DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lincoln Investment

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Robert HousenLincoln Investment BD affiliatedCapital Analysts otherOtherMay 25, 2018Jun 4, 2012
Randy Lee SwopeLincoln Investment BD affiliatedCapital Analysts otherOtherMay 7, 2018Feb 13, 2017
Brian T AndersonLincoln Investment BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 4, 2018Aug 16, 2018 (104 d)
Randall Kent RinderknechtLincoln Investment BD affiliatedCapital Analysts otherOtherApr 13, 2018Feb 15, 2017
Gordon Jay ForgioneLincoln Investment BD affiliatedCreativeone Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2018Apr 9, 2018
Ramon Vasquez AguirreLincoln Investment BD affiliatedCapital Analysts otherOtherApr 5, 2018Aug 3, 2016
Ryan M. SelleckLincoln Investment otherCapital Analysts otherOtherFeb 22, 2018Jun 10, 2016
Joseph Robert HerronLincoln Investment otherCuso Financial Services, L.P. BD affiliatedOtherFeb 2, 2018Feb 1, 2018
John Kermit JacobiLincoln Investment otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 25, 2018Feb 9, 2018
Barbara Ann RolandLincoln Investment otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2017Jan 18, 2018
Robert Christopher RolandLincoln Investment otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2017Jan 19, 2018
Joyce Ellen AlsburyLincoln Investment otherCapital Analysts otherOtherDec 31, 2017May 13, 2016
Nicholas Hewston RaffettoLincoln Investment otherMariner Wealth Advisors otherOtherDec 19, 2017Jul 22, 2014
Kseniya StarykavaLincoln Investment otherEquitable Advisors, LLC national BDOtherDec 18, 2017Dec 21, 2017
Thomas J GrassoLincoln Investment otherCapital Analysts otherOtherDec 13, 2017Dec 9, 2014
Andrew Devereux EddyLincoln Investment otherCapital Analysts otherOtherNov 14, 2017Mar 10, 2015
Robert Devereux EddyLincoln Investment otherCapital Analysts otherOtherNov 14, 2017Jun 4, 2012
Charles WeidmullerLincoln Investment otherMorgan Stanley wirehouseOtherNov 9, 2017Nov 20, 2017
Aaron Matthew GagnierLincoln Investment otherCapital Analysts otherOtherNov 6, 2017Nov 10, 2016
Kyle Gibson CrilowLincoln Investment otherWells Fargo Advisors wirehouseOtherOct 24, 2017Nov 8, 2017
Marc Vytautas MacysLincoln Investment otherErnst & Young Investment Advisers Llp no RAUMOtherSep 15, 2017Aug 31, 2017
Robert Glenn TorrieLincoln Investment otherPlanmember Securities Corporation otherOtherAug 11, 2017Aug 2, 2017
John Francisco UrrutiaLincoln Investment otherCapital Analysts otherOtherAug 11, 2017Apr 21, 2014
David Brian BellLincoln Investment otherLegend Advisory, LLC otherOtherAug 3, 2017Mar 8, 2017
Joseph James KavanaghLincoln Investment otherOsaic Fa, Inc. otherOtherJul 13, 2017Aug 3, 2017
Seth N MaulfairLincoln Investment otherPark Avenue Securities LLC BD affiliatedOtherJul 11, 2017Jun 4, 2018 (328 d)
Kelly PotterLincoln Investment otherWells Fargo Advisors wirehouseOtherJul 3, 2017Jul 19, 2017
Michelle Jenkins McnamaraLincoln Investment otherTruist Advisory Services, Inc. BD affiliatedOtherJun 30, 2017Sep 19, 2025 (3003 d)
Ryan Walter CarlinLincoln Investment otherCapital Analysts otherOtherJun 13, 2017Mar 28, 2014
