DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Stuart Williams | Commonwealth Financial Network national BD | Williams Asset Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 | Jan 30, 2026 |
| Gilbert Anthony Gallant | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 30, 2026 |
| Heather Croke | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 29, 2026 |
| Gregory Todd Stalsberg | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 29, 2026 |
| Brian E Doherty | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 30, 2026 |
| Anthony Blake Wilson | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 29, 2026 |
| George Thomas Watson | Commonwealth Financial Network national BD | Williams Asset Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 | Jan 30, 2026 |
| David Kimball Jaeger | Commonwealth Financial Network national BD | Canby Financial Advisors unclassified | Other | Jan 30, 2026 | Sep 22, 2021 |
| Karissa Nicole Goessl | Commonwealth Financial Network national BD | Williams Asset Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 | Jan 30, 2026 |
| Mary Grace Schulz | Commonwealth Financial Network national BD | Schulz Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 | Jan 27, 2026 |
| Brian Scott Mckinney | Commonwealth Financial Network national BD | Williams Asset Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 | Jan 30, 2026 |
| Ryan Wade Wahlund | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 29, 2026 |
| Jackson Gallant | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 30, 2026 |
| Duncan Shawn Mccall | Commonwealth Financial Network national BD | Williams Asset Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 | Jan 30, 2026 |
| Nicholas George Trujillo | Commonwealth Financial Network national BD | Schulz Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 | Jan 20, 2026 |
| Gavin Paul Walter | Commonwealth Financial Network national BD | Williams Asset Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 | Jan 30, 2026 |
| John Richard Ryan | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 29, 2026 |
| Erik Laymon | Commonwealth Financial Network national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Feb 12, 2026 |
| James Christopher Lynch | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Donald Lee Albacker | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Benson Boyd Blake | Commonwealth Financial Network national BD | Arista Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2026 | Feb 20, 2026 |
| Michael Thomas Lam | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Michelle Laura Lafuente | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2026 | Jan 26, 2026 |
| Anthony Ernest Lajeunesse | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2026 | Jan 23, 2026 |
| Erin Michelle Wozniak | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2026 | Jan 23, 2026 |
| Christina Marie Perna | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2026 | Jan 26, 2026 |
| Garrett Ryan Hizer | Commonwealth Financial Network national BD | Segment Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2026 | Aug 31, 2026 (222 d) |
| James Douglas Freeman | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 26, 2026 |
| Cameron Sean Freeman | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 26, 2026 |
| Carmela Commisso Bowman | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jan 16, 2026 |
| Janna Mary Lutz | Commonwealth Financial Network national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Feb 17, 2026 (33 d) |
| Michael Kessler | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | Jan 13, 2026 |
| Richard Peter Kass | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | Jan 13, 2026 |
| Michael Anthony Compiano | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 12, 2026 |
| Alan Philip Brachfeld | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | Jan 13, 2026 |
| Daniel David Porter | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 12, 2026 |
| Kimber Lewis Barton | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 12, 2026 |
| Michael Howard Hefner | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 12, 2026 |
| Beata Dragovics | Commonwealth Financial Network national BD | Freedom Trail Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 12, 2026 | May 2, 2017 |
| Alison Moscoffian | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2026 | Jan 14, 2026 |
| Angela M Owen | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 12, 2026 |
| Sviatlana Maslava | Commonwealth Financial Network national BD | Orange Investment Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2026 | Jun 16, 2026 (155 d) |
| David Andrew Hefner | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 12, 2026 |
| Nancy Curtin | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | Jan 23, 2026 |
| Gregory Michael Hefner | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 12, 2026 |
| Jeffrey Harte Feinstein | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | Jan 13, 2026 |
| Courtney Paige Baxter | Commonwealth Financial Network national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 9, 2026 |
| Jordan Lee Cohen | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | Jan 13, 2026 |
| Joseph Anthony Jiovenetta | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2026 | Jan 8, 2026 |
| Paul Harney | Commonwealth Financial Network national BD | Cjm Wealth Advisers, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2026 | Feb 4, 2026 |
| Jacob Edward Miller | Commonwealth Financial Network national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 8, 2026 | Jan 7, 2026 |
| Christian Robert Tompkins | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2026 | Feb 23, 2026 (46 d) |
| Vincent Mark Jiovenetta | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 8, 2026 |
| Neil Scott Henning | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2026 | Jan 6, 2026 |
| Paul Jason Landry | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2026 | Jan 2, 2026 |
| Travis Guerry | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2026 | Jan 6, 2026 |
| Jackson James Dinkel | Commonwealth Financial Network national BD | Conestoga Wealth Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 2, 2026 | Jan 29, 2024 |
| Todd Mathew Gedryn | Commonwealth Financial Network national BD | Brookstone Wealth Advisors, LLC no RAUM | Other | Jan 2, 2026 | Jan 17, 2025 |
| Eldon Richard Harsin | Commonwealth Financial Network national BD | Pacific Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 2, 2026 |
| Cary Armin Grunder | Commonwealth Financial Network national BD | Sentinel Advisory Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 | Dec 22, 2025 |
2,250 moves match.