DFX Intelligence
Advisor moves
Departures from Commonwealth Financial NetworkWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Pearce | Commonwealth Financial Network national BD | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2023 | Sep 18, 2023 (104 d) |
| Nicole Cannone Wegman | Commonwealth Financial Network national BD | Modera Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2023 | Jun 5, 2023 |
| Cody Michael Nigh | Commonwealth Financial Network national BD | Centura Wealth Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2023 | Jun 12, 2023 |
| Donna Marie Cunningham | Commonwealth Financial Network national BD | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | Jul 6, 2023 (48 d) |
| Ross Garrett Allen | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Jun 13, 2023 |
| Noor El Houda Bucholz | Commonwealth Financial Network national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | May 22, 2023 |
| Frank Alfred Leyes | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | May 2, 2023 |
| Troy Gorman Derrick | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | Jan 23, 2026 (988 d) |
| Duane E Mcdonald | Commonwealth Financial Network national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 9, 2023 | Mar 6, 2025 (667 d) |
| Bob Brafo Amoako | Commonwealth Financial Network national BD | Rembert Pendleton Jackson independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2023 | Aug 17, 2023 (100 d) |
| Benjamin Gajardo | Commonwealth Financial Network national BD | Olympus Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 8, 2023 | Jun 28, 2023 (51 d) |
| Anna Joy Machin | Commonwealth Financial Network national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2023 | May 15, 2023 |
| Jeffery Dale Isaacson | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Apr 25, 2023 |
| Dan Paul Augustine | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Apr 21, 2023 |
| Robert Patrick Blessing | Commonwealth Financial Network national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Apr 25, 2023 |
| Shabri Gandhi Moore | Commonwealth Financial Network national BD | Moore Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 4, 2023 | Apr 3, 2023 |
| Sean Ajay Moore | Commonwealth Financial Network national BD | Moore Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 4, 2023 | Apr 3, 2023 |
| Erik Anshul Moore | Commonwealth Financial Network national BD | Moore Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 4, 2023 | Apr 3, 2023 |
| Stephen Barnett Shipley | Commonwealth Financial Network national BD | Cottonwood Capital Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 3, 2023 | Mar 30, 2023 |
| John William Rubottom | Commonwealth Financial Network national BD | Cottonwood Capital Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 3, 2023 | Mar 29, 2023 |
| Kristen Joy Holt | Commonwealth Financial Network national BD | Cottonwood Capital Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 3, 2023 | Mar 29, 2023 |
| Christa Dianne Bass | Commonwealth Financial Network national BD | Cottonwood Capital Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 3, 2023 | Mar 29, 2023 |
| Jason Kennedy | Commonwealth Financial Network national BD | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Oct 15, 2024 (564 d) |
| Colton Campbell | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Jul 11, 2023 (103 d) |
| Jerry Thomas Diamantides | Commonwealth Financial Network national BD | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Mar 21, 2023 |
| Robert Bynum Miers | Commonwealth Financial Network national BD | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2023 | Mar 24, 2023 |
| Quentin Bradley White | Commonwealth Financial Network national BD | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2023 | Mar 24, 2023 |
| Tracy A Brown | Commonwealth Financial Network national BD | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2023 | Mar 24, 2023 |
| Brendan Russ Messenger | Commonwealth Financial Network national BD | Koda Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 24, 2023 | Mar 23, 2023 |
| Mikki Valentine Drake | Commonwealth Financial Network national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 24, 2023 | Mar 30, 2023 |
| Jerod John Ensz | Commonwealth Financial Network national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Apr 13, 2023 |
| Ashton Edward Lawrence | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Mar 16, 2023 |
| Justin Michael Kasparek | Commonwealth Financial Network national BD | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | May 3, 2023 (47 d) |
| Justin Bradford May | Commonwealth Financial Network national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2023 | Mar 13, 2023 |
| Brian Grayson Crook | Commonwealth Financial Network national BD | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2023 | Mar 10, 2023 |
| Angelica Maria Lopez | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2023 | May 22, 2023 (76 d) |
| Stephanie C Bauer | Commonwealth Financial Network national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2023 | Oct 10, 2023 (222 d) |
| John Lohse | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2023 | Jul 31, 2025 (882 d) |
| Victoria R. Provost | Commonwealth Financial Network national BD | Common Cents Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2023 | Feb 15, 2023 |
| Brock Hewitt | Commonwealth Financial Network national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Mar 6, 2023 |
| Tony S Choi | Commonwealth Financial Network national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2023 | Feb 15, 2023 |
| Roy Peter Janse | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2023 | Feb 3, 2023 |
| Steve Rodney Doss | Commonwealth Financial Network national BD | New York Life Investment Management LLC asset manager | Other | Feb 2, 2023 | Feb 3, 2023 |
| Matson Munro Hutchins | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2023 | Feb 3, 2023 |
| Dean Edward Elliott | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Jan 31, 2023 | Oct 10, 2013 |
| Virginia A Fesko | Commonwealth Financial Network national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Mar 27, 2023 (66 d) |
| Toni Marie Wander | Commonwealth Financial Network national BD | Stephens Consulting, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2023 | Jan 24, 2023 |
| Mai Soua Yang | Commonwealth Financial Network national BD | Heartworth Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 11, 2023 | Aug 26, 2024 (593 d) |
| Hui Zhu | Commonwealth Financial Network national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 27, 2023 |
| Stephanie Lynn Leduc | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Aug 6, 2025 (943 d) |
| Alexsa Santos Donoghue | Commonwealth Financial Network national BD | Onedigital institutional | Other | Jan 6, 2023 | Jan 2, 2025 (727 d) |
| Matthew C. Jessup | Commonwealth Financial Network national BD | Jessup Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 4, 2023 | Jan 4, 2023 |
| Mark Jerome Mcevily | Commonwealth Financial Network national BD | Jessup Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 4, 2023 | Jan 5, 2023 |
| Sheryll Mae Yee | Commonwealth Financial Network national BD | Mma Securities LLC no RAUM | Other | Jan 3, 2023 | Jan 23, 2023 |
| Aaron David Cramer | Commonwealth Financial Network national BD | Jessup Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 3, 2023 | Jan 4, 2023 |
| Nicholas S Whitaker | Commonwealth Financial Network national BD | Jessup Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 3, 2023 | Jan 5, 2023 |
| Taylor Ledbetter | Commonwealth Financial Network national BD | Jessup Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 3, 2023 | Jan 5, 2023 |
| Connor Reynolds Stremel | Commonwealth Financial Network national BD | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Jan 10, 2023 |
| Kelly Jo Crockett | Commonwealth Financial Network national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2022 | Jan 24, 2023 (36 d) |
| Scott William Holmes | Commonwealth Financial Network national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2022 | Dec 6, 2022 |