DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Joy Nava | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2023 | May 1, 2023 (32 d) |
| Jeffrey Gerhard Patterson | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 30, 2023 | Mar 21, 2023 |
| Matthew Tyler Vaage | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 20, 2023 |
| Matthew John Baltera | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 20, 2023 | Mar 17, 2023 |
| Casey Wynn Craft | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Mar 22, 2023 |
| Adam Saul Frankfort | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 7, 2023 | Mar 16, 2023 |
| Ryan Cannon Jones | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2023 | Mar 6, 2023 |
| David Fortner Jones | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2023 | Mar 6, 2023 |
| Edwin Leo Shedd | Raymond James & Associates, Inc. national BD | Consultiva Wealth Management, Corp. other | Other | Mar 3, 2023 | Mar 21, 2023 |
| Jose Maria Bilbao Cunha Joia | Raymond James & Associates, Inc. national BD | Walters Strategic Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 1, 2023 | Aug 28, 2023 (180 d) |
| Sean Walker Connelly | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Mar 24, 2023 |
| Elizabeth M Hollman | Raymond James & Associates, Inc. national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Feb 21, 2023 |
| Laura Leigh Blair Brewster | Raymond James & Associates, Inc. national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Mar 16, 2023 |
| Stanley Quelle | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2023 | Mar 9, 2023 |
| Robert Douglas Walsh | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Feb 17, 2023 |
| Holly Vest | Raymond James & Associates, Inc. national BD | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2023 | Mar 6, 2024 (376 d) |
| Eric N. Becker | Raymond James & Associates, Inc. national BD | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2023 | Feb 27, 2023 |
| Jason John Cohn | Raymond James & Associates, Inc. national BD | World Investment Advisors, LLC institutional | Other | Feb 17, 2023 | Mar 9, 2023 |
| Jonah B. Shafer | Raymond James & Associates, Inc. national BD | Prosperity Wealth Planning LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2023 | Feb 23, 2023 |
| Brian Vukovich | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2023 | Feb 2, 2023 |
| Chantal M Mabie | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2023 | Feb 7, 2023 |
| Daniel Kincaid Taylor | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Jan 27, 2023 |
| Marshall F Kube | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 30, 2023 | Jan 25, 2023 |
| John Christopher Dixon | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2023 | Jan 27, 2023 |
| Karla Madrid | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2023 | Aug 8, 2019 |
| John Wade | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 19, 2023 | Jan 4, 2023 |
| Aaron Marten Zitalone | Raymond James & Associates, Inc. national BD | Heritage Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2023 | Feb 28, 2023 (40 d) |
| Jordan Michael Friedman | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 9, 2023 |
| Leslie Ray Dix | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2023 | Jan 5, 2023 |
| Stephen Taylor Agricola | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 3, 2023 |
| Joseph Bryan Boudreaux | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 3, 2023 |
| Eduardo Provincia | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Jan 9, 2023 |
| Debora Jeanne Duis | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | May 12, 2023 (132 d) |
| Justin Koshenina | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Sep 30, 2024 (639 d) |
| Seema Kinra | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 6, 2023 |
| Sengchanh Vanmany | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 6, 2023 |
| Thomas Scott Bosch | Raymond James & Associates, Inc. national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 4, 2023 |
| Jessica Faye Higgins | Raymond James & Associates, Inc. national BD | Invera Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Jan 11, 2023 |
| Shenandoah Sampson | Raymond James & Associates, Inc. national BD | Invera Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Dec 21, 2022 |
| Susanna Dee Pollock | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2022 | Jan 4, 2023 |
| Jordan Jacobs | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Mar 24, 2023 (92 d) |
| Todd Schober | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Jan 19, 2023 |
| Taylor Renee Escher | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Nov 21, 2019 |
| Matthew Doyle | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2022 | Jan 6, 2023 |
| Hampe Farmer | Raymond James & Associates, Inc. national BD | Kassouf Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2022 | Feb 22, 2023 (63 d) |
| Deandre Lewis | Raymond James & Associates, Inc. national BD | Invesco Advisers, Inc. asset manager | Other | Dec 20, 2022 | Jan 3, 2023 |
| William Wyker | Raymond James & Associates, Inc. national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Dec 13, 2022 |
| Alek Christopher Goltzman | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2022 | Jan 3, 2023 |
| Lauren M Hartigan | Raymond James & Associates, Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Dec 7, 2022 |
| Christopher Michael Bardwell | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2022 | Nov 14, 2022 |
| Alexander F Mcgrath | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Nov 10, 2022 |
| Nicole Beatriz Ochoa | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2022 | Nov 28, 2022 |
| Damian Aaron Saenz | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2022 | Jan 4, 2023 (33 d) |
| Junqing Sun | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2022 | Jan 23, 2023 (52 d) |
| Alexander Stark | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2022 | Dec 21, 2022 |
| Joena Nicole Bartolini Mitchell | Raymond James & Associates, Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Jul 30, 2026 (1338 d) |
| Frank Joseph Stubbolo | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 23, 2022 | Nov 22, 2022 |
| Scott Douglas Shuler | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2022 | Dec 1, 2022 |
| Christopher Avon Pinder | Raymond James & Associates, Inc. national BD | Pinder Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 22, 2022 | Jan 1, 2025 (771 d) |
| Mary Erwin | Raymond James & Associates, Inc. national BD | Russell Investments other | Other | Nov 17, 2022 | Apr 18, 2023 (152 d) |
2,770 moves match.