DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Equitable Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Nash GammillEquitable Advisors, LLC national BDVictory Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2026Sep 9, 2026
Christine Adamcik GammillEquitable Advisors, LLC national BDVictory Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2026Sep 9, 2026
Jaden SebringEquitable Advisors, LLC national BDCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2026Sep 2, 2026
Alexander DuncanEquitable Advisors, LLC national BDSavvy independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2026Sep 14, 2026
Youssef NaguibEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseSep 8, 2026Sep 15, 2026
James Layton JonesEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 4, 2026Sep 15, 2026
Jackson HeinlenEquitable Advisors, LLC national BDEdward Jones national BDAffiliated broker-dealer or bank to anotherSep 4, 2026Sep 15, 2026
Matthew Joseph O'KeefeEquitable Advisors, LLC national BDBack Bay Financial Planning & Investments independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2026Aug 31, 2026
Jesse Cyrus AlfanostjohnEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseSep 2, 2026Sep 16, 2026
Joseph Charles JansmaEquitable Advisors, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseSep 2, 2026Sep 11, 2026
Kyra L HershkowitzEquitable Advisors, LLC national BDSecondmarket Financial, LLC asset managerOtherSep 2, 2026Sep 11, 2026
Sara HomsiEquitable Advisors, LLC national BDAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 31, 2026Sep 16, 2026
Daniel Nichols HendersonEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 27, 2026Sep 11, 2026
Josiah CambeisEquitable Advisors, LLC national BDFiduciary Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2026Sep 5, 2026
Daniel VegaEquitable Advisors, LLC national BDLPL Enterprise, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2026Aug 17, 2026
Justin HalesEquitable Advisors, LLC national BDPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherAug 24, 2026Sep 10, 2026
Cameron David PetersEquitable Advisors, LLC national BDCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 21, 2026Aug 17, 2026
Ezra CrosbyEquitable Advisors, LLC national BDAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 20, 2026Aug 16, 2026
Joshua LeanaEquitable Advisors, LLC national BDPinnacle Investments, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2026Aug 17, 2026
Janet McgheeEquitable Advisors, LLC national BDRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2026Aug 19, 2026
Gaeb Ayden ParryEquitable Advisors, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2026Sep 14, 2026
John Edward SimoneEquitable Advisors, LLC national BDHilltop Securities Asset Management, LLC institutionalOtherAug 13, 2026Aug 3, 2026
Adam WarrenEquitable Advisors, LLC national BDMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 13, 2026Aug 24, 2026
Jack Charles GrahamEquitable Advisors, LLC national BDPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 12, 2026Jul 31, 2026
Luke HaglerEquitable Advisors, LLC national BDMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 11, 2026Aug 12, 2026
John Thomas LanciaEquitable Advisors, LLC national BDMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 11, 2026Jul 31, 2026
Susan Ruch BarberEquitable Advisors, LLC national BDOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2026Aug 12, 2026
Luke SmithEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 6, 2026Sep 15, 2026 (40 d)
Axel J IsacksonEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 6, 2026Sep 3, 2026
Dean Matthew HassanEquitable Advisors, LLC national BDFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2026Aug 24, 2026
Stephen Patrick KoonsEquitable Advisors, LLC national BDCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 4, 2026Aug 4, 2026
Solomon MunyambuEquitable Advisors, LLC national BDAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2026Aug 10, 2026
Aaron John SchulzEquitable Advisors, LLC national BDAlliancebernstein L.P. otherOtherAug 3, 2026Sep 15, 2026 (43 d)
John Salvatore GuzzettiEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 3, 2026Aug 11, 2026
Nicholas Di MinnoEquitable Advisors, LLC national BDLPL Enterprise, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 29, 2026Aug 31, 2026 (33 d)
Koko BlackEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 28, 2026Aug 3, 2026
Graham JohnsonEquitable Advisors, LLC national BDWedbush Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2026Aug 12, 2026
Brian KimEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 28, 2026Aug 7, 2026
Andrew CantonEquitable Advisors, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2026Aug 31, 2026 (34 d)
Joseph WeissEquitable Advisors, LLC national BDGateway Wealth Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2026Sep 14, 2026 (49 d)
Jacob Daniel SianiEquitable Advisors, LLC national BDAmplius Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2026Jul 20, 2026
Jeffrey RollesEquitable Advisors, LLC national BDTrueplan Benefit And Retirement Advisors institutionalOtherJul 24, 2026Aug 5, 2026
Michael Gerald CollinsEquitable Advisors, LLC national BDCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2026Aug 4, 2026
Sean Christopher MacdonaldEquitable Advisors, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 22, 2026Aug 31, 2026 (40 d)
Jackson RobertsEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 21, 2026Aug 11, 2026
James BrennemanEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2026Sep 16, 2026 (58 d)
Nils Kristian NilsenEquitable Advisors, LLC national BDMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2026Jul 30, 2026
Stephen MontezEquitable Advisors, LLC national BDNerdwallet Wealth Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2026Aug 19, 2026 (33 d)
Alexander SierraEquitable Advisors, LLC national BDMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2026Jul 10, 2026
Justin WagnerEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 16, 2026Jul 23, 2026
Caleb Georges PointdujourEquitable Advisors, LLC national BDTd Private Client Wealth LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 15, 2026Aug 19, 2026 (35 d)
Samuel Frisch MagillEquitable Advisors, LLC national BDTd Private Client Wealth LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 15, 2026Aug 4, 2026
Sawyer Louis HyattEquitable Advisors, LLC national BDHb Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 14, 2026Jul 27, 2026
Matthew Dustin JacobsonEquitable Advisors, LLC national BDRBC Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 14, 2026Aug 12, 2026
Mina Choe McquadeEquitable Advisors, LLC national BDUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseJul 13, 2026Aug 28, 2026 (46 d)
Jacques DarwinEquitable Advisors, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJul 13, 2026Aug 19, 2026 (37 d)
James Morgan HarrisEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 13, 2026Aug 11, 2026
Timothy Andrew OdellEquitable Advisors, LLC national BDCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 10, 2026Jun 29, 2026
Gabriel Joseph JewulaEquitable Advisors, LLC national BDEsi Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2026Jul 17, 2026
Philip A LacavaEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 10, 2026Aug 12, 2026 (33 d)
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6,242 moves match.