DFX Intelligence
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,504 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Eugene Dershem | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2019 | Feb 21, 2020 (63 d) |
| Michael John Hamilton | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Dec 9, 2019 |
| Melissa Ann Harrington Leonard | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 11, 2019 | Feb 19, 2020 (70 d) |
| David M Woldman | Osaic Institutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Dec 2, 2019 |
| Richard Lee Chambers | Cuna Brokerage Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2019 | Nov 20, 2019 |
| Stephanie Lee Vandenburg | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 20, 2019 | Jan 27, 2020 (68 d) |
| Adam John Gallant | First Command Advisory Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Nov 25, 2019 |
| Christopher Grant Clauson | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 14, 2019 | Nov 20, 2019 |
| Salim Augustyn | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2019 | Jan 3, 2020 (51 d) |
| Pamela Pena | Cwm, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Nov 4, 2019 |
| Feriba Monis | Hilltop Securities Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2019 | Dec 2, 2022 (1123 d) |
| Lani Star Aronsen | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 31, 2019 | Dec 20, 2019 (50 d) |
| William Paul West | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 29, 2019 | Nov 25, 2019 |
| Anthony Paul Folino | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2019 | Oct 21, 2019 |
| Teodoro Uytingban | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 23, 2019 | Oct 16, 2019 |
| Haochen Hu Sneve | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 23, 2019 | Nov 7, 2019 |
| Antonio Almaraz | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Oct 23, 2019 |
| Micheal Preston Taylor | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2019 | Oct 16, 2019 |
| Aaron Benjamin Sandry | Cetera Advisor Networks LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Oct 3, 2019 |
| Robert Allen Rader | Securities America Advisors, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Jan 6, 2020 (95 d) |
| Paul Arthur Goeke | Money Concepts Advisory Service BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2019 | Dec 3, 2019 (63 d) |
| Blake Elliott Mccoy | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2019 | Oct 24, 2019 |
| Adam Michael Franklin | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2019 | Sep 20, 2019 |
| Jeffrey Daniel Schroeder | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2019 | Oct 16, 2019 |
| Sean Anthony Fuller | Td Ameritrade Investment Management, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2019 | Sep 16, 2019 |
| Sean Anthony Fuller | Td Ameritrade, Inc. no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Sep 11, 2019 | Sep 16, 2019 |
| Vincent Maimboti Dhliwayo | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2019 | Sep 3, 2019 |
| Kristine Rodarte | The Wealth Consulting Group independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2019 | Sep 20, 2019 |
| Robert George Shedd | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 4, 2019 |
| Cynthia Ann Maher | Securities America Advisors, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2019 | Sep 10, 2019 |
| Nixon D James | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2019 | Aug 30, 2019 |
| Lane Wendell Padgett | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Sep 11, 2019 |
| Sheena Marie Rasmussen | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2019 | Sep 18, 2019 |
| Zachary Ryan Luneau | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2019 | Oct 1, 2019 (34 d) |
| Anthony Charles Hill | Packerland Brokerage Services, Inc. independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2019 | Aug 13, 2019 |
| Ronald Scott Hutton | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2019 | Aug 12, 2019 |
| Jade Skyler Hemiller | Cherry Tree Wealth Management, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2019 | Aug 15, 2019 |
| Joshua Nathanial Pauli | Td Ameritrade, Inc. no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Aug 14, 2019 | Aug 12, 2019 |
| Joshua Nathanial Pauli | Td Ameritrade Investment Management, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2019 | Aug 12, 2019 |
| Thomas Michael Wiseman | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2019 | Aug 12, 2019 |
| Andrew Michael Blankenship | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 9, 2019 | Oct 21, 2019 (73 d) |
| Keenan Thomas James Meitner | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Aug 6, 2019 |
| Ken Le Pham | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2019 | Jul 29, 2019 |
| Michael Corey Katz | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2019 | Aug 5, 2019 |
| Terrence James Callahan | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2019 | Aug 1, 2019 |
| Tenner C Stoe | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2019 | Sep 3, 2019 (42 d) |
| Alejandra Benavides Morin | First Command Advisory Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2019 | Jul 23, 2019 |
| John Douglas Williams | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2019 | Jul 31, 2019 |
| Kyalo Peter Muthiani | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Jul 29, 2019 |
| David Mitchell Rasch | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Sep 23, 2019 (67 d) |
| Krista Michelle Van Sickle | Financial Advocates Investment Management independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2019 | Jul 23, 2019 |
| Jonathan Michael Thomson | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2019 | Jul 22, 2019 |
| Ryan Patrick Voet | Bb&T Securities, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Sep 17, 2019 (64 d) |
| Kevin Patrick Shaughnessy | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2019 | Aug 15, 2019 (35 d) |
| Ryan Timothy Hulslander | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jul 22, 2019 |
| Christopher Derstine | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2019 | Jul 9, 2019 |
| Dwayne Wright Mitchell | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2019 | May 30, 2019 |
| Andrew Paul Thomas | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 27, 2019 | Jul 30, 2019 (33 d) |
| Andrew T Schaefer | Robert W. Baird & Co. Incorporated mixed wealth | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2019 | May 31, 2019 |
| Eric Ma | Hsbc Securities (USA) Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2019 | Jun 18, 2019 |