DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael George Abdalla | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 6, 2023 |
| Stephen George Sykes | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 6, 2023 |
| Beaumont Stinnett Boyce | Raymond James & Associates, Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Sep 19, 2023 |
| Courtney Lynn Hoffman | Raymond James & Associates, Inc. national BD | Everpar Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2023 | Sep 4, 2023 |
| Paige M Waldron | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2023 | Sep 18, 2023 |
| James Edward Lewis | Raymond James & Associates, Inc. national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2023 | Aug 23, 2023 |
| Timothy Bowrey | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 29, 2023 | Aug 18, 2023 |
| Shelly Lane Dukes | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2023 | Jan 28, 2022 |
| Virginia Lee Kiss | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2023 | Aug 17, 2023 |
| Christopher Cole Morgan | Raymond James & Associates, Inc. national BD | Gilliland Jeter Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2023 | Aug 27, 2023 |
| David J Rakecky | Raymond James & Associates, Inc. national BD | Tetra Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 22, 2023 | Feb 1, 2024 (163 d) |
| Jeffrey Gage Haines | Raymond James & Associates, Inc. national BD | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2023 | Oct 4, 2023 (54 d) |
| Joshua A Vilardi | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Jul 25, 2023 |
| Todd Sessums | Raymond James & Associates, Inc. national BD | Agw Capital Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2023 | Sep 8, 2023 |
| Bernard Robert Joseph | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2023 | Aug 4, 2023 |
| John Joseph Asta | Raymond James & Associates, Inc. national BD | Elevation Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2023 | Aug 16, 2023 |
| Damon Dennis | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 8, 2023 | Aug 28, 2023 |
| Alyssa Nicole Vidrine | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 2, 2023 |
| April Dawn Bronson | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Jul 26, 2023 |
| Preston Odell Duppins | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Jul 24, 2023 |
| Andrew Gilbert | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2023 | Aug 14, 2023 |
| Ailady Organvidez | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 11, 2023 |
| Patrick Lawrence Toohers | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 28, 2023 | Sep 14, 2023 (48 d) |
| Laura Michelle Treanor | Raymond James & Associates, Inc. national BD | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 20, 2023 |
| Mariel Glez | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2023 | Aug 25, 2023 |
| Skyler Matthew Mermer | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Jul 21, 2023 |
| Adrian Martin Majlis | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Jul 10, 2023 |
| Jennifer Marie Madden | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Jul 28, 2023 |
| Diego Canalda | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Jul 11, 2023 |
| Hernan P Korin | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Jul 10, 2023 |
| Alejandro M Hasegawa | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Jul 17, 2023 |
| Roman Meyerhans | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Oct 17, 2023 (91 d) |
| Michael Drew Leary | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Jun 16, 2022 |
| Lawson Starr Arney | Raymond James & Associates, Inc. national BD | Chai Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2023 | Jul 11, 2023 |
| Brock Allan Rydell | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Jul 12, 2023 |
| Todd Duncan Knickerbocker | Raymond James & Associates, Inc. national BD | Stonebrook Private LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 10, 2023 | Jun 28, 2023 |
| Robert A. Brewer | Raymond James & Associates, Inc. national BD | Atlanta Consulting Group Advisors, LLC other | Other | Jul 7, 2023 | Jul 2, 2023 |
| Megan Paige Reynolds | Raymond James & Associates, Inc. national BD | Atlanta Consulting Group Advisors, LLC other | Other | Jul 7, 2023 | Aug 15, 2023 (39 d) |
| Todd Randall Hansen | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2023 | Jun 28, 2023 |
| Carlos A Hurtado | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2023 | Jun 28, 2023 |
| Jeffrey Davis | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jul 26, 2023 |
| Spencer James Knickerbocker | Raymond James & Associates, Inc. national BD | Stonebrook Private LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2023 | Jan 1, 2025 (544 d) |
| Yu Jiang | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2023 | Jul 26, 2023 |
| Elizabeth Ann Knott | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jan 18, 2024 (203 d) |
| Christie Hayden | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Jan 31, 2024 (217 d) |
| Rebecca Jean Davis | Raymond James & Associates, Inc. national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2023 | Jun 29, 2023 |
| Kamron Paul Jensen | Raymond James & Associates, Inc. national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jul 3, 2023 |
| Jon A Duprau | Raymond James & Associates, Inc. national BD | Quantum Portfolio Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 21, 2023 | May 22, 2023 |
| Maria Cutter | Raymond James & Associates, Inc. national BD | Quantum Portfolio Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 21, 2023 | May 19, 2023 |
| Blaize Leverich Cumbow | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jun 15, 2023 |
| Kenneth Byron Elliott | Raymond James & Associates, Inc. national BD | Quantum Portfolio Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 21, 2023 | May 19, 2023 |
| Alanna Maria Jacobson | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Oct 9, 2023 (110 d) |
| Hope Olivia Fry | Raymond James & Associates, Inc. national BD | Deerfield independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Sep 16, 2024 (453 d) |
| Lelia Woodley Coggins | Raymond James & Associates, Inc. national BD | Highland Capital Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 | Feb 27, 2025 (625 d) |
| Gary Steven Rosenberg | Raymond James & Associates, Inc. national BD | Planning Alternatives Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2023 | Dec 11, 2025 (917 d) |
| Irby Jones Thompson | Raymond James & Associates, Inc. national BD | Waverly Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2023 | Jun 28, 2023 |
| William Richard Jones | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Jun 1, 2023 |
| Louis E Kelley | Raymond James & Associates, Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Jul 18, 2023 (40 d) |
| James Patrick Mcmahon | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Jun 1, 2023 |
| Daniel Erwin Jacus | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Jun 1, 2023 |
2,770 moves match.