DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John R LaughlinCredit Suisse Securities (USA) LLC otherLaughlin Financial LLC independent RIAOtherJul 23, 2012Aug 16, 2012
Kirk BadiiCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherJul 11, 2012May 30, 2012
Paul Joseph StaffaroniCredit Suisse Securities (USA) LLC otherSecurian Financial Services, Inc. otherOtherJul 6, 2012Jul 26, 2012
Matthew Robert OgleCredit Suisse Securities (USA) LLC otherCrow Holdings Capital otherOtherJul 3, 2012Oct 2, 2012 (91 d)
Hugh W BeecherCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherJun 29, 2012Jun 1, 2012
Sevak TsaturyanCredit Suisse Securities (USA) LLC otherStrategic Advisers LLC national BDOtherJun 29, 2012Jul 21, 2025 (4770 d)
Thomas Patrick ShanleyCredit Suisse Securities (USA) LLC otherMfs Institutional Advisors Inc. otherOtherJun 29, 2012Mar 31, 2014 (640 d)
David William BonifieldCredit Suisse Securities (USA) LLC otherFourstar Wealth Advisors, LLC otherOtherJun 15, 2012Jul 28, 2016 (1504 d)
Patricia Schallman GlassCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherJun 4, 2012May 16, 2012
Mark Albert BilskiCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherMay 25, 2012May 4, 2012
Catherine HillebrandCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherMay 25, 2012May 4, 2012
Melanie Anne IllarCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherMay 25, 2012May 4, 2012
Kristin M ArenaCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherMay 25, 2012May 4, 2012
Maria KleinhansCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 25, 2012Jun 21, 2012
Thomas William HoaglandCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherMay 18, 2012Apr 5, 2012
Elizabeth M MalyszCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherApr 25, 2012Mar 30, 2012
Bryce R KennyCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherApr 12, 2012Apr 19, 2012
Brett Richard BensonCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherApr 12, 2012Jun 1, 2012 (50 d)
Ilan Avi SegevCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherMar 28, 2012Mar 6, 2012
Emily L ParkerCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherMar 28, 2012Mar 12, 2012
Amy E SteigerwaldCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherMar 28, 2012Mar 2, 2012
Melissa ToCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherMar 28, 2012Sep 11, 2012 (167 d)
Laurie Ann PallasCredit Suisse Securities (USA) LLC otherVision Investment Advisors, LLC otherOtherMar 21, 2012Mar 22, 2012
Alan Carl WolmanCredit Suisse Securities (USA) LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 2, 2012Feb 22, 2012
Costas LiappasCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherFeb 17, 2012May 15, 2020 (3010 d)
Lissette Julmir EspanaCredit Suisse Securities (USA) LLC otherDeutsche Bank Securities Inc. otherOtherFeb 17, 2012Feb 29, 2012
Kevin Scott MonacoCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherFeb 3, 2012Jan 13, 2012
David Scott GarfinCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherFeb 3, 2012Jan 13, 2012
Thomas McdonnellCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherFeb 1, 2012Jan 17, 2012
Michael Steven GordonCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherJan 25, 2012Dec 2, 2011
John Christopher BroderickCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherJan 5, 2012Dec 12, 2011
Cristian Gabriel Gonzalez LamiCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherDec 6, 2011Apr 6, 2016 (1583 d)
Bruce Keebeck LeeCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 23, 2011Oct 28, 2011
Kathleen Elizabeth GouldCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 23, 2011Oct 28, 2011
Andrew Stuart LeventhalCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherNov 11, 2011Oct 17, 2011
Jared TorenCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherNov 11, 2011Oct 21, 2011
Georgiana AndersenCredit Suisse Securities (USA) LLC otherRobert W. Baird & Co. Incorporated otherOtherOct 26, 2011Oct 3, 2011
Russell Patrick HuebschleCredit Suisse Securities (USA) LLC otherRobert W. Baird & Co. Incorporated otherOtherOct 26, 2011Sep 30, 2011
Alexander Scott CushnerCredit Suisse Securities (USA) LLC otherRobert W. Baird & Co. Incorporated otherOtherOct 26, 2011Sep 30, 2011
David L CaillierCredit Suisse Securities (USA) LLC otherRobert W. Baird & Co. Incorporated otherOtherOct 26, 2011Oct 3, 2011
William Lawrence RichmondCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherOct 7, 2011Jul 25, 2012 (292 d)
Thomas Joseph BoydCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherSep 8, 2011Aug 22, 2011
Rafael Angel MartinezCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 6, 2011Apr 18, 2012 (225 d)
Matthew Benjamin WaldmanCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherAug 4, 2011Jul 8, 2011
Sarah R RubyCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherAug 4, 2011Jul 8, 2011
Ryan A McdermottCredit Suisse Securities (USA) LLC otherBbr Partners, LLC otherOtherJul 29, 2011Jan 31, 2018 (2378 d)
Chad Christopher ClauserCredit Suisse Securities (USA) LLC otherLawson Kroeker Investment Management Inc otherOtherJun 30, 2011May 15, 2015 (1415 d)
Dominick J TrapassoCredit Suisse Securities (USA) LLC otherNuveen Asset Management, LLC otherOtherJun 10, 2011Jun 7, 2011
David Berend Van RoijenCredit Suisse Securities (USA) LLC otherUnited Capital Financial Advisors otherOtherJun 10, 2011Oct 4, 2013 (847 d)
Kamiar VossoughiCredit Suisse Securities (USA) LLC otherCetera Investment Services LLC otherOtherJun 10, 2011Apr 8, 2013 (668 d)
James E. CannonCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherMay 13, 2011May 11, 2011
Tao LingCredit Suisse Securities (USA) LLC otherEagle Strategies LLC otherOtherApr 29, 2011Jul 8, 2011 (70 d)
Ethan David KoseCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherApr 15, 2011Mar 30, 2011
Jeffrey Robert JonesCredit Suisse Securities (USA) LLC otherCuri Capital, LLC otherOtherApr 1, 2011Jun 29, 2017 (2281 d)
Kristen E PulleyCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 23, 2011Jul 26, 2011 (153 d)
Sean Michael NimmoCredit Suisse Securities (USA) LLC otherEmergent Capital Advisors, LLC otherOtherJan 18, 2011Feb 8, 2011
Matthew Aaron HodusCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherJan 7, 2011Dec 13, 2010
Peter Michael SousaCredit Suisse Securities (USA) LLC otherBlackrock Fund Advisors otherOtherDec 22, 2010Dec 21, 2010
John Sebastian DerosaCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherDec 8, 2010Nov 17, 2010
Christopher Wayne TolmanCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherDec 8, 2010Dec 17, 2010
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706 moves match.