Arrivals at Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

708 moves

Advisor	From	To	Type	Left	Registered
Mark Richard Lomonaco	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jun 8, 2007	Jan 5, 2009 (577 d)
Mary M Phillips	Osaic Fa, Inc. other	Hsbc Securities (USA) Inc. other	Other	May 25, 2007	Jun 26, 2007 (32 d)
Craig D Smith	Equitable Advisors, LLC national BD	Hsbc Securities (USA) Inc. other	Other	May 23, 2007	Sep 27, 2007 (127 d)
Louis Shamel Frye	Wells Fargo Advisors wirehouse	Hsbc Securities (USA) Inc. other	Other	May 17, 2007	Oct 1, 2008 (503 d)
Calvin Hsu	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	May 9, 2007	May 29, 2007
John Natale Russo	Cetera Investment Services LLC other	Hsbc Securities (USA) Inc. other	Other	May 3, 2007	May 9, 2007
Melvin Tom	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	May 1, 2007	Jan 3, 2008 (247 d)
Erika D. Oelkers	Citicorp Investment Services unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 26, 2007	Jun 18, 2007 (53 d)
Thomas Marco Avitabile	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 24, 2007	May 3, 2007
Jeffrey Salvatore Cristadoro	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Apr 12, 2007	May 8, 2007
Steve Won Lee	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 10, 2007	Apr 26, 2007
Peter Theodore Michaels	Citicorp Investment Services unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 3, 2007	Mar 27, 2008 (359 d)
Xiao Liang Hong	Equitable Advisors, LLC national BD	Hsbc Securities (USA) Inc. other	Other	Mar 6, 2007	Jun 6, 2007 (92 d)
Ying Sun	Wells Fargo Investments, LLC unclassified	Hsbc Securities (USA) Inc. other	Other	Mar 6, 2007	Mar 19, 2007
Luis Alberto Mendoza	Suntrust Investment Services, Inc. other	Hsbc Securities (USA) Inc. other	Other	Feb 28, 2007	Jun 1, 2007 (93 d)
Timothy Kenneth Pelcher	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Feb 6, 2007	Feb 22, 2007
Yatin Kirtikumar Doshi	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Jan 23, 2007	Feb 15, 2007
Ashok S Acharya	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jan 3, 2007	Jan 8, 2007
Debby P Pan	Cetera Investment Services LLC other	Hsbc Securities (USA) Inc. other	Other	Jan 3, 2007	Feb 22, 2007 (50 d)
Daniel Michael Sanborn	Capital One Financial Advisors LLC unclassified	Hsbc Securities (USA) Inc. other	Other	Nov 9, 2006	Nov 14, 2006
Cathy Argentieri	Bny Mellon Securities Corporation other	Hsbc Securities (USA) Inc. other	Other	Oct 17, 2006	Aug 16, 2007 (303 d)
Erik Kenichi Kimoto	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Oct 13, 2006	Sep 24, 2008 (712 d)
John Patrick Cuddihy	Key Investment Services LLC other	Hsbc Securities (USA) Inc. other	Other	Oct 9, 2006	Jun 20, 2007 (254 d)
Alfredo Oliva	Tradepro Securities, LLC. unclassified	Hsbc Securities (USA) Inc. other	Other	Oct 9, 2006	Nov 7, 2006
Steve Ching Huang Chen	Uvest Financial Services Group, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Oct 6, 2006	Oct 23, 2006
Salvatore Gambino	Pnc Wealth Management other	Hsbc Securities (USA) Inc. other	Other	Oct 6, 2006	Nov 2, 2006
Alejandro Feldman	UBS Financial Services Inc. wirehouse	Hsbc Securities (USA) Inc. other	Other	Aug 25, 2006	Oct 12, 2006 (48 d)
Evian Clutch	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Aug 15, 2006	Oct 26, 2006 (72 d)
Lawrence John Mcternan	Td Wealth Management Services Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Aug 8, 2006	Feb 24, 2012 (2026 d)
Savas Nick Constantinou	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Aug 7, 2006	May 8, 2007 (274 d)
