DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Edward Bucholtz | Commonwealth Financial Network national BD | Financial Planning Resources, Inc. unclassified | Other | Sep 16, 2026 | Aug 26, 2019 |
| Cynthia Alda Doussard | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 11, 2026 |
| James Frank Tracz | Commonwealth Financial Network national BD | Financial Planning Resources, Inc. unclassified | Other | Sep 16, 2026 | Apr 6, 2022 |
| Mark Avallone | Commonwealth Financial Network national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 9, 2026 |
| Michael Vincent Addessi | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 1, 2026 |
| Christine Jane Mclean | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 8, 2026 |
| Laura Noel Woods | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 4, 2026 |
| John David Orem | Commonwealth Financial Network national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 9, 2026 |
| Jennifer Lynn Goddard | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 14, 2026 |
| Jarad Michael Minsky | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 14, 2026 |
| Michael Oconnor Addessi | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 1, 2026 |
| Matthew John Draganchuk | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 4, 2026 |
| Aaron Myers Lyon | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 4, 2026 |
| Michael Andrew Germo | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 8, 2026 |
| Isaac Joseph Bushen | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 16, 2026 |
| Kelly Lynn Vinopal | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 8, 2026 |
| Nicholas M Sheridan | Commonwealth Financial Network national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2026 | Aug 31, 2026 |
| Richard Albert Gagne | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Aug 31, 2026 |
| R Mark Gosselin | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Sep 8, 2026 | Sep 1, 2026 |
| Peter John Fendler | Commonwealth Financial Network national BD | Norton Financial Services, Inc. unclassified | Other | Sep 8, 2026 | Mar 8, 2012 |
| Raymond Alba Emery | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Sep 8, 2026 | Sep 1, 2026 |
| Ryan Luczynski | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Sep 8, 2026 | Sep 1, 2026 |
| James Peter Kos | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Sep 8, 2026 | Sep 1, 2026 |
| Stephen Michael Lafrance | Commonwealth Financial Network national BD | Ridgestone Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 8, 2026 | Sep 10, 2026 |
| Zachary Joseph Wielgoszinski | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Sep 8, 2026 | Sep 1, 2026 |
| Joseph Appolito | Commonwealth Financial Network national BD | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2026 | Sep 4, 2026 |
| Robert Loporto | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 28, 2026 |
| Steven Mark Roth | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Joseph S Pagano | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Jason Douglas Reynolds | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 26, 2026 |
| Jacqueline Morin Frazee | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 27, 2026 |
| Joseph Sasin Pagano | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Matthew Mark Cuplin | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Nathaniel Martin Langley | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 17, 2026 |
| Brandon James Masbruch | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Eric D Iwanski | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Paige Langley Rossi | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 17, 2026 |
| Nicholas Krey | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Christopher A Laura Tenecela | Commonwealth Financial Network national BD | Bartholomew & Company Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 20, 2026 | Jul 27, 2026 |
| Brian Waters Phipps | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Jackson Clements | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Stephen Ray Groover | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Giselle Marie Sada | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 19, 2026 |
| Jesse Walter Bell | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 14, 2026 |
| Robert Christopher Conderman | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 3, 2026 |
| Connie Lynn Gilderhus | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 3, 2026 |
| Connor Mason | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 14, 2026 |
| Todd Ellsworth Harris | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 3, 2026 |
| Sarah Beth Fuller | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 3, 2026 |
| Denise Anne Kamel | Commonwealth Financial Network national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Sep 11, 2026 |
| Joseph Duane Palma | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 3, 2026 |
| Mark Robert Witthaus | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 11, 2026 |
| John Cantalin Wahl | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 11, 2026 |
| Timothy Berthold Oneill | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| James Alan Kuxhaus | Commonwealth Financial Network national BD | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2026 | Aug 3, 2026 |
| Jeffrey Bodeau Mcpherson | Commonwealth Financial Network national BD | Im Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 6, 2026 | Jul 15, 2026 |
| James Nutter | Commonwealth Financial Network national BD | Im Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 6, 2026 | Jul 14, 2026 |
| Kerri Lynn Kimball | Commonwealth Financial Network national BD | Apogee Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 5, 2026 | Jun 8, 2026 |
| Matthew Bryan Dupon | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 31, 2026 |
| Sean Alex Montgomery | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 3, 2026 |
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2,247 moves match.