DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Semmes Carlquist | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 6, 2025 |
| Jason Thomas Wheeler | Commonwealth Financial Network national BD | Pathfinder Wealth Consulting no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2025 | Sep 24, 2025 |
| Heather Rose Nicholas | Commonwealth Financial Network national BD | Manning Wealth Management, Inc. unclassified | Other | Oct 6, 2025 | Apr 25, 2019 |
| William Benjamin Corder | Commonwealth Financial Network national BD | Manning Wealth Management, Inc. unclassified | Other | Oct 6, 2025 | Nov 1, 2012 |
| Ursula Robinson Daley | Commonwealth Financial Network national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2025 | Oct 6, 2025 |
| Shawn Michael Leonard | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 8, 2025 |
| Timothy Andrew Ryan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 1, 2025 |
| Chad Michael Slate | Commonwealth Financial Network national BD | Pathfinder Wealth Consulting no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2025 | Sep 26, 2025 |
| Craig Vincent Castanos | Commonwealth Financial Network national BD | Craig V. Castanos Cpa state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 6, 2025 | Jun 26, 2026 (263 d) |
| Christopher James Walsh | Commonwealth Financial Network national BD | Pathfinder Wealth Consulting no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2025 | Sep 26, 2025 |
| Natalie Pace | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 6, 2025 | Oct 1, 2025 |
| Peter J Smith | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 1, 2025 |
| Jason Robert Dohaney | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 8, 2025 |
| John Brantley Zachary | Commonwealth Financial Network national BD | Pathfinder Wealth Consulting no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2025 | Sep 26, 2025 |
| Chad Adams | Commonwealth Financial Network national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 9, 2025 |
| Brice Sawyer Gibson | Commonwealth Financial Network national BD | Pathfinder Wealth Consulting no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2025 | Sep 24, 2025 |
| Lindsey A Hardy | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 1, 2025 |
| John Michael Pellosie | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 6, 2025 | Oct 1, 2025 |
| Jordan Glenn Lewis | Commonwealth Financial Network national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2025 | Oct 6, 2025 |
| Pantelis Emanuel Miliotis | Commonwealth Financial Network national BD | Pathfinder Wealth Consulting no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2025 | Sep 26, 2025 |
| Alexander Greer | Commonwealth Financial Network national BD | Pathfinder Wealth Consulting no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2025 | Sep 24, 2025 |
| John Wilhelm Hinck | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 1, 2025 |
| Maggie Elizabeth Scally | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 6, 2025 | Oct 1, 2025 |
| Justin Michael Ahner | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 6, 2025 | Oct 1, 2025 |
| Samuel Davis Byrd | Commonwealth Financial Network national BD | Pathfinder Wealth Consulting no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2025 | Sep 26, 2025 |
| Joseph John Freemont | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 6, 2025 | Oct 1, 2025 |
| Walter G Hutsell | Commonwealth Financial Network national BD | Pathfinder Wealth Consulting no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2025 | Sep 24, 2025 |
| Samuel Shober Stroud | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 3, 2025 | Oct 1, 2025 |
| Maurice James Acriche | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 1, 2025 |
| Edward Jonathan Sokolowski | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 2, 2025 |
| Jennifer Richards Hodson | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 3, 2025 | Oct 1, 2025 |
| Louis M Rusinowitz | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 1, 2025 |
| Douglas R Mavilia | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 1, 2025 |
| Hillary M Ambrose | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Sep 30, 2025 |
| Jeffrey William Dye | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 3, 2025 | Oct 1, 2025 |
| Alex Henry Rusinowitz | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 1, 2025 |
| Amy Elizabeth Deer | Commonwealth Financial Network national BD | Accelerate Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2025 | Oct 6, 2025 |
| Robert Paul Wermuth | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 2, 2025 | Oct 1, 2025 |
| Thomas John Hinck | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Robert Roger Malcolm | Commonwealth Financial Network national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 1, 2025 |
| Paul Allen Williamson | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Peter Vincent Donohoe | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Jeffery Todd Sutton | Commonwealth Financial Network national BD | Accelerate Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 6, 2025 |
| James L Hinck | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Kevin Michael Donohue | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 2, 2025 | Oct 2, 2025 |
| Trevor James Becker | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 2, 2025 |
| Dale James Carlson | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Matthew Ryan Kulp | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 2, 2025 | Oct 1, 2025 |
| Edward Charles Schoeb | Commonwealth Financial Network national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 1, 2025 |
| Kelly Rosa Haber | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 15, 2025 |
| Daniel Antonino Sparta | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Brian Andrew Hill | Commonwealth Financial Network national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 1, 2025 |
| Dawnna Darlene Wilson | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Jo Anne C Marino | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Peter Kristian Kotkas | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Brendan Patrick Speers | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 2, 2025 | Oct 1, 2025 |
| Melissa Sara Gerhardt | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 2, 2025 | Oct 2, 2025 |
| Angela Lisa Beidleman | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 2, 2025 | Oct 1, 2025 |
| Brent Jerome Dunn | Commonwealth Financial Network national BD | Schlegel Dunn LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Ryan Anthony Smith | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
2,253 moves match.