Richard Scott MaholchicLincoln Investment otherCapital Analysts otherOtherJun 6, 2017Feb 11, 2014
Barret Christopher LouxLincoln Investment otherNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 10, 2017Aug 8, 2017 (90 d)
Barry L MossLincoln Investment otherCapital Analysts otherOtherApr 24, 2017Nov 4, 2015
Lynne BrozaLincoln Investment otherCapital Analysts otherOtherApr 12, 2017Jun 4, 2012
Alexander Ewing SnyderLincoln Investment otherEquitable Advisors, LLC national BDOtherApr 10, 2017Apr 20, 2017
Kindel R BurkettLincoln Investment otherTd Ameritrade Investment Management, LLC independent RIAOtherMar 31, 2017Nov 10, 2022 (2050 d)
Whittney D HarveyLincoln Investment otherCapital Analysts otherOtherMar 22, 2017May 15, 2014
James Ray CrattyLincoln Investment otherCapital Analysts otherOtherMar 2, 2017Jan 27, 2016
Raphael M. HofmannLincoln Investment otherCapital Analysts otherOtherFeb 27, 2017Mar 11, 2016
Shawn Marcel LefebvreLincoln Investment otherCapital Analysts otherOtherJan 18, 2017Jun 4, 2012
Thomas Gene BartleyLincoln Investment otherTlg Advisors, Inc. otherOtherDec 31, 2016Feb 21, 2017 (52 d)
James Alexander EddyLincoln Investment otherCapital Analysts otherOtherDec 31, 2016Jun 4, 2012
Timothy LinaughLincoln Investment otherCapital Analysts otherOtherDec 31, 2016Jun 4, 2012
Desiree Rome KelleyLincoln Investment otherCapital Analysts otherOtherDec 31, 2016Nov 19, 2015
Jerry Irving RubinLincoln Investment otherCapital Analysts otherOtherDec 31, 2016Jun 7, 2012
Tammie Lynn MccoyLincoln Investment otherLPL Financial LLC otherOtherNov 30, 2016Mar 22, 2017 (112 d)
Mark Vincent GreimLincoln Investment otherCapital Analysts otherOtherNov 10, 2016Feb 29, 2016
Dylan Robert BarreraLincoln Investment otherPrimerica Advisors national BDOtherNov 1, 2016Apr 18, 2017 (168 d)
Steven Dominic CacciuttiLincoln Investment otherThrive Capital Management, LLC independent RIAOtherOct 21, 2016Nov 28, 2016 (38 d)
Michael MarkiewiczLincoln Investment otherFoundations Investment Advisors LLC otherOtherSep 30, 2016Jul 17, 2017 (290 d)
Rea PtacinLincoln Investment otherCapital Analysts otherOtherSep 2, 2016Oct 28, 2015
Sungki Lynn LeemasterLincoln Investment otherCapital Analysts otherOtherSep 1, 2016Feb 25, 2016
Daniel D MurphyLincoln Investment otherQuest Capital Strategies, Inc. independent RIAOtherAug 29, 2016Aug 23, 2018 (724 d)
Ganita Malane YoungLincoln Investment otherPrimerica Advisors national BDOtherAug 22, 2016Aug 14, 2020 (1453 d)
Craig Aaron SlaubaughLincoln Investment otherPnc Wealth Management otherOtherJul 11, 2016Aug 16, 2016 (36 d)
Cole Smithers KoenigerLincoln Investment otherCapital Analysts otherOtherJul 7, 2016Oct 1, 2014
Norman Milton BaldLincoln Investment otherCapital Analysts otherOtherJun 3, 2016Jun 4, 2012
Seth N MaulfairLincoln Investment otherCapital Analysts otherOtherMay 26, 2016Apr 26, 2016
Jeffrey Raymond LinskaLincoln Investment otherCapital Analysts otherOtherMay 24, 2016Jun 7, 2012
Glen Alan CoralLincoln Investment otherLri Investments independent RIAOtherMar 16, 2016Nov 4, 2024 (3155 d)
Mark Edward ProwellLincoln Investment otherProwell Financial Management, LLC otherOtherMar 15, 2016Feb 12, 2016
Page 7 of 10PreviousNext
555 moves match.