DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Independent Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Francis OneillCetera Investment Advisers LLC otherIndependent Financial Group, LLC otherOtherFeb 9, 2012Feb 6, 2012
Yvonne Renee OneillCetera Investment Advisers LLC otherIndependent Financial Group, LLC otherOtherFeb 9, 2012Feb 6, 2012
William Stephen FazekasCharles Schwab & Co., Inc. national BDIndependent Financial Group, LLC otherOtherFeb 8, 2012Nov 5, 2015 (1366 d)
Michael Ian DunlapCetera Investment Advisers LLC otherIndependent Financial Group, LLC otherOtherFeb 2, 2012Jan 30, 2012
Virginia Jean LeonCetera Investment Advisers LLC otherIndependent Financial Group, LLC otherOtherFeb 2, 2012Jan 31, 2012
Chad W SchielEdward Jones national BDIndependent Financial Group, LLC otherOtherJan 26, 2012Feb 8, 2012
Brent Alan PeckBok Financial Advisors otherIndependent Financial Group, LLC otherOtherJan 17, 2012Mar 2, 2012 (45 d)
Donovan Thomas KellyPacific West Financial Consultants Inc otherIndependent Financial Group, LLC otherOtherJan 10, 2012Jan 13, 2012
Robert Thomas ChapmanLPL Financial LLC otherIndependent Financial Group, LLC otherOtherDec 21, 2011Dec 20, 2011
Gerard Barrett PerkinsAmerican Independent Securities Group, LLC otherIndependent Financial Group, LLC otherOtherDec 21, 2011Dec 12, 2011
John J MclaughlinLPL Financial LLC otherIndependent Financial Group, LLC otherOtherDec 16, 2011Nov 7, 2013 (692 d)
Gregory Loomis ChidlawLPL Financial LLC otherIndependent Financial Group, LLC otherOtherDec 6, 2011Nov 23, 2011
Steven Edward JonesMsi Financial Services, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherNov 10, 2011Jan 8, 2024 (4442 d)
Jeffrey Reed NessethCl Wealth Management LLC otherIndependent Financial Group, LLC otherOtherOct 26, 2011Sep 7, 2012 (317 d)
Kenneth James BeberInvestors Capital Advisory otherIndependent Financial Group, LLC otherOtherSep 14, 2011Sep 12, 2011
David Eric IngramJ. W. Cole Advisors, Inc. otherIndependent Financial Group, LLC otherOtherSep 14, 2011Aug 31, 2011
Edward Ellis WatsonCharles Schwab & Co., Inc. national BDIndependent Financial Group, LLC otherOtherSep 13, 2011Oct 14, 2011 (31 d)
Thomas FrannicolaFinancial Planning Associates,Inc. unclassifiedIndependent Financial Group, LLC otherOtherAug 12, 2011May 10, 2011
Guy Eugene BakerJoseph L. Cannava unclassifiedIndependent Financial Group, LLC otherOtherJul 18, 2011Sep 14, 2010
Paula Wilbur TraberHornor, Townsend & Kent, LLC otherIndependent Financial Group, LLC otherOtherJul 13, 2011May 15, 2013 (672 d)
Anthony OrestanoAssetmark, Inc. otherIndependent Financial Group, LLC otherOtherMay 18, 2011Jun 8, 2011
George Eugene PitraCapital Financial Services, Inc. otherIndependent Financial Group, LLC otherOtherMay 17, 2011May 24, 2011
Scott Ashley HadleyWfp Securities unclassifiedIndependent Financial Group, LLC otherOtherMay 3, 2011Apr 27, 2011
Joseph Anthony TrovatoSummit Investment Advisors, LLC unclassifiedIndependent Financial Group, LLC otherOtherMar 30, 2011Oct 19, 2011 (203 d)
Cuong Tu ThuyenMam Global Financial Services, LLC unclassifiedIndependent Financial Group, LLC otherOtherMar 17, 2011Mar 23, 2011
Eduardo ProvinciaWaddell & Reed otherIndependent Financial Group, LLC otherOtherMar 1, 2011Mar 24, 2011
Patrick Hassan EhsanQa3 Financial LLC unclassifiedIndependent Financial Group, LLC BD affiliatedOtherFeb 11, 2011Jan 10, 2025 (5082 d)
Cornelius Francis DempseyQa3 Financial LLC unclassifiedIndependent Financial Group, LLC otherOtherFeb 11, 2011Feb 14, 2011
Kurt Diedrich RohrsQa3 Financial LLC unclassifiedIndependent Financial Group, LLC otherOtherFeb 11, 2011Feb 14, 2011
Mark Bret UmekQa3 Financial LLC unclassifiedIndependent Financial Group, LLC otherOtherFeb 11, 2011Feb 22, 2011
