DFX Intelligence
Advisor moves
Departures from Commonwealth Financial NetworkWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rafael A. Svelti | Commonwealth Financial Network national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Jun 5, 2025 (36 d) |
| Debora Ann Craig | Commonwealth Financial Network national BD | Crystal Coast Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 29, 2025 | Jul 3, 2025 (65 d) |
| Shane Reed | Commonwealth Financial Network national BD | Schulz Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 22, 2025 | Jan 21, 2026 (274 d) |
| Sophie Barrow | Commonwealth Financial Network national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2025 | Apr 30, 2025 |
| Thomas Francis Kennedy | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Apr 5, 2025 | Apr 1, 2019 |
| Sierra Elrod | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Apr 5, 2025 | Jun 20, 2024 |
| Eric Matthew Mccarver | Commonwealth Financial Network national BD | Normandy Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2025 | Apr 1, 2025 |
| Riley Jason Ege | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 3, 2025 |
| Jackson Edward Geisler | Commonwealth Financial Network national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 30, 2025 |
| Timothy Edward Curtis Menefee | Commonwealth Financial Network national BD | Touchstone Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Mar 27, 2025 |
| Kristen L Barker | Commonwealth Financial Network national BD | Thrive Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2025 | May 21, 2025 (72 d) |
| Brian Matthew Joyce | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2025 | Mar 7, 2025 |
| William James Markovich | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Feb 28, 2025 |
| Dean Matthew Sylvester | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 28, 2025 |
| Laura Jane Hertges | Commonwealth Financial Network national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Mar 13, 2025 |
| Keaton James Leslie | Commonwealth Financial Network national BD | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2025 | Mar 20, 2025 |
| Kevin Michael Flint | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Mar 5, 2025 |
| Charles Keith Sauberan | Commonwealth Financial Network national BD | Sauberan & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2025 | Mar 4, 2025 |
| Daniel Wagner | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Apr 3, 2025 (51 d) |
| Walter Lloyd D'Souza | Commonwealth Financial Network national BD | Manning Wealth Management, Inc. unclassified | Other | Feb 7, 2025 | May 1, 2022 |
| Alec J Murray | Commonwealth Financial Network national BD | Financial Foundations, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2025 | Mar 8, 2022 |
| Todd David Cross | Commonwealth Financial Network national BD | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Apr 21, 2025 (81 d) |
| Robert Tyler Santamaria | Commonwealth Financial Network national BD | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2025 | Jan 31, 2025 |
| Samuel Glenn Feiser | Commonwealth Financial Network national BD | Harvest Financial Planning Associates, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 16, 2025 | Feb 28, 2025 (43 d) |
| Shannon Helman | Commonwealth Financial Network national BD | World Investment Advisors, LLC institutional | Other | Jan 15, 2025 | Jan 31, 2025 |
| Jeffrey D Hejza | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 2, 2025 |
| Joel Phillip Dettwiler | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 13, 2025 |
| Caroline Gabay | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 10, 2025 |
| Manan Amin | Commonwealth Financial Network national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 10, 2025 | Feb 5, 2026 (391 d) |
| Marcus R Schaller | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Mar 5, 2025 (57 d) |
| Jonathan Evan Caplan | Commonwealth Financial Network national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 7, 2025 |
| David Nathan Navarro | Commonwealth Financial Network national BD | Chicago Oakbrook Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Dec 10, 2024 |
| John Anthony Ferrante | Commonwealth Financial Network national BD | Chicago Oakbrook Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Dec 10, 2024 |
| Frank Edward Kautzky | Commonwealth Financial Network national BD | Chicago Oakbrook Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Dec 10, 2024 |
| Jae Won Ha | Commonwealth Financial Network national BD | Chicago Oakbrook Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Dec 10, 2024 |
| Brendon Jon Pierce | Commonwealth Financial Network national BD | Chicago Oakbrook Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Dec 10, 2024 |
| Carlo James Airdo | Commonwealth Financial Network national BD | Chicago Oakbrook Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Dec 10, 2024 |
| Tracy Ane Pierson | Commonwealth Financial Network national BD | Principle Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2024 | Jun 4, 2025 (168 d) |
| Jerry Leo Spivey | Commonwealth Financial Network national BD | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 5, 2024 |
| Jamie E Wilson | Commonwealth Financial Network national BD | Procyon mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2024 | Feb 24, 2025 (76 d) |
| Evan Michael Binder | Commonwealth Financial Network national BD | Longwave Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 10, 2024 | Dec 15, 2022 |
| Vasil Emilov Halchev | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 3, 2024 |
| Camden Breneman | Commonwealth Financial Network national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Mar 3, 2025 (84 d) |
| Bruce Steven Horowitz | Commonwealth Financial Network national BD | Advisory Group West unclassified | Other | Dec 3, 2024 | Sep 9, 2003 |
| Jason Randall Musante-Klumb | Commonwealth Financial Network national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Feb 21, 2025 (80 d) |
| Shea Dawn Allen | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Jesse Thurman | Commonwealth Financial Network national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 3, 2024 | Apr 1, 2025 (119 d) |
| Timothy Page Chesser | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2024 | Jan 1, 2025 (33 d) |
| Nicholas Scott Thanaet | Commonwealth Financial Network national BD | Painted Porch Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2024 | Jan 24, 2025 (56 d) |
| Harrison Aaron Graham | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Nov 25, 2024 |
| Stephanie Lee Osborn | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Feb 5, 2025 (86 d) |
| Alger Gary Osentoski | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 4, 2024 |
| Erle Mark Petrie | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 4, 2024 |
| Joseph Michael Esposito | Commonwealth Financial Network national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Nov 1, 2024 |
| Charles Keith Kiker | Commonwealth Financial Network national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Nov 1, 2024 |
| Conor J Boffeli | Commonwealth Financial Network national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Oct 29, 2024 |
| Patricia K Dimmer | Commonwealth Financial Network national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Nov 6, 2024 |
| Samantha Elnora White | Commonwealth Financial Network national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Nov 19, 2024 |
| Logan Anthony Delmonico | Commonwealth Financial Network national BD | Captrust institutional | Other | Oct 16, 2024 | Nov 29, 2024 (44 d) |
| Sang Hyeon Kim | Commonwealth Financial Network national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Nov 7, 2024 |