| Arthur Ring Best | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Dec 10, 2007 | Mar 20, 2008 (101 d) |
| Randy Steven Schuster | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | Dec 3, 2007 | Nov 19, 2007 |
| Joseph Steven Altobelli | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | Nov 19, 2007 | Nov 16, 2007 |
| Jennifer Elaine Gibson | Uvest Financial Services Group, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Aug 21, 2007 | Aug 7, 2009 (717 d) |
| Brian Cohen Greenberg | Avantax Advisory Services other | Hornor, Townsend & Kent, LLC other | Other | Aug 20, 2007 | Jul 23, 2007 |
| Xavier Adriel Allen | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Aug 13, 2007 | Aug 3, 2007 |
| Michael John Welker | Oneamerica Securities, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jul 28, 2007 | Jul 16, 2007 |
| Michael Allan Goldfeder | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Jul 24, 2007 | Aug 3, 2007 |
| John Blanos | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Jul 5, 2007 | Jun 26, 2007 |
| Frank Michael Oley | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | Jul 5, 2007 | Jun 29, 2007 |
| Autumn A Taylor | Walnut Street Securities, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jun 14, 2007 | Jul 26, 2007 (42 d) |
| Kelly F Sullivan | Citizens Securities, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jun 8, 2007 | Jul 2, 2007 |
| Stephen Bard Schaack | Td Ameritrade Investment Management, LLC other | Hornor, Townsend & Kent, LLC other | Other | May 24, 2007 | Jun 11, 2007 |
| Thomas Joseph Picone | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | May 23, 2007 | May 21, 2007 |
| John Calier Watson | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | May 15, 2007 | May 15, 2007 |
| Matthew Steven Schade | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | May 14, 2007 | Apr 27, 2007 |
| Michael Joseph Sidoti | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Apr 19, 2007 | Sep 18, 2018 (4170 d) |
| Martin Parsons Hardy | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | Apr 17, 2007 | Apr 2, 2007 |
| Scott Brady Strawser | Natcity Investments, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Apr 13, 2007 | May 11, 2007 |
| James Grady Woodall | Oneamerica Securities, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Apr 11, 2007 | Apr 23, 2007 |
| Joshua Eli Self | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | Mar 14, 2007 | Mar 7, 2007 |
| Ryan Stephen Neely | Sutterfield Financial Group, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Mar 7, 2007 | Nov 22, 2005 |
| Mack Wayne Bryson | UBS Financial Services Inc. wirehouse | Hornor, Townsend & Kent, LLC other | Other | Feb 12, 2007 | Apr 10, 2007 (57 d) |
| Michael Siebecker | Suntrust Investment Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Feb 9, 2007 | Mar 13, 2007 (32 d) |
| Joan M Nilan | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jan 17, 2007 | Jan 22, 2007 |
| Michael Colin Campbell | Palisades Investment Advisors, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Dec 15, 2006 | Jun 7, 2007 (174 d) |
| Carol Ann Sutterfield | Rmin Securities, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Oct 31, 2006 | Nov 6, 2006 |
| April Marie Wilson | LPL Financial LLC other | Hornor, Townsend & Kent, LLC other | Other | Aug 23, 2006 | Aug 30, 2006 |
| Chad Michael Alevras | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jul 24, 2006 | Dec 4, 2008 (864 d) |
| Ryan Jennestad Lovell | Morgan Stanley Dw Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | May 15, 2006 | Jun 5, 2006 |
| Keith D. Manning | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Mar 23, 2006 | Mar 10, 2006 |
| Adam Christian Guenther | Waddell & Reed other | Hornor, Townsend & Kent, LLC other | Other | Mar 20, 2006 | Mar 14, 2006 |
| Dusten Matthew Long | Federated Investment Counseling other | Hornor, Townsend & Kent, LLC other | Other | Jan 24, 2006 | Jun 13, 2006 (140 d) |
| John Vincent Blanchard | Investors Capital Advisory other | Hornor, Townsend & Kent, LLC other | Other | Dec 16, 2005 | Jun 18, 2010 (1645 d) |
| Corey Franco | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Oct 7, 2005 | Oct 10, 2005 |
| Michelle Anne Barry | Ameritas Advisory Services other | Hornor, Townsend & Kent, LLC other | Other | Aug 26, 2005 | Sep 15, 2005 |
| Jessica Rhae Gerdes | Uvest Financial Services Group, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Aug 17, 2005 | Aug 25, 2005 |
| Maile Sue Foster | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Aug 9, 2005 | Aug 5, 2005 |
| David Michael Moretsky | Advisory Resource Group, LLC unclassified | Hornor, Townsend & Kent, LLC other | Other | Jul 5, 2005 | Feb 1, 2002 |
| James Harris Johnson | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | May 25, 2005 | May 24, 2005 |
| Robert Edward Marino | Principal Securities, Inc. other | Hornor, Townsend & Kent, LLC other | Other | May 11, 2005 | May 6, 2005 |
| Robert R Sweeney | Spectrum Strategies, L.L.C. state registered | Hornor, Townsend & Kent, LLC other | Other | Apr 8, 2005 | Mar 30, 2005 |
| Michael Andrew Coelho | Investlinc Wealth Services unclassified | Hornor, Townsend & Kent, LLC other | Other | Apr 6, 2005 | Oct 27, 2004 |
| Timothy Schumacher | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Mar 16, 2005 | Apr 15, 2005 |
| Andre Michael Markusfeld | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Mar 11, 2005 | Mar 16, 2005 |
| Richard Joe Johannsen | Osaic Fs, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Mar 7, 2005 | Mar 16, 2005 |
| John E Banko | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jan 21, 2005 | Jan 19, 2005 |
| Gregory Kay Brown | Cetera Advisor Networks LLC other | Hornor, Townsend & Kent, LLC other | Other | Dec 15, 2004 | Dec 9, 2004 |
| Neil Mccarthy Egleston | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Dec 8, 2004 | Dec 10, 2004 |
| Steven Lee Weber | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Oct 22, 2004 | Nov 15, 2004 |
| Lance Eric Peters | E*Trade Capital Management, LLC other | Hornor, Townsend & Kent, LLC other | Other | Oct 7, 2004 | Oct 6, 2004 |
| James Walter Knox | New England Securities Corporation other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Oct 5, 2004 | Mar 19, 2021 (6009 d) |
| Christina Michelle Blythe | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Oct 1, 2004 | Oct 27, 2004 |
| William Dennis Eckert | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Sep 17, 2004 | Oct 5, 2004 |
| Robert Joseph Hartfield | Smart Financial Advisors, LLC unclassified | Hornor, Townsend & Kent, LLC other | Other | Sep 2, 2004 | Jun 21, 2004 |
| David Sean Carl | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Aug 20, 2004 | Aug 24, 2004 |
| Thomas Rudolf Philipp | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Aug 20, 2004 | Aug 25, 2004 |
| Clifford Wayne Carter | Valic Financial Advisors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Aug 18, 2004 | Jun 30, 2005 (316 d) |
| James Bryan Washburn | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Aug 13, 2004 | Aug 9, 2004 |
| John Marc Lord | Wealth Analytics, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Aug 12, 2004 | Mar 22, 2004 |