DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Waddell & Reed
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shawn Michael Mihal | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Jul 26, 2021 |
| Kelsey Ann Cope | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2021 | Apr 14, 2022 (178 d) |
| Brad Michael Residori | Waddell & Reed BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | May 2, 2022 (227 d) |
| Jacquelyn Elayne Glenn | Waddell & Reed BD affiliated | Fas Wealth Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2021 | Jan 6, 2022 (111 d) |
| Karla Haston | Waddell & Reed BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Jun 2, 2022 (258 d) |
| Matthew Kirk Reeves | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Sep 21, 2021 |
| Lennie Dean Walters | Waddell & Reed BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Aug 11, 2022 (328 d) |
| Jacob Robert Quint | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2021 | Sep 10, 2021 |
| Christopher Lyle Vance | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2021 | Aug 10, 2021 |
| Jennifer Lynn Guerrero | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2021 | Nov 5, 2021 (51 d) |
| Lindsey Janelle Freese | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2021 | Aug 17, 2022 (336 d) |
| Derrick Joel Evans | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2021 | Mar 21, 2022 (187 d) |
| Brian James O'Konski | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2021 | Aug 16, 2022 (335 d) |
| Sarah Day | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2021 | Sep 10, 2021 |
| Tyler Alexander Porter | Waddell & Reed BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2021 | Aug 17, 2022 (336 d) |
| Tobin Jon Brandt | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Oct 8, 2021 |
| Joanne Vera Mcknight | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Oct 8, 2021 |
| Cynthia Lynn Biernbaum | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 9, 2021 |
| Austin Matthew Turner | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 10, 2021 |
| Brian Walter Cunningham | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 10, 2021 |
| Matthew Dale Campbell | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 10, 2021 |
| Skylar Wright | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Aug 16, 2021 |
| Michael Wayne Thornhill | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Aug 4, 2021 |
| Carlos Eduardo Carriedo Samaniego | Waddell & Reed BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2021 | Oct 12, 2021 (35 d) |
| Daniel Philip Werkowitch | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2021 | Aug 16, 2021 |
| Yurij Szelewycz | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Nov 12, 2021 (80 d) |
| Tyson Schmitt | Waddell & Reed BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Nov 24, 2021 (92 d) |
| Stacie E Lambert-Snooks | Waddell & Reed BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Sep 30, 2021 (37 d) |
| Tammy Louise Borchers | Waddell & Reed BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 23, 2021 |
| Agatha Christine Robinson | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Aug 27, 2021 |
| Edward Emmett Carroll | Waddell & Reed BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Sep 27, 2021 (35 d) |
| Kara Lynn Jett | Waddell & Reed BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Nov 7, 2021 (76 d) |
| Kent Dean Sherfey | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Sep 22, 2021 |
| Erin Murphy | Waddell & Reed BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 9, 2021 (78 d) |
| Jay Sellami | Waddell & Reed BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Oct 18, 2021 (56 d) |
| Matthew Vance Hovey | Waddell & Reed BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Jul 18, 2022 (329 d) |
| Joel Mcginness | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Feb 10, 2022 (171 d) |
| Jason Frank Wetmore | Waddell & Reed BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Jul 15, 2022 (326 d) |
| John Carlson | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 19, 2021 (88 d) |
| James Stuart Linderer | Waddell & Reed BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 23, 2021 | Aug 26, 2021 |
| Daniel Paul Contreras | Waddell & Reed BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Oct 11, 2021 (49 d) |
| Christopher Marcellus Brooks | Waddell & Reed BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Jun 3, 2022 (284 d) |
| Mark William Mann | Waddell & Reed BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 5, 2021 (74 d) |
| Catherine Camille Doney | Waddell & Reed BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Sep 14, 2021 |
| David Patrick Koehler | Waddell & Reed BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Dec 3, 2021 (102 d) |
| Jacqueline Latrice Reinert | Waddell & Reed BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Feb 8, 2022 (169 d) |
| Joanna Rachel Season | Waddell & Reed BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 23, 2021 | Nov 29, 2021 (98 d) |
| Rachel Marie Feldkamp | Waddell & Reed BD affiliated | Copper Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Sep 29, 2021 (37 d) |
| Adam Ray Gay | Waddell & Reed BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Mar 15, 2022 (204 d) |
| Bryan Thomas Decoursey | Waddell & Reed BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 3, 2021 (72 d) |
| Jonathan F Pereira | Waddell & Reed BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Dec 9, 2021 (108 d) |
| Kenrick Thompson | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 15, 2021 (84 d) |
| Caleb Pryor | Waddell & Reed BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 23, 2021 (92 d) |
| Travis Garrett Carver | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Jul 28, 2021 |
| Randal Warren Best | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Jul 27, 2021 |
| Brian Thomas Horn | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Jul 21, 2021 |
| James Bryan Stark | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Jul 27, 2021 |
| Michelle Sedlacek | Waddell & Reed BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Jul 27, 2021 |
| Richard Boyd Erickson | Waddell & Reed BD affiliated | Jacksonville Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2021 | Jun 6, 2022 (320 d) |
| Bradford D. Cook | Waddell & Reed BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Nov 12, 2021 (114 d) |
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2,485 moves match.