DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stifel, Nicolaus & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Joseph Armato | Stifel, Nicolaus & Company, Incorporated national BD | Texas Capital Bank Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2024 | Jun 12, 2024 |
| William Alexander | Stifel, Nicolaus & Company, Incorporated national BD | Oakworth Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 29, 2024 | Jul 1, 2025 (398 d) |
| Todd Glenn Pollock | Stifel, Nicolaus & Company, Incorporated national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 10, 2024 |
| Michele Mehrtens | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 16, 2024 |
| Richard Viall | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 9, 2024 |
| Wheelock Richard Bingham | Stifel, Nicolaus & Company, Incorporated national BD | Bingham Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | Sep 20, 2024 (119 d) |
| Eric Estelle | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 24, 2024 | May 14, 2024 |
| Vanessa Marie Sacks | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2024 | May 21, 2024 |
| Colton Lane Dooley | Stifel, Nicolaus & Company, Incorporated national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2024 | May 7, 2024 |
| Sara Anne Kazarian | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 9, 2024 | Dec 4, 2024 (209 d) |
| Michael William Mccloud | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 9, 2024 | Apr 19, 2024 |
| Daniel B O'Dowd | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 9, 2024 | Apr 29, 2024 |
| Ann Marie Tyrrell | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | Apr 26, 2024 |
| Courtney Nicole Mcelvain | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | Apr 26, 2024 |
| Renee Back | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | Apr 26, 2024 |
| Paul Matthew Cahalan | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 19, 2024 |
| Shirley Mccallister Polidori | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 19, 2024 |
| Stuart Andrew Augustine | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 18, 2024 |
| Michael Joseph Loconte | Stifel, Nicolaus & Company, Incorporated national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | May 2, 2024 |
| Lindsey Hawthorne | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Apr 8, 2024 |
| Michael Thomas Touscany | Stifel, Nicolaus & Company, Incorporated national BD | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | Mar 15, 2024 |
| Paul Leonard Frey | Stifel, Nicolaus & Company, Incorporated national BD | Confluence Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | Mar 15, 2024 |
| Todd Ryan Eosso | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2024 | Mar 25, 2024 |
| Heidi Guldbrandsen Chamberlain | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2024 | Mar 14, 2024 |
| Irma Y Correa | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Jun 14, 2024 (81 d) |
| Michael Tobin Bill | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Mar 12, 2024 |
| John Cody Miller | Stifel, Nicolaus & Company, Incorporated national BD | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 8, 2024 |
| Chad Robert Keller | Stifel, Nicolaus & Company, Incorporated national BD | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 8, 2024 |
| Duane Neil Burghard | Stifel, Nicolaus & Company, Incorporated national BD | Integrated Advisors Network LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Apr 4, 2024 |
| Bradley Scott Moser | Stifel, Nicolaus & Company, Incorporated national BD | Mariner Advisor Network BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 9, 2024 |
| Brice Gregory Lowe | Stifel, Nicolaus & Company, Incorporated national BD | Mariner Advisor Network BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 9, 2024 |
| Jonathon Webster | Stifel, Nicolaus & Company, Incorporated national BD | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Mar 19, 2024 (33 d) |
| Ronald K Witter | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Feb 5, 2024 |
| Craig Hamilton Barker | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Feb 1, 2024 |
| Devin Charles Anthony | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Jul 29, 2024 (167 d) |
| Jonathan Morrell Moody | Stifel, Nicolaus & Company, Incorporated national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2024 | May 10, 2024 (87 d) |
| Brett Fleckman | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2024 | Jan 25, 2024 |
| Matthew Checkla | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2024 | Jan 25, 2024 |
| Rakema Lawyell White | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jan 22, 2024 |
| Oliver Marshall Whybrow | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jan 18, 2024 |
| Nicholas Braden | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Oct 10, 2024 (259 d) |
| Linda Aurora Rapisardo | Stifel, Nicolaus & Company, Incorporated national BD | Canela Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 9, 2024 | Jul 29, 2024 (202 d) |
| Paul James Ganshirt | Stifel, Nicolaus & Company, Incorporated national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jun 4, 2024 (148 d) |
| Julia C Anderson | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 4, 2024 |
| Kevin Garrett Moriarty | Stifel, Nicolaus & Company, Incorporated national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Aug 15, 2025 (602 d) |
| Christina Marie Kubrich | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 13, 2023 |
| Christine Ashley Hull | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2023 | Jan 2, 2024 |
| Mark D Permenter | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Dec 11, 2023 |
| Ardavan Movassaghi | Stifel, Nicolaus & Company, Incorporated national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Jan 18, 2024 (42 d) |
| William Schnoebelen Rowe | Stifel, Nicolaus & Company, Incorporated national BD | Krilogy independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Dec 18, 2023 |
| Jessica Ann Ems | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Nov 30, 2023 |
| Padraig Kevin Mcbrien | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 27, 2023 | Oct 20, 2023 |
| Richard Raymond Schnier | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 20, 2023 |
| William Alfred Hand | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 26, 2023 | Oct 20, 2023 |
| Tyler Boone Powell | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 17, 2023 |
| Andrew James Foote | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 20, 2023 |
| Avery Attridge Melville | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 26, 2023 | Oct 20, 2023 |
| Marni L Menden | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2023 | Aug 7, 2024 (288 d) |
| Garrett Bohler | Stifel, Nicolaus & Company, Incorporated national BD | Wheelhouse Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2023 | Oct 24, 2023 |
| Ryan Edward Hennessy | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 27, 2023 |
1,278 moves match.