DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Edward O'Hehir-Johnson | Woodbury Financial Services, Inc. BD affiliated | Saxony Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 3, 2023 |
| Thomas Castrovinci | Woodbury Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Feb 7, 2023 (38 d) |
| Michael Joseph Hall | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Jun 29, 2023 (195 d) |
| Kolby Paul Blatchford | Woodbury Financial Services, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Jan 24, 2023 (39 d) |
| Victor Andrew Sebastian | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2022 | Dec 7, 2022 |
| Aron Patrick Frank | Woodbury Financial Services, Inc. BD affiliated | Gambit Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2022 | Mar 13, 2023 (102 d) |
| Jason Lee Layland | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2022 | Nov 14, 2022 |
| Todd Wynn Dekellis | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2022 | Nov 14, 2022 |
| Gary Hay | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2022 | Dec 1, 2022 |
| David Walker Culp | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2022 | Nov 14, 2022 |
| Eric Wullschleger | Woodbury Financial Services, Inc. BD affiliated | Wullschleger Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 15, 2022 | Aug 2, 2023 (260 d) |
| Jack Douglas Ricker | Woodbury Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Jun 6, 2023 (203 d) |
| Tom Phillip Mclinden | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Nov 3, 2022 |
| Glen Joseph Darmos | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Nov 7, 2022 |
| Bryan William Sodomora | Woodbury Financial Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Nov 10, 2022 |
| Jehu Francois | Woodbury Financial Services, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Dec 12, 2022 (52 d) |
| Joseph Brian Smith | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2022 | Oct 11, 2022 |
| Jeffrey Earley | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2022 | Oct 26, 2022 |
| Jeffrey Earl Pifer | Woodbury Financial Services, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2022 | Oct 20, 2022 |
| Jeffrey Giantonio | Woodbury Financial Services, Inc. BD affiliated | Smith Brothers Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 13, 2022 | Oct 11, 2022 |
| Stephen Robert Michaels | Woodbury Financial Services, Inc. BD affiliated | Smith Brothers Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 13, 2022 | Oct 11, 2022 |
| Bradley Owen Olson | Woodbury Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Oct 7, 2022 |
| Nelson Stuart Weine | Woodbury Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Oct 7, 2022 |
| David Paul Wahl | Woodbury Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Oct 7, 2022 |
| Alfred S Hickey | Woodbury Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Oct 7, 2022 |
| Kenneth S Hamada | Woodbury Financial Services, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Oct 6, 2022 |
| Andrea Louise Swope | Woodbury Financial Services, Inc. BD affiliated | Blueprint Financial Advisors no RAUM | Other | Sep 30, 2022 | Oct 3, 2022 |
| John E Malicoat | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Oct 2, 2023 (371 d) |
| Justin T Getts | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2022 | Aug 12, 2022 |
| David Kenneth Baer | Woodbury Financial Services, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2022 | Sep 7, 2022 |
| Douglas S. Ateniese | Woodbury Financial Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2022 | Sep 27, 2022 |
| Lesley A. Pinney | Woodbury Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Oct 17, 2022 (55 d) |
| Daniel Frederickson | Woodbury Financial Services, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2022 | Aug 23, 2022 |
| Gregory Owen Frazier | Woodbury Financial Services, Inc. BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Aug 1, 2022 |
| Dwight Dai Lee | Woodbury Financial Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | Aug 1, 2022 |
| James William Frye | Woodbury Financial Services, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Aug 1, 2022 |
| Ryan Samuel Naser | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2022 | Jul 8, 2022 |
| Ryan Hickey | Woodbury Financial Services, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Oct 24, 2022 (101 d) |
| Howard Alan Schachter | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2022 | Jul 12, 2022 |
| Robert Scott Ginsberg | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2022 | Jul 12, 2022 |
| James Jule Alberts | Woodbury Financial Services, Inc. BD affiliated | N.E.W. Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jun 28, 2022 |
| Keyan Abrishamkar | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2022 | Jun 2, 2022 |
| Gene Tannenbaum | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2022 | May 27, 2022 |
| Ian Conrad Powell | Woodbury Financial Services, Inc. BD affiliated | Financial Serenity, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 9, 2022 | Jun 2, 2022 |
| Maria C Krpan | Woodbury Financial Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Sep 7, 2022 (91 d) |
| Matthew Edwards Krivonak | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 | Jun 2, 2022 |
| Josue R Marciano | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 | Jun 23, 2022 |
| Samuel Scott Alexander | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Mar 21, 2024 (658 d) |
| Valerie Marie Quartiere | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 | May 31, 2022 |
| Michael Tannenbaum | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 | May 27, 2022 |
| Robert Joseph Tannenbaum | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 | May 27, 2022 |
| Zachary David Stein | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | May 13, 2022 |
| Scott Lewis Bernstein | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | May 13, 2022 |
| Christian Tateo | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | May 15, 2022 |
| Barbara G. Meyers | Woodbury Financial Services, Inc. BD affiliated | Westpark Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2022 | May 10, 2022 |
| Lauren Marie Cunningham | Woodbury Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2022 | Jun 15, 2022 (34 d) |
| John R Cultrera | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2022 | Apr 18, 2022 |
| Richard Brian Wolf | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2022 | Apr 26, 2022 |
| Daniel Carl Pascone | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2022 | Apr 19, 2022 |
| Douglas Brent Zucker | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | Apr 18, 2022 |
1,016 moves match.