| Eric Douglas Nelson | Msi Financial Services, Inc. other | Usaa Financial Planning Services no RAUM | Other | May 11, 2006 | Jun 8, 2007 (393 d) |
| Adolph Charles Lara | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | May 8, 2006 | May 8, 2006 |
| Archana Gupta | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 11, 2006 | May 9, 2006 |
| Aaron Joseph Haley | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2006 | Apr 6, 2006 |
| Christopher Brian Thom | Signal Securities, Inc. other | Usaa Financial Planning Services no RAUM | Other | Mar 28, 2006 | Apr 5, 2006 |
| Michael Joseph Blazina | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Mar 9, 2006 | Mar 17, 2006 |
| Rodger Hanson | Vanguard Advisers, Inc. other | Usaa Financial Planning Services no RAUM | Other | Feb 13, 2006 | Feb 22, 2008 (739 d) |
| Aubrey Lawrence Bordovsky | Td Ameritrade, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Feb 1, 2006 | Mar 14, 2006 (41 d) |
| Steven Lewis Smith | Td Ameritrade, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Feb 1, 2006 | May 9, 2006 (97 d) |
| Rhonda Rene Garcia | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Jan 20, 2006 | Jan 19, 2006 |
| David Brent Stahl | Td Ameritrade, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Jan 19, 2006 | Jan 25, 2006 |
| Robert Brooks Bowen | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Nov 30, 2005 | Dec 7, 2005 |
| Luscinda Rose Boyd | Ameriprise Advisor Services, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Nov 10, 2005 | Dec 13, 2005 (33 d) |
| Daniel Joseph Gerber | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2005 | Mar 28, 2006 (160 d) |
| Michael Scott Dubensky | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Sep 21, 2005 | Sep 20, 2005 |
| Edward Vela Gonzales | Ameriprise Advisor Services, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Sep 13, 2005 | Oct 13, 2005 |
| Kami Lyn Vidor | Wells Fargo Investments, LLC unclassified | Usaa Financial Planning Services no RAUM | Other | Sep 6, 2005 | Sep 28, 2005 |
| Mark Steven Nohrenberg | First Command Bank unclassified | Usaa Financial Planning Services no RAUM | Other | Jul 15, 2005 | Jan 25, 2006 (194 d) |
| Heidi Jai Malone | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 19, 2005 | Apr 28, 2005 |
| Jayson Scott Sacco | Cuna Brokerage Services, Inc. other | Usaa Financial Planning Services no RAUM | Other | Apr 1, 2005 | Apr 28, 2005 |
| Benjamin Reed Beecher | Ben Beecher, CFP unclassified | Usaa Financial Planning Services no RAUM | Other | Mar 25, 2005 | Apr 18, 2005 |
| Wendy Jae Russell | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 11, 2005 | Apr 14, 2005 (34 d) |
| Terri Hilley | Pnc Wealth Management other | Usaa Financial Planning Services no RAUM | Other | Feb 16, 2005 | Feb 16, 2011 (2191 d) |
| John Alan Bullock | Ameritrade Advisory Services LLC unclassified | Usaa Financial Planning Services no RAUM | Other | Jan 26, 2005 | Oct 4, 2005 (251 d) |
| Robert Allen Bodenlos | J.P. Morgan Asset Management unclassified | Usaa Financial Planning Services no RAUM | Other | Jan 3, 2005 | Nov 7, 2011 (2499 d) |
| Bonny Barbara Collins | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Dec 2, 2004 | Nov 19, 2004 |
| Jereme Dewayne Brisco | Pruco Securities, LLC other | Usaa Financial Planning Services no RAUM | Other | Nov 22, 2004 | Jan 3, 2005 (42 d) |
| Patrick Neil Elliott | Td Ameritrade Investment Management, LLC other | Usaa Financial Planning Services no RAUM | Other | Nov 10, 2004 | Nov 27, 2007 (1112 d) |
| Michael Andrew Mireles | Morgan Stanley Dw Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Nov 4, 2004 | Jan 3, 2005 (60 d) |
| Kristy Ann Green | Td Ameritrade, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Nov 3, 2004 | Apr 3, 2006 (516 d) |
| Anna Elizabeth Kramer | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 2, 2004 | Jan 4, 2005 (63 d) |
| Mark Anthony Lopez | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Sep 2, 2004 | Sep 2, 2004 |
| Brad Allen Van Alstyne | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Sep 2, 2004 | Sep 2, 2004 |
| Paul Anthony Finocchiaro | Valic Financial Advisors, Inc. other | Usaa Financial Planning Services no RAUM | Other | Aug 31, 2004 | Sep 15, 2004 |
| Benedict V Johnson | Ameriprise Advisor Services, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Aug 9, 2004 | Jan 21, 2005 (165 d) |
| Amy Long | Wells Fargo Advisors wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 30, 2004 | Apr 14, 2015 (4032 d) |
| Christopher P Colon | Ameriprise Advisor Services, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Jan 30, 2004 | Oct 7, 2013 (3538 d) |
| David Zuniga | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Dec 31, 2003 | Jan 2, 2004 |
| Claire Roberts Durand | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Dec 31, 2003 | Dec 3, 2003 |
| Andres Jesus Vela | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Dec 31, 2003 | Jan 5, 2004 |
| Robert Timothy Gump | Waddell & Reed other | Usaa Financial Planning Services no RAUM | Other | Nov 20, 2003 | Apr 27, 2005 (524 d) |
| Kevin Douglas Beall | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 17, 2003 | Oct 25, 2004 (374 d) |
| Alex M Wilson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 26, 2003 | Apr 1, 2013 (3506 d) |
| Marc Stephen Thiltgen | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Aug 11, 2003 | Mar 26, 2004 (228 d) |
| James David Burney | Waddell & Reed other | Usaa Financial Planning Services no RAUM | Other | May 7, 2003 | Dec 17, 2007 (1685 d) |
| Jarrod Winkcompleck | Charles Schwab & Co., Inc. national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 26, 2003 | Mar 19, 2003 |
| Joseph Arnold Montanaro | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 20, 2002 | Jan 22, 2003 (33 d) |
| Sean Thomas Collins | Morgan Stanley Dw Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Nov 21, 2002 | Mar 18, 2005 (848 d) |
| Richard Coleman Lunsford | Morgan Stanley Dw Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Oct 31, 2002 | Apr 14, 2005 (896 d) |