 | Jan 23, 2013 (652 d) |
| Lisa Anne Silva | Woodbury Financial Services, Inc. other | Osaic Fs, Inc. other | Other | Apr 6, 2011 | Apr 5, 2011 |
| Scott Alan Ryan | Woodbury Financial Services, Inc. other | Packerland Brokerage Services, Inc. other | Other | Mar 21, 2011 | Mar 22, 2011 |
| David Jason Smith | Woodbury Financial Services, Inc. other | Waddell & Reed other | Other | Mar 9, 2011 | May 10, 2011 (62 d) |