| Jason Edwin Buchinger | Chase Investment Services Corp. other | Cuna Brokerage Services, Inc. other | Other | Feb 14, 2006 | Apr 12, 2006 (57 d) |
| Salvatore Bocchimuzzo | Td Ameritrade, Inc. no RAUM | Cuna Brokerage Services, Inc. other | Other | Feb 1, 2006 | Mar 2, 2006 |
| Jonathan Conrad Ferro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. other | Other | Jan 4, 2006 | Aug 21, 2012 (2421 d) |
| Mark Francis Helfrich | Voya Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Dec 31, 2005 | Sep 29, 2006 (272 d) |
| Jon Reece Thompson | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Dec 2, 2005 | Jul 23, 2014 (3155 d) |
| Richard Kevin Zachary | Amundi Asset Management US, Inc. other | Cuna Brokerage Services, Inc. mixed wealth | Other | Nov 30, 2005 | Jun 28, 2018 (4593 d) |
| Marcella Ann Evans | Comerica Securities other | Cuna Brokerage Services, Inc. other | Other | Oct 28, 2005 | Dec 2, 2005 (35 d) |
| Todd Kally Baird | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Sep 27, 2005 | Oct 4, 2005 |
| Helen Ruth Alexander | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Sep 12, 2005 | Sep 26, 2005 |
| David Scott Goodman | Bny Mellon Securities Corporation other | Cuna Brokerage Services, Inc. other | Other | Sep 2, 2005 | Sep 8, 2005 |
| Anthony Michael Calomeni | Raymond James Financial Services, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Sep 2, 2005 | Jul 16, 2009 (1413 d) |
| Darren Edmond Kennon | Cambridge Investment Research Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Aug 9, 2005 | Sep 13, 2005 (35 d) |
| Ronit Rogoszinski | Citicorp Investment Services unclassified | Cuna Brokerage Services, Inc. other | Other | Aug 4, 2005 | Aug 15, 2005 |
| William Edward Marley | Cetera Advisor Networks LLC other | Cuna Brokerage Services, Inc. other | Other | Aug 2, 2005 | Aug 15, 2005 |
| Keith Robert Benton | E*Trade Capital Management, LLC other | Cuna Brokerage Services, Inc. other | Other | Aug 1, 2005 | Aug 15, 2005 |
| Andrew Lewyn Snider | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Aug 1, 2005 | Aug 9, 2005 |
| David Michael Ricci | Pnc Capital Advisors, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Jul 26, 2005 | Oct 8, 2010 (1900 d) |
| Robert Nieto | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Jul 25, 2005 | Aug 10, 2005 |
| Richard Lee Chambers | Principal Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | May 5, 2005 | Jan 3, 2006 (243 d) |
| David Wayne Matthews | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Apr 29, 2005 | Nov 17, 2010 (2028 d) |
| Jeffrey Michael Meiling | E*Trade Capital Management, LLC other | Cuna Brokerage Services, Inc. other | Other | Apr 22, 2005 | Apr 7, 2006 (350 d) |
| Frederick Abrams Bellows | Strategic Advisers LLC national BD | Cuna Brokerage Services, Inc. other | Other | Apr 22, 2005 | Nov 29, 2007 (951 d) |
| Carlos Hernan Fonseca | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Apr 22, 2005 | Jun 22, 2005 (61 d) |
| Richard L Rodrigue | Morgan Stanley Dw Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Apr 11, 2005 | Apr 25, 2005 |
| Rafael Antonio Gutierrez | Park Avenue Securities LLC other | Cuna Brokerage Services, Inc. other | Other | Apr 8, 2005 | May 18, 2005 (40 d) |
| Zoran Ivan Lozo | Essex National Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Mar 4, 2005 | Mar 30, 2005 |
| Dwight Dai Lee | Essex National Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Mar 4, 2005 | Jun 20, 2005 (108 d) |
| Roger Wesley Johnson | Bb&T Investment Services, Inc. no RAUM | Cuna Brokerage Services, Inc. other | Other | Feb 3, 2005 | Jun 13, 2005 (130 d) |
| Jeffrey Clinton Hamm | Waddell & Reed other | Cuna Brokerage Services, Inc. other | Other | Jan 31, 2005 | Feb 16, 2005 |
| Cao Tri Tran | Wamu Investments, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Jan 5, 2005 | Mar 4, 2005 (58 d) |