Randy Jo GoodsellQa3 Financial LLC unclassifiedIndependent Financial Group, LLC otherOtherFeb 11, 2011Feb 23, 2011
Anna Marie BloomMsi Financial Services, Inc. otherIndependent Financial Group, LLC otherOtherFeb 3, 2011Feb 3, 2011
Frank Timothy KuiperEnviso Capital, LLC otherIndependent Financial Group, LLC otherOtherFeb 2, 2011May 24, 2011 (111 d)
Terry L NordmeyerMML Investors Services, LLC otherIndependent Financial Group, LLC otherOtherDec 31, 2010Jan 3, 2011
David John GagnonMain Street Advisors, LLC otherIndependent Financial Group, LLC otherOtherDec 31, 2010Jul 30, 2010
Peter Hungru ChenCalibre Consulting Group LLC unclassifiedIndependent Financial Group, LLC otherOtherDec 31, 2010Jun 23, 2014 (1270 d)
Maribel Larios ThomasFiduciary Experts LLC otherIndependent Financial Group, LLC otherOtherDec 31, 2010Oct 12, 2010
Robert Lee ButeInvestors Capital Advisory otherIndependent Financial Group, LLC otherOtherDec 8, 2010Dec 6, 2010
Todd Richard GrahamLPL Financial LLC otherIndependent Financial Group, LLC otherOtherOct 18, 2010Jun 3, 2011 (228 d)
Bryan Paul HopkinsOsaic Wealth, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherSep 10, 2010Apr 21, 2022 (4241 d)
Matthew David WhiteEdward Jones national BDIndependent Financial Group, LLC otherOtherSep 2, 2010Aug 31, 2010
Deanna Michelle WilliamsonLPL Financial LLC otherIndependent Financial Group, LLC otherOtherAug 12, 2010Aug 4, 2010
Steven I BalabanUBS Financial Services Inc. wirehouseIndependent Financial Group, LLC otherOtherJul 27, 2010Apr 24, 2014 (1367 d)
Jim Micheal McelravyChase Investment Services Corp. otherIndependent Financial Group, LLC BD affiliatedOtherJul 27, 2010Jan 1, 2025 (5272 d)
James Michael JuenglingLPL Financial LLC otherIndependent Financial Group, LLC otherOtherJul 19, 2010Jul 15, 2010
John Eric CarlsonWells Fargo Investments, LLC unclassifiedIndependent Financial Group, LLC BD affiliatedOtherJun 29, 2010Jan 1, 2025 (5300 d)
Mark Edward BobinLPL Financial LLC otherIndependent Financial Group, LLC otherOtherJun 29, 2010Jun 29, 2010
Troy J BennettAmeritas Advisory Services otherIndependent Financial Group, LLC independent RIAOtherJun 16, 2010Feb 4, 2020 (3520 d)
Richard Randy MirelesWfp Securities unclassifiedIndependent Financial Group, LLC otherOtherMay 20, 2010May 26, 2010
Cynthia Mary CouyoumjianFirst Allied Securities, Inc. otherIndependent Financial Group, LLC otherOtherMay 11, 2010Apr 10, 2015 (1795 d)
Erick BaerAfa Advisor Services LLC unclassifiedIndependent Financial Group, LLC otherOtherApr 29, 2010May 3, 2010
Alexander Earl LessardAfa Advisor Services LLC unclassifiedIndependent Financial Group, LLC otherOtherApr 29, 2010May 11, 2010
Gary Kaspar MalkasianAfa Advisor Services LLC unclassifiedIndependent Financial Group, LLC otherOtherApr 29, 2010Apr 29, 2010
Lawrence Ira SchechterAfa Advisor Services LLC unclassifiedIndependent Financial Group, LLC otherOtherApr 29, 2010Apr 27, 2010
Matthew James LipariAfa Advisor Services LLC unclassifiedIndependent Financial Group, LLC otherOtherApr 29, 2010Apr 30, 2010
Bruce Phillips StoneAfa Advisor Services LLC unclassifiedIndependent Financial Group, LLC otherOtherApr 29, 2010May 13, 2010
Rodney Scott PalmerAfa Advisor Services LLC unclassifiedIndependent Financial Group, LLC otherOtherApr 28, 2010Apr 27, 2010
Richard Michael LigottiAfa Advisor Services LLC unclassifiedIndependent Financial Group, LLC otherOtherApr 27, 2010Apr 27, 2010
James Luke FlanaganFsc Securities Corporation otherIndependent Financial Group, LLC otherOtherApr 12, 2010Apr 8, 2010
Gregory James KurinecFsc Securities Corporation otherIndependent Financial Group, LLC otherOtherApr 12, 2010Apr 7, 2010
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720 moves match.