DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Cwm, LLC

754 moves
AdvisorFromToTypeLeftRegistered
Deanna Cilnyk RoegerCambridge Investment Research Advisors, Inc. BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2018Nov 6, 2018
Thomas Kerby HallSecurities America Advisors, Inc. BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2018Nov 12, 2018
Kimberly Ann GieselerLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIANov 7, 2018Oct 24, 2018
Keith Carl PochobradskyNorthwestern Mutual Investment Services,LLC no RAUMCwm, LLC independent RIAOtherNov 6, 2018Nov 6, 2018
Nicholas John GertsemaStifel, Nicolaus & Company, Incorporated national BDCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2018Oct 26, 2018
Alexander Logan ReedHornor, Townsend & Kent, LLC BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2018Oct 29, 2018
Theodore James SwensonWestern Wealth Management LLC independent RIACwm, LLC independent RIARIA to RIAOct 30, 2018Oct 24, 2018
Jaclyn A HissickOsaic Institutions, Inc. BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2018Oct 19, 2018
James Curtis ReesLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAOct 17, 2018Oct 8, 2018
Brennen Jon BergdahlLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAOct 3, 2018Sep 27, 2018
Kirk Norman MattesonFinancial Advocates Investment Management independent RIACwm, LLC independent RIARIA to RIAOct 1, 2018Oct 1, 2018
Drew SchaeferFinancial Advocates Investment Management independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2018Feb 20, 2020 (507 d)
Austin Grant PotterPlante Moran Financial Advisors independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2018Sep 22, 2020 (722 d)
Christopher Joseph KoningAmeriprise Financial Services, LLC national BDCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Jan 3, 2019 (121 d)
Brian Wesley ArmstrongFirst Financial Equity Corporation BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Sep 5, 2018
Shawndi Lynn PurselleyFirst Financial Equity Corporation BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Sep 5, 2018
Scott J ReynoldsWaddell & Reed BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2018Aug 23, 2018
Michelle Ann FrommeyerWaddell & Reed BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2018Aug 23, 2018
Ryan Christopher OlesonRaymond James Financial Services Advisors, Inc BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2018Dec 14, 2018 (115 d)
Mark David AnleitnerJ.P. Morgan Securities LLC wirehouseCwm, LLC independent RIAWirehouse to independent RIAAug 15, 2018Aug 6, 2018
Jennifer Jean HommanHarbour Investments, Inc. independent RIACwm, LLC independent RIARIA to RIAJul 19, 2018Jul 18, 2018
Erin M JonesHarbour Investments, Inc. independent RIACwm, LLC independent RIARIA to RIAJul 19, 2018Jul 18, 2018
David Jeffery AbbsLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAJul 2, 2018Jun 18, 2018
Jaymon Dail MeikleUsaa Investment Services Company BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2018Jul 11, 2018
Thomas James NoelLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAJun 28, 2018Jun 12, 2018
Todd Alan WolffLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAJun 20, 2018Jun 12, 2018
Debra Ellen RanguetteLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAJun 20, 2018Jun 12, 2018
Taylor Robert SmithymanLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAJun 20, 2018Jun 12, 2018
Alyssa ZuckMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCwm, LLC independent RIAWirehouse to independent RIAJun 14, 2018Jul 2, 2018
Erin Kay WoodRaymond James Financial Services Advisors, Inc BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2018Aug 23, 2018 (77 d)
Tunde NagyWells Fargo Advisors wirehouseCwm, LLC independent RIAWirehouse to independent RIAJun 5, 2018Nov 9, 2018 (157 d)
Tammy Lee Ann BreitenbachParagon Capital Management LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2018Jan 8, 2020 (589 d)
Patrick Gene SittnerTs Capital, LLC unclassifiedCwm, LLC independent RIAOtherMay 22, 2018May 24, 2018
Scot Allen ThigpenCs Planning Corp independent RIACwm, LLC independent RIARIA to RIAMay 10, 2018Apr 24, 2018
Ray Donovan J SlaughterTd Ameritrade, Inc. no RAUMCwm, LLC independent RIAOtherMay 4, 2018May 10, 2018
Wendy Lee NemecekPrivate Advisor Group, LLC independent RIACwm, LLC independent RIARIA to RIAApr 30, 2018Apr 30, 2018
Kandace Lynette GordyPrivate Advisor Group, LLC independent RIACwm, LLC independent RIARIA to RIAApr 30, 2018May 4, 2018
Scott Alan KanaiLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAApr 16, 2018Apr 10, 2018
Breanne Lynn VugteveenLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAApr 16, 2018Apr 12, 2018
Mark Allen DalmanLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAApr 16, 2018Apr 9, 2018
Kevin John EngbersLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAMar 21, 2018Mar 19, 2018
Casey John FrankenLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAMar 21, 2018Mar 22, 2018
Brian Nikolas AamlidLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAMar 21, 2018Mar 22, 2018
Theodore John DelisiIfg Advisory, LLC otherCwm, LLC independent RIAOtherMar 19, 2018Mar 14, 2018
Penny Jean PaughIfg Advisory, LLC otherCwm, LLC independent RIAOtherMar 19, 2018Mar 15, 2018
Colby Keston ClarkIfg Advisory, LLC otherCwm, LLC independent RIAOtherMar 19, 2018Mar 15, 2018
Philip Glenn ShermanLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAFeb 12, 2018Feb 13, 2018
Eric Scott WishanLPL Financial LLC independent RIACwm, LLC independent RIARIA to RIAFeb 6, 2018Feb 5, 2018
Rick Donald WurstVoya Financial Advisors, Inc. otherCwm, LLC independent RIAOtherJan 29, 2018Jan 29, 2018
Jeremy Jon WillnerVoya Financial Advisors, Inc. otherCwm, LLC independent RIAOtherJan 29, 2018Jan 29, 2018
Michelle Karn HerickhoffVoya Financial Advisors, Inc. otherCwm, LLC independent RIAOtherJan 29, 2018Jan 29, 2018
Bill Lee DayGeneos Wealth Management, Inc. otherCwm, LLC BD affiliatedOtherJan 12, 2018Apr 3, 2023 (1907 d)
Tray A WiltseGeneos Wealth Management, Inc. otherCwm, LLC BD affiliatedOtherJan 12, 2018Apr 3, 2023 (1907 d)
Carol Ann MulcahyThe Investment Counsel Company otherCwm, LLC independent RIAOtherDec 8, 2017May 2, 2019 (510 d)
Eddie Ray SnowUnited Planners' Financial Services Of America A Limited Partner otherCwm, LLC otherOtherNov 21, 2017Nov 21, 2017
Jeremy K BuschEdward Jones national BDCwm, LLC otherOtherNov 1, 2017Dec 1, 2017
Mark Jacob RingJacob William Advisory otherCwm, LLC otherOtherOct 3, 2017Dec 2, 2016
William Daniel MorrisonJacob William Advisory otherCwm, LLC otherOtherOct 3, 2017Dec 2, 2016
Dudley Harold OteyLPL Financial LLC otherCwm, LLC otherOtherSep 28, 2017Sep 27, 2017
Michael AllenBancwest Investment Services, Inc. (Bwis) otherCwm, LLC BD affiliatedOtherSep 22, 2017Nov 15, 2019 (784 d)
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