DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Andrew Guy Stevens	Credit Suisse Securities (USA) LLC asset manager	Eagle Strategies LLC BD affiliated	Other	Oct 23, 2024	Aug 27, 2026 (673 d)
Megan Von Feldt	Credit Suisse Securities (USA) LLC asset manager	UBS Asset Management (Americas) LLC mixed wealth	Other	Mar 29, 2024	Aug 30, 2024 (154 d)
Soulemane Bagayoko	Credit Suisse Securities (USA) LLC asset manager	Citigroup Global Markets Inc. BD affiliated	Other	Dec 19, 2023	Jan 22, 2026 (765 d)
Matthew J Dowd	Credit Suisse Securities (USA) LLC asset manager	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 1, 2023	Jul 1, 2024 (213 d)
Jamie E Osullivan	Credit Suisse Securities (USA) LLC asset manager	RBC Capital Markets, LLC national BD	Other	Nov 21, 2023	Jan 25, 2024 (65 d)
Robert Michael Ivey	Credit Suisse Securities (USA) LLC asset manager	Leucadia Asset Management LLC asset manager	Other	Sep 21, 2023	Feb 29, 2024 (161 d)
Annabelle Bunn	Credit Suisse Securities (USA) LLC asset manager	Citigroup Global Markets Inc. BD affiliated	Other	Sep 1, 2023	Sep 19, 2023
Jonathan Nicholas Woo	Credit Suisse Securities (USA) LLC asset manager	Citigroup Global Markets Inc. BD affiliated	Other	Jul 27, 2023	Jul 14, 2023
Kathryn Mary Ragaisis	Credit Suisse Securities (USA) LLC asset manager	Charles Schwab & Co., Inc. national BD	Other	May 19, 2023	Jul 31, 2023 (73 d)
Jeremy Duksin	Credit Suisse Securities (USA) LLC asset manager	Robert W. Baird & Co. Incorporated mixed wealth	Other	Mar 1, 2023	Feb 21, 2023
Jill Ann Jensen	Credit Suisse Securities (USA) LLC asset manager	Nuveen Asset Management, LLC other	Other	Nov 2, 2022	Dec 2, 2022
Ryan Joseph Becker	Credit Suisse Securities (USA) LLC asset manager	Oceanus Capital Partners, LLC state registered	Other	Dec 26, 2021	Mar 4, 2022 (68 d)
Travis Robert Kruse	Credit Suisse Securities (USA) LLC asset manager	Fidelity Personal And Workplace Advisors BD affiliated	Other	Sep 17, 2021	Oct 21, 2021 (34 d)
Bryan A Scherer	Credit Suisse Securities (USA) LLC asset manager	Morgan Stanley wirehouse	Other	Apr 21, 2021	Apr 5, 2021
Ryan Carr	Credit Suisse Securities (USA) LLC asset manager	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 2, 2018	Mar 6, 2019 (155 d)
Sharese Jennifer Wilson	Credit Suisse Securities (USA) LLC asset manager	UBS Financial Services Inc. wirehouse	Other	Jul 3, 2018	Jun 13, 2018
Karen Pawlyk	Credit Suisse Securities (USA) LLC asset manager	Morgan Stanley wirehouse	Other	Apr 9, 2018	Jun 20, 2018 (72 d)
Ellen E Vetromile	Credit Suisse Securities (USA) LLC other	Wells Fargo Advisors wirehouse	Other	Dec 21, 2017	Feb 1, 2018 (42 d)
Gaetano D'Amato	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Oct 30, 2017	Oct 20, 2017
Richard Joseph Ciarletta	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Jan 17, 2017	Mar 27, 2017 (69 d)
Joseph Lupo	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Dec 31, 2016	Aug 16, 2017 (228 d)
Michael James Valentinas	Credit Suisse Securities (USA) LLC other	Advisory Research Inc other	Other	Nov 15, 2016	Apr 17, 2017 (153 d)
Adam D Steffanus	Credit Suisse Securities (USA) LLC other	Advisory Research Inc mixed wealth	Other	Nov 15, 2016	Oct 21, 2020 (1436 d)
Ashok Eastman	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Nov 4, 2016	Aug 24, 2020 (1389 d)
Jeffrey Grant Tucker	Credit Suisse Securities (USA) LLC other	Bok Financial Advisors BD affiliated	Other	Nov 1, 2016	Jul 5, 2018 (611 d)
Thomas Murphy	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 19, 2016	Nov 1, 2016
Cintra V. Bedassie	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Oct 17, 2016	Sep 15, 2017 (333 d)
Amy B Gross	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 17, 2016	Oct 12, 2016
Lauren Ashley Klein	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Oct 14, 2016	Dec 8, 2016 (55 d)
