DFX Intelligence
Advisor moves
Departures from UBS Financial Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Andrew Mann | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Feb 23, 2026 | Feb 12, 2026 |
| Hunter Hockaday Bentley | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2026 | Feb 12, 2026 |
| John Cunningham | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 20, 2026 | Feb 10, 2026 |
| Anthony Robert Vitagliano | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Feb 20, 2026 | Feb 10, 2026 |
| Kimberly Ryan Nassar | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Feb 20, 2026 | Feb 10, 2026 |
| Lee A Cunningham | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 20, 2026 | Feb 10, 2026 |
| Christopher Hahne | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Feb 20, 2026 | Feb 26, 2026 |
| John Jay Marvin | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Feb 19, 2026 | Feb 11, 2026 |
| Kristin Rowan | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 19, 2026 | Feb 10, 2026 |
| Lauren Eva Bergen | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Feb 19, 2026 | Feb 11, 2026 |
| Aditya Prakash Kini | UBS Financial Services Inc. wirehouse | Dimensional Fund Advisors LP asset manager | Other | Feb 19, 2026 | Feb 11, 2026 |
| Meredith Westerman | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 18, 2026 | Feb 19, 2026 |
| Holly Alcarese | UBS Financial Services Inc. wirehouse | Strategic Advisers LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 16, 2026 | Apr 23, 2026 (66 d) |
| Dean Christopher Dagnoli | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Feb 13, 2026 | Feb 26, 2026 |
| Meg Amber Hastings | UBS Financial Services Inc. wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2026 | Apr 1, 2026 (50 d) |
| Taylor E Chmel | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Feb 10, 2026 | Mar 2, 2026 |
| Matthew Russell Smith | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2026 | Feb 24, 2026 |
| James R. Wilson | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2026 | Jan 30, 2026 |
| Kristin Michelle Wint | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2026 | Jan 30, 2026 |
| Ryan Nicholas Kopec | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2026 | Jan 30, 2026 |
| Jordan Stevens | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Feb 9, 2026 | Feb 11, 2026 |
| Alexis Prokop Lynch | UBS Financial Services Inc. wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 5, 2026 | Jan 12, 2026 |
| Michael Finetti | UBS Financial Services Inc. wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 3, 2026 | Feb 19, 2026 |
| Douglas W Broennle | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jan 30, 2026 | Feb 11, 2026 |
| Melyssa Bjella Moore | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 30, 2026 | Jan 12, 2026 |
| Eric Petranchuk | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 29, 2026 | Jan 20, 2026 |
| Matthew T Streif | UBS Financial Services Inc. wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 29, 2026 | Jan 20, 2026 |
| Ronald James Molinari | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 16, 2026 |
| Martha Stricklin Prestin | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Jan 27, 2026 | Jan 20, 2026 |
| Herbert Rottenberg | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 15, 2026 |
| Thomas J. Cleary | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Jan 27, 2026 | Jan 20, 2026 |
| Carmen Rivera | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Jan 27, 2026 | Jan 16, 2026 |
| Ronald David Scott | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 16, 2026 |
| Robert Whittington | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Jan 27, 2026 | Jan 20, 2026 |
| Joseph Louis Battaglia | UBS Financial Services Inc. wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 29, 2026 |
| Gregory Stewart Yeary | UBS Financial Services Inc. wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 15, 2026 |
| Nancy Ann Collins | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 16, 2026 |
| Michael Stuart Wirtheim | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 16, 2026 |
| Joseph Michael Guccione | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jan 27, 2026 | Jan 20, 2026 |
| Matthew Harris Rottenberg | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 15, 2026 |
| Andrew Ronald Rehorst | UBS Financial Services Inc. wirehouse | Annex Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jan 27, 2026 | Jan 13, 2026 |
| Thomas Daniel Grochala | UBS Financial Services Inc. wirehouse | Dimensional Fund Advisors LP asset manager | Other | Jan 26, 2026 | Feb 18, 2026 |
| Ernest Pido | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 26, 2026 | Mar 2, 2026 (35 d) |
| Ben Schulte | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jan 26, 2026 | Jan 26, 2026 |
| Jake Isaiah Given | UBS Financial Services Inc. wirehouse | U.S. Capital Wealth Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 23, 2026 | Jan 7, 2026 |
| Thomas J Joseph Madigan | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 22, 2026 | Jan 20, 2026 |
| Joshua Eric Reyes | UBS Financial Services Inc. wirehouse | RBC Rochdale, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 22, 2026 | Jan 27, 2026 |
| Michael Dennis Lerian | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 22, 2026 | Jan 21, 2026 |
| John Oscar Fogarty | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2026 | Jan 8, 2026 |
| Eric Hernandez | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2026 | Jan 8, 2026 |
| Stephanie Ann Feaser | UBS Financial Services Inc. wirehouse | Elevation Point Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jan 20, 2026 | Jan 12, 2026 |
| Angelo Vincent Esposito | UBS Financial Services Inc. wirehouse | Elevation Point Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jan 20, 2026 | Jan 12, 2026 |
| James G Malatos | UBS Financial Services Inc. wirehouse | Elevation Point Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jan 20, 2026 | Jan 9, 2026 |
| Daniel F Emerson | UBS Financial Services Inc. wirehouse | Elevation Point Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jan 20, 2026 | Jan 9, 2026 |
| David Randall | UBS Financial Services Inc. wirehouse | Elevation Point Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jan 20, 2026 | Jan 9, 2026 |
| Scott M Emerson | UBS Financial Services Inc. wirehouse | Elevation Point Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jan 20, 2026 | Jan 9, 2026 |
| Misty Nicole Escobedo | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2026 | Jan 22, 2026 |
| Natalie Lauren Quinn | UBS Financial Services Inc. wirehouse | Elevation Point Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jan 20, 2026 | Jan 15, 2026 |
| Kyle Hammond | UBS Financial Services Inc. wirehouse | Elevation Point Wealth Partners, LLC independent RIA | Wirehouse to independent RIA | Jan 20, 2026 | Jan 9, 2026 |
| Bahraam Foroughi | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2026 | Jan 21, 2026 |
11,763 moves match.