DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam M Spiro | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2025 | Mar 23, 2026 (195 d) |
| Richard Allen Brown | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 16, 2025 |
| Pamela Snell Groom | Raymond James & Associates, Inc. national BD | Bci Securities, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2025 | Sep 2, 2025 |
| Rogers Haydon | Raymond James & Associates, Inc. national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 25, 2025 |
| John Robb Edgecomb | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Aug 29, 2025 |
| Ana Maria Wagner | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Mar 23, 2026 (200 d) |
| Stephen B. Thompson | Raymond James & Associates, Inc. national BD | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 2, 2025 |
| John Robb Edgecomb | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Aug 29, 2025 |
| Nhi Doan | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 12, 2025 |
| Gregory Benjamin Rice | Raymond James & Associates, Inc. national BD | Enduring Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 25, 2025 | Jul 28, 2025 |
| Dana Marie Sorrentino | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2025 | Oct 16, 2025 (52 d) |
| Hardt Wheeler Bing | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2025 | Aug 22, 2025 |
| Kelly Davis Lenhardt | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2025 | Aug 22, 2025 |
| Shayna Carter Tucker | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2025 | Aug 22, 2025 |
| Dylan Thomas Paul | Raymond James & Associates, Inc. national BD | Van Clemens Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2025 | Sep 9, 2026 (384 d) |
| Edward Parks | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Dec 22, 2022 |
| Ibrahim Mahmoud | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Oct 15, 2025 (58 d) |
| Charles Edward Knox | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 14, 2025 |
| Goodwin Ruth Sauls | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 15, 2025 |
| Lynea Yee | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 11, 2025 |
| Glenn William Wheelock | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 11, 2025 |
| James L Knox | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 15, 2025 |
| Nathan Myer Shaffer | Raymond James & Associates, Inc. national BD | Intellus Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2025 | Sep 10, 2025 (33 d) |
| Giann Piero Cannata | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Oct 2, 2025 (56 d) |
| Sydney M Colson | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2025 | Aug 25, 2025 |
| Brooks Mccartney | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Jan 1, 2026 (153 d) |
| John Pierre | Raymond James & Associates, Inc. national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Jul 29, 2025 |
| Stefen Blasingame | Raymond James & Associates, Inc. national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Aug 11, 2025 |
| Sean Grasso | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2025 | Aug 6, 2025 |
| Gretchen Nichols | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2025 | Aug 14, 2025 |
| Ethan C Latty | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 28, 2025 |
| Marcia Louise Bloemendaal | Raymond James & Associates, Inc. national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2025 | Jul 23, 2025 |
| Valerie Pena Rivera | Raymond James & Associates, Inc. national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2025 | Jul 23, 2025 |
| Leslie Nettles-Zamora | Raymond James & Associates, Inc. national BD | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 23, 2025 |
| Clinton Lee Roberts | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2025 | Sep 26, 2025 (72 d) |
| Kevin Patrick Doyle | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jul 7, 2025 |
| Paul Agree Hack | Raymond James & Associates, Inc. national BD | Elevation Point Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 15, 2025 |
| Gerald P Mcgill | Raymond James & Associates, Inc. national BD | Eagle Rock Investment Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Aug 15, 2025 (31 d) |
| Denise A Donahue | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2025 | Jul 28, 2025 |
| Jay Neil Hack | Raymond James & Associates, Inc. national BD | Elevation Point Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 11, 2025 |
| John M Hearne | Raymond James & Associates, Inc. national BD | Pivot Capital Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 15, 2025 | Jul 17, 2025 |
| Mary Kathryn Shelton Fitzpatrick | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jul 30, 2025 |
| Lowell Jacob Weiss | Raymond James & Associates, Inc. national BD | Elevation Point Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 11, 2025 |
| Christopher Tod Smith | Raymond James & Associates, Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 10, 2025 |
| Sean Deming | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Sep 1, 2026 (418 d) |
| Elizabeth Brown | Raymond James & Associates, Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Aug 22, 2025 (43 d) |
| Kyong Yu Peterson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Jul 7, 2025 |
| Kali M Lambert | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Jul 7, 2025 |
| Joseph Andrew Toth | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Aug 13, 2025 (37 d) |
| Sean Thomas Marrin | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Aug 3, 2026 (396 d) |
| Jonathan Andrew Hall | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jul 1, 2025 |
| Scott Edward Tabor | Raymond James & Associates, Inc. national BD | Tmb Capital Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2025 | Jul 1, 2025 |
| William Madison Mcmillan | Raymond James & Associates, Inc. national BD | Tmb Capital Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2025 | Jul 1, 2025 |
| Benjamin Andrew Bailey | Raymond James & Associates, Inc. national BD | Tmb Capital Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2025 | Jul 1, 2025 |
| Zachary Sokora | Raymond James & Associates, Inc. national BD | Tmb Capital Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2025 | Jul 1, 2025 |
| Jeffery W Lockman | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 25, 2025 |
| Joyce Carol Torricos | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 25, 2025 |
| Raynell Tolley | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jul 10, 2025 |
| Christina Hope Zimmer | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Aug 2, 2022 |
| Jared David Brancazio | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 24, 2025 |
2,767 moves match.