DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at J.P. Morgan Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Blaine Toft | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 18, 2026 | Sep 18, 2026 |
| Pourya Naeimi | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 17, 2026 | Sep 4, 2026 |
| Ignacio R Ceniceros | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 17, 2026 | Sep 18, 2026 |
| Rosendo J. Garcia | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2026 | Sep 15, 2026 |
| Luisa Salazar | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2026 | Sep 17, 2026 |
| William Hawkins | United Planners' Financial Services Of America A Limited Partner independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 16, 2026 | Sep 8, 2026 |
| Dakota Michael Lambrou | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2026 | Sep 17, 2026 |
| Matthew Jackson Arnold | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2026 | Sep 16, 2026 |
| Jacob Ducharme | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2026 | Sep 8, 2026 |
| Caleb John Cavazos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 15, 2026 | Sep 18, 2026 |
| Nina Doehrman | Range Advisory, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 14, 2026 | Aug 19, 2026 |
| Chinenye F Enueme | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 14, 2026 | Sep 17, 2026 |
| Matthew S Parkin | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 11, 2026 | Sep 11, 2026 |
| William James Buehler | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2026 | Sep 4, 2026 |
| Zaim Lajka | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 10, 2026 | Sep 1, 2026 |
| Yan Ye | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 10, 2026 | Sep 16, 2026 |
| Tanja Krakovic | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 10, 2026 | Sep 11, 2026 |
| Carlos Alberto Cabrera | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 10, 2026 | Sep 3, 2026 |
| Ryan C Feinberg | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 10, 2026 | Sep 16, 2026 |
| Daniela Maria Mabry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Sep 15, 2026 |
| Anthony Joseph Martinez | Osaic Wealth, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2026 | Sep 17, 2026 |
| Ahmed Iqbal | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2026 | Sep 17, 2026 |
| Robert Sean Trocchia | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 8, 2026 | Sep 17, 2026 |
| Youssef Naguib | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2026 | Sep 15, 2026 |
| Robert Harmon | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2026 | Sep 18, 2026 |
| Michael Timothy Grote | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2026 | Sep 16, 2026 |
| Marco-Antonio Altamirano | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2026 | Sep 18, 2026 |
| Jing Xu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 2, 2026 | Sep 11, 2026 |
| Randall Sloan | Thirteen Twenty-Two Advisors independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 2, 2026 | Aug 18, 2026 |
| Jesse Cyrus Alfanostjohn | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2026 | Sep 16, 2026 |
| Gerald R Obando | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 31, 2026 | Sep 17, 2026 |
| Esteban Uribe | Bci Securities, Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Aug 28, 2026 | Sep 11, 2026 |
| Amit Biswas | Cornerstone Planning Group independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Aug 27, 2026 | Sep 3, 2026 |
| Ethan Todd Infranco | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 27, 2026 | Sep 17, 2026 |
| Daniel Nichols Henderson | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 27, 2026 | Sep 11, 2026 |
| Nina Babayan | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 26, 2026 | Sep 4, 2026 |
| Hardeep Neena Kaur | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 26, 2026 | Aug 19, 2026 |
| Jon Champney | Edward Jones national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2026 | Aug 26, 2026 |
| Eric R Vincent | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 25, 2026 | Sep 11, 2026 |
| Steven Lipinski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 25, 2026 | Aug 27, 2026 |
| Jose F Zuleta | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2026 | Sep 9, 2026 |
| Dion Lika | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2026 | Sep 14, 2026 |
| Dallin C Beveridge | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2026 | Sep 11, 2026 |
| Antwane Maborn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 24, 2026 | Sep 18, 2026 |
| Jose Aguilera | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2026 | Sep 9, 2026 |
| Ebenezer Frank Noonoo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 21, 2026 | Aug 31, 2026 |
| Manuel Madriz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 21, 2026 | Aug 21, 2026 |
| Daphne Chan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 21, 2026 | Aug 26, 2026 |
| Jordan Narcisse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 21, 2026 | Sep 16, 2026 |
| Timothy Martin | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 21, 2026 | Aug 26, 2026 |
| Seung Ho Na | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 21, 2026 | Sep 3, 2026 |
| Ghada Osta | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2026 | Sep 9, 2026 |
| Jose Antonio Garcia | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 20, 2026 | Aug 20, 2026 |
| Andrew Tillett | Edward Jones national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2026 | Aug 21, 2026 |
| Preston Davis | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2026 | Aug 28, 2026 |
| Connor P. Gurt | Venture Visionary Partners LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Aug 19, 2026 | Sep 4, 2026 |
| Michael Eugene Smith | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 18, 2026 | Aug 21, 2026 |
| Rusti Gunn | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 18, 2026 | Aug 21, 2026 |
| Vishal Bharadwaj | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 18, 2026 | Aug 7, 2026 |
| Tyler Burtenshaw | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 18, 2026 | Aug 25, 2026 |
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8,609 moves match.