| Andrