DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen F Tate | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Jun 3, 2025 |
| Travis Lynn Kell | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Jun 3, 2025 |
| John Thomas Bowers | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | May 22, 2025 |
| Michelle Vuksinick | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Jun 3, 2025 |
| Jason Lynn Collier | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Jun 3, 2025 |
| Justin Lam | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 30, 2025 | May 30, 2025 |
| Tiffany Nichole Mounteer | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Jun 3, 2025 |
| Patrick Dolan Oleary | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 29, 2025 | May 15, 2025 |
| Arthur Schmidt Felix | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | May 8, 2025 |
| Elissa Jill Fraipont | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | Oct 22, 2025 (146 d) |
| Stephen Mcguirk | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | May 8, 2025 |
| Issac G Preis | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | Jun 9, 2025 |
| Michael Snyder | Ameriprise Financial Services, LLC national BD | Rkl Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2025 | Apr 8, 2026 (316 d) |
| Gordon Scott Cooper | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 27, 2025 | Jun 16, 2025 |
| Travis Daniel Keller | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | Jun 3, 2025 |
| Edward Cory Vacca | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2025 | May 12, 2025 |
| Itallo Roiz Fernandes Pereira | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2025 | Jun 2, 2025 |
| Christina Tijerina Fallin | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | May 20, 2025 |
| Jerrad Curtis Bridgmon | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | May 19, 2025 |
| Drew Johnson | Ameriprise Financial Services, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | Mar 31, 2025 |
| Brady Alan Keller | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | Jun 3, 2025 |
| Liet C Han | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | May 15, 2025 |
| Neal Siena | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | May 1, 2025 |
| Nathan Amos | Ameriprise Financial Services, LLC national BD | Davis Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2025 | Jun 9, 2025 |
| Angelo Oreste D'Orazio | Ameriprise Financial Services, LLC national BD | Stoney Creek Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 20, 2025 | Jun 12, 2025 |
| Jak Cukaj | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | May 1, 2025 |
| Lauren Elizabeth Naze | Ameriprise Financial Services, LLC national BD | Pine Grove Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2025 | Sep 22, 2025 (126 d) |
| Adebusola Oluyemisi Laguda | Ameriprise Financial Services, LLC national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | May 30, 2025 |
| Chantel Rae Luke | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 12, 2025 |
| James Sidney Herzikoff | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | May 12, 2025 |
| Jamie Michael Grupe | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | May 12, 2025 |
| David Alexander Green | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | May 13, 2025 |
| Ashley V Leopold | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 14, 2025 | Nov 4, 2025 (174 d) |
| Gabriela Brandt Rudeck | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | May 13, 2025 |
| Kasandra Reid | Ameriprise Financial Services, LLC national BD | Greenhill Financial Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 14, 2025 | May 14, 2025 |
| Todd Jay Geller | Ameriprise Financial Services, LLC national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2025 | May 9, 2025 |
| Richard J Rubin | Ameriprise Financial Services, LLC national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2025 | May 9, 2025 |
| Heather Jane Cramer | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 13, 2025 | Jul 11, 2025 (59 d) |
| Gerald Kirschner | Ameriprise Financial Services, LLC national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2025 | May 9, 2025 |
| Samuel C Wertz | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2025 | Jun 17, 2025 (35 d) |
| Blake Feldmann | Ameriprise Financial Services, LLC national BD | Integrated Advisors Network LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2025 | May 16, 2025 |
| Roman Moriarty | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2025 | Jun 27, 2025 (46 d) |
| Adam Ray Duchon | Ameriprise Financial Services, LLC national BD | Pairone Private Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 12, 2025 | Jul 10, 2025 (59 d) |
| Alison Leigh Brandt | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 9, 2025 | May 2, 2025 |
| Josh Jade Hanlin | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 8, 2025 |
| Jeffrey Thrana | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | May 2, 2025 |
| Shawn L Kennedy | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | May 2, 2025 |
| Thomas Allan Parker | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | May 2, 2025 |
| Robyn Elizabeth Lings | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 8, 2025 | May 9, 2025 |
| Mark Richard Stephens | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | May 2, 2025 |
| Jeremiah Walter Duda | Ameriprise Financial Services, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 9, 2025 |
| David Hartgers | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2025 | Apr 23, 2025 |
| Matthew Kerry Mc Wherter | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 7, 2025 | May 2, 2025 |
| Rebecca Ann Warnick | Ameriprise Financial Services, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Nov 3, 2025 (180 d) |
| Cayla Jo Taylor | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 15, 2025 |
| Gino Poli | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 7, 2025 | May 2, 2025 |
| Mason A Marini | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2025 | Aug 5, 2025 (90 d) |
| Colleen Nesslar | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 5, 2025 | May 2, 2025 |
| Brigitte Mariejeanne Davison | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | May 1, 2025 |
| Jared Michael Mysliwiec | Ameriprise Financial Services, LLC national BD | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | Oct 16, 2025 (164 d) |