Samuel Roy Stockstill	Credit Suisse Securities (USA) LLC other	Edward Jones national BD	Other	Aug 19, 2016	Jun 3, 2020 (1384 d)
Kiran Kumar Devarapalli	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Aug 1, 2016	Sep 1, 2016 (31 d)
Yulien Brenlla	Credit Suisse Securities (USA) LLC other	Truist Advisory Services, Inc. no RAUM	Other	Jun 29, 2016	Aug 5, 2016 (37 d)
David Duane Smith	Credit Suisse Securities (USA) LLC other	RBC Capital Markets, LLC national BD	Other	Jun 27, 2016	Jul 12, 2016
Diana Catherine Rogers	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Jun 24, 2016	Jun 21, 2016
Stephen Robert Dunne	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Jun 24, 2016	Jun 20, 2016
Steven Vincent Mattus	Credit Suisse Securities (USA) LLC other	Deutsche Bank Securities Inc. BD affiliated	Other	Jun 24, 2016	Apr 27, 2018 (672 d)
Karen Janice Ortiz	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Jun 24, 2016	Sep 22, 2016 (90 d)
Mirella Saucedo Marquez	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Jun 24, 2016	Aug 3, 2016 (40 d)
Cara Michelle Ryadi	Credit Suisse Securities (USA) LLC other	William Blair & Company L.L.C. other	Other	Jun 24, 2016	Feb 3, 2017 (224 d)
Carrie Saunders Viberg	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Jun 23, 2016	Sep 1, 2016 (70 d)
Vittorio Valenti	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Jun 16, 2016	Jun 1, 2016
Raquel L Nacht	Credit Suisse Securities (USA) LLC other	Janney Montgomery Scott LLC BD affiliated	Other	Jun 14, 2016	May 3, 2018 (688 d)
Cinthya J Lock	Credit Suisse Securities (USA) LLC other	Hsbc Securities (USA) Inc. other	Other	Jun 14, 2016	Dec 4, 2017 (538 d)
Preston Towers Dodd	Credit Suisse Securities (USA) LLC other	Mission Capital Advisors Inc. unclassified	Other	Jun 14, 2016	Jun 6, 2018 (722 d)
Matthew Scott Belardes	Credit Suisse Securities (USA) LLC other	Wells Fargo Advisors wirehouse	Other	Jun 9, 2016	Oct 5, 2016 (118 d)
Nathan Otis Garrison	Credit Suisse Securities (USA) LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 9, 2016	Dec 15, 2016 (189 d)
Valentina Langmeyer	Credit Suisse Securities (USA) LLC other	RBC Capital Markets, LLC national BD	Other	May 13, 2016	Jun 1, 2016
Denise Michele Long	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	May 13, 2016	Sep 12, 2016 (122 d)
Ewa Hassa	Credit Suisse Securities (USA) LLC other	Wells Fargo Advisors wirehouse	Other	May 13, 2016	Aug 18, 2016 (97 d)
Kjeld Engberg	Credit Suisse Securities (USA) LLC other	Oppenheimer & Co. Inc. BD affiliated	Other	May 12, 2016	Aug 20, 2018 (830 d)
Ankur G Patel	Credit Suisse Securities (USA) LLC other	Ellevest independent RIA	Other	May 12, 2016	Feb 24, 2021 (1749 d)
Kevin Warren Petersen	Credit Suisse Securities (USA) LLC other	Stifel, Nicolaus & Company, Incorporated national BD	Other	May 12, 2016	Nov 22, 2016 (194 d)
Nancy Gerard Moon	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	May 11, 2016	Jun 16, 2016 (36 d)
Gerald Joshua Kane	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	May 11, 2016	Jun 16, 2016 (36 d)
Lisa Dimter	Credit Suisse Securities (USA) LLC other	Wells Fargo Advisors wirehouse	Other	May 11, 2016	Jun 1, 2016
Kimberly Ann Warner	Credit Suisse Securities (USA) LLC other	Wells Fargo Advisors wirehouse	Other	May 11, 2016	Sep 29, 2016 (141 d)
Natalie Renee Vaswani	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	May 10, 2016	Jan 30, 2017 (265 d)
Merilou Bury	Credit Suisse Securities (USA) LLC other	Northcoast Asset Management LLC other	Other	May 10, 2016	May 16, 2017 (371 d)
Robert Allen Sierens	Credit Suisse Securities (USA) LLC other	Citigroup Global Markets Inc. other	Other	May 10, 2016	May 23, 2016
Robert Eugene Durham	Credit Suisse Securities (USA) LLC other	Wells Fargo Advisors wirehouse	Other	May 10, 2016	Aug 2, 2016 (84 d)

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706 moves match.