DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,389 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karl Herman Ruppert | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2026 | Sep 18, 2026 |
| Ryan James Tunnell | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2026 | Aug 28, 2026 |
| Marques J Dickson | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2026 | Jul 16, 2026 |
| Elizabeth Walston Stokes | Ameriprise Financial Services, LLC national BD | Fathom Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 20, 2026 | Sep 17, 2026 |
| Michael Douglas Cassidy | Ameriprise Financial Services, LLC national BD | Fathom Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 18, 2026 | Sep 17, 2026 |
| Mark Andrew Lyon | Ameriprise Financial Services, LLC national BD | Fathom Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 18, 2026 | Sep 17, 2026 |
| Jacob Aaron Isaacson | Ameriprise Financial Services, LLC national BD | Fathom Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 18, 2026 | Sep 17, 2026 |
| Todd Paul Doroff | Ameriprise Financial Services, LLC national BD | Fathom Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 18, 2026 | Sep 17, 2026 |
| Trevor John Dunn | Ameriprise Financial Services, LLC national BD | Fathom Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 18, 2026 | Sep 17, 2026 |
| Mark Jason Anderson | Ameriprise Financial Services, LLC national BD | Fathom Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 18, 2026 | Sep 17, 2026 |
| Nicholas Robert Adams | Ameriprise Financial Services, LLC national BD | Fathom Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 18, 2026 | Sep 17, 2026 |
| Susan Elizabeth Mclain | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2026 | Sep 11, 2026 |
| Joseph B Rowan | Ameriprise Financial Services, LLC national BD | Girard Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2026 | Sep 17, 2026 |
| Rey Deborja | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 16, 2026 |
| Ingrid Miller | Ameriprise Financial Services, LLC national BD | Tbg-Bedford Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 13, 2026 |
| William Arthur Stephenson | Ameriprise Financial Services, LLC national BD | Rise Private Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 14, 2026 | Sep 10, 2026 |
| Dabney Baum | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2026 | Sep 9, 2026 |
| Richard Allan Baum | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2026 | Sep 11, 2026 |
| Christopher C Johnson | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2026 | Aug 20, 2026 |
| Nicholas Richard Menzies | Ameriprise Financial Services, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Sep 10, 2026 |
| Noah Tesch | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 3, 2026 | Sep 22, 2026 |
| William Michael Mcdonald | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 1, 2026 |
| Sam Te Su | Ameriprise Financial Services, LLC national BD | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 15, 2026 |
| Regina Mckelvey Spehl | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2026 | Sep 11, 2026 |
| David J Naber | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 27, 2026 |
| Molly Grimm | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 27, 2026 |
| Quintin J Gardner | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 20, 2026 |
| Sean Kilmurray | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2026 | Aug 31, 2026 |
| Michael Mildrum | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 1, 2026 | Sep 1, 2026 |
| Cameron Purton | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 26, 2026 |
| David Lam | Ameriprise Financial Services, LLC national BD | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Sep 15, 2026 |
| Jac B Stulberg | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2026 | Aug 24, 2026 |
| Edward Michael Prybylski | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 8, 2026 |
| Randall Glen Woolley | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 26, 2026 |
| Scott Jeppson | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 31, 2026 |
| Alberto J Pujols | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 8, 2026 |
| Neil Allen Bailey | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 27, 2026 |
| Mark Daniel Batty | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 27, 2026 |
| Gregory Mcdonald | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Sep 1, 2026 |
| Peter Levine | Ameriprise Financial Services, LLC national BD | Velara Wealth Management Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 27, 2026 | Aug 21, 2026 |
| Ladan Boloorian | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 27, 2026 | Aug 25, 2026 |
| Martin C Sacks | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 24, 2026 |
| Paige Alexa Ottenbrite | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 26, 2026 |
| Jordan Jane Hall | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Sep 3, 2026 |
| Brent Alan Benedict | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Sep 11, 2026 |
| David Scott Boersig | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 21, 2026 |
| Ryan Anthony Boersig | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Sep 2, 2026 |
| Timothy James Missling | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 31, 2026 |
| Amie T Thompson | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 27, 2026 |
| Taylor Dean Knutson | Ameriprise Financial Services, LLC national BD | Goldstein Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2026 | Aug 26, 2026 |
| Jordyn Vanessa James | Ameriprise Financial Services, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Sep 8, 2026 |
| Mark Allen Stoffel | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 14, 2026 |
| Gabriel George Armancas | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2026 | Aug 14, 2026 |
| Christopher Dean Torres | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Jul 22, 2026 |
| De Forest Johnson | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 6, 2026 |
| Clinton F. Godfrey | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 12, 2026 |
| Benjamin Daniel Yackell | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 5, 2026 |
| Christopher Ryan Crisanti | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Sep 9, 2026 |
| Matthew Thomas Boswell | Ameriprise Financial Services, LLC national BD | Neil Jesani Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2026 | Aug 13, 2026 |
| Ryland H Wall | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 31, 2026 |
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