Michael Y Yen	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Aug 7, 2006	Aug 18, 2006
John P Rowan	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Aug 2, 2006	Aug 18, 2006
George Patrick Mitchell	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jul 18, 2006	Nov 8, 2006 (113 d)
Luciano Silveira Di Claro	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Jul 3, 2006	Feb 26, 2007 (238 d)
Sean Michael Orourke	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jun 23, 2006	Jun 29, 2006
Mari Zayas-Bazan	UBS International Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	May 25, 2006	Oct 26, 2006 (154 d)
Jason Paul Brottman	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	May 25, 2006	Oct 9, 2006 (137 d)
Michael Thomas Cerminaro	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	May 24, 2006	Sep 1, 2006 (100 d)
Paul Louis Marrero	Capital One Financial Advisors LLC unclassified	Hsbc Securities (USA) Inc. other	Other	May 15, 2006	Apr 22, 2009 (1073 d)
Audrey Starr Flamio	Newalliance Investments, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 25, 2006	Aug 28, 2006 (125 d)
Kwun (Kevin) Yue Wong	Td Wealth Management Services Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Apr 17, 2006	May 3, 2006
Konstantin Solomon Prives	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Apr 4, 2006	Jul 27, 2006 (114 d)
Josh Alan Frankel	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Apr 3, 2006	Jun 8, 2006 (66 d)
Suzanne Hillary Nitzberg	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Mar 29, 2006	Apr 18, 2006
Mark Ernest Adam	Banc Of America Investment Services, Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Mar 21, 2006	Jun 13, 2006 (84 d)
Alfred J Natale	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Mar 16, 2006	Mar 28, 2006
James Neal Beckman	Bny Investment Center Inc. unclassified	Hsbc Securities (USA) Inc. other	Other	Mar 6, 2006	Jun 15, 2006 (101 d)
Joseph Anthony Mangano	Essex National Securities, Inc. other	Hsbc Securities (USA) Inc. other	Other	Mar 3, 2006	Jun 12, 2006 (101 d)
Chang Lee	Pnc Wealth Management other	Hsbc Securities (USA) Inc. other	Other	Feb 13, 2006	May 9, 2008 (816 d)
Jodi Felice Sherman	Td Ameritrade, Inc. no RAUM	Hsbc Securities (USA) Inc. other	Other	Feb 1, 2006	Oct 26, 2006 (267 d)
William James Haugh	Td Ameritrade, Inc. no RAUM	Hsbc Securities (USA) Inc. other	Other	Feb 1, 2006	Jul 25, 2006 (174 d)
Douglas Robert Filipovits	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Feb 1, 2006	Jun 15, 2006 (134 d)
Michael Lauren Weinberg	Strategic Advisers LLC national BD	Hsbc Securities (USA) Inc. other	Other	Jan 31, 2006	Jun 16, 2006 (136 d)
Nathan William Ibarra	Guggenheim Investments other	Hsbc Securities (USA) Inc. other	Other	Jan 20, 2006	Jan 17, 2017 (4015 d)
John Patrick Sulit	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Jan 11, 2006	Jan 31, 2006
Carlos E Obermaier	UBS Financial Services Inc. wirehouse	Hsbc Securities (USA) Inc. other	Other	Jan 11, 2006	Oct 26, 2006 (288 d)
Yves Roussel	Citicorp Investment Services unclassified	Hsbc Securities (USA) Inc. other	Other	Jan 5, 2006	Jun 27, 2006 (173 d)
Roselle Shea Gerber	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hsbc Securities (USA) Inc. other	Other	Jan 4, 2006	Jun 13, 2006 (160 d)
Jorge Leonel Balladares	Suntrust Investment Services, Inc. other	Hsbc Securities (USA) Inc. other	Other	Nov 29, 2005	Dec 21, 2005
Scott Martin Kibler	Chase Investment Services Corp. other	Hsbc Securities (USA) Inc. other	Other	Nov 16, 2005	Jun 12, 2006 (208 d)

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