| Michael Wesley Sammons | Banc One Securities Corporation unclassified | Cuna Brokerage Services, Inc. other | Other | Oct 4, 2004 | Oct 7, 2004 |
| Jayson Scott Sacco | Banc One Securities Corporation unclassified | Cuna Brokerage Services, Inc. other | Other | Jul 16, 2004 | Jul 26, 2004 |
| Randolph James Tate | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Jul 16, 2004 | Aug 4, 2004 |
| Christy Harchfield Heckler | Raymond James Financial Services, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | May 28, 2004 | Nov 24, 2004 (180 d) |
| David Glenn Burk | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. other | Other | May 27, 2004 | Mar 17, 2005 (294 d) |
| Lauchlin Vernon Hines | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | May 26, 2004 | May 21, 2004 |
| Roy Russell Jones | Banc Of America Investment Services, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | May 5, 2004 | Dec 3, 2004 (212 d) |
| Brian David Wood | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Apr 30, 2004 | Jun 23, 2004 (54 d) |
| John Bocking Fitch | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Apr 28, 2004 | Aug 12, 2004 (106 d) |
| Gregg William Lapenta | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Apr 9, 2004 | Apr 15, 2004 |
| David Grant Rubin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. other | Other | Jan 30, 2004 | Mar 9, 2004 (39 d) |
| Marcelo Daniel Bernardo | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Jan 29, 2004 | Feb 12, 2004 |
| John Worden Coleman | American Skandia Advisory Services, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Jan 27, 2004 | Apr 20, 2007 (1179 d) |
| Caterina Costante | Charles Schwab & Co., Inc. national BD | Cuna Brokerage Services, Inc. other | Other | Nov 19, 2003 | Dec 4, 2003 |
| Stephanie Lynn Baker-Estrella | First Federal Financial Services Corp unclassified | Cuna Brokerage Services, Inc. other | Other | Nov 12, 2003 | Sep 29, 2004 (322 d) |
| Farid Antonio Krizman | Morgan Stanley Dw Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Nov 7, 2003 | Nov 26, 2003 |
| Howard Brown | Suntrust Investment Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | Oct 31, 2003 | Jan 12, 2004 (73 d) |
| Kevin C Tennyson | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Oct 17, 2003 | Oct 22, 2003 |
| Gregory Wayne Hardin | Private Client Services, LLC other | Cuna Brokerage Services, Inc. other | Other | Oct 8, 2003 | Jun 29, 2007 (1360 d) |
| Paula Ann Mccauley | UBS Financial Services Inc. wirehouse | Cuna Brokerage Services, Inc. other | Other | Sep 15, 2003 | Oct 3, 2003 |
| David John Donnelly | Banc One Securities Corporation unclassified | Cuna Brokerage Services, Inc. other | Other | Sep 3, 2003 | Oct 8, 2003 (35 d) |
| David Kenneth Johnson | Charles Schwab & Co., Inc. national BD | Cuna Brokerage Services, Inc. other | Other | Aug 14, 2003 | Feb 25, 2008 (1656 d) |
| Heather Lee Willborn | Banc One Securities Corporation unclassified | Cuna Brokerage Services, Inc. other | Other | Jul 31, 2003 | Aug 12, 2003 |
| Angela H. Kuzmeskus | Morgan Stanley Dw Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Jun 30, 2003 | Jul 7, 2003 |
| James Murray Elliott | Quick & Reilly, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Jun 10, 2003 | Jun 13, 2003 |
| Christopher James Gabrys | Citigroup Global Markets Inc. other | Cuna Brokerage Services, Inc. other | Other | May 9, 2003 | May 7, 2004 (364 d) |
| Thomas J Kornett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. other | Other | Apr 1, 2003 | Apr 8, 2003 |
| William Forst Elliott | Banc One Securities Corporation unclassified | Cuna Brokerage Services, Inc. other | Other | Mar 26, 2003 | Dec 11, 2003 (260 d) |
| Kim Marie Pruitt | UBS Financial Services Inc. wirehouse | Cuna Brokerage Services, Inc. other | Other | Feb 4, 2003 | Feb 18, 2003 |
| Lea Taylor Townes | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Jan 27, 2003 | Feb 25, 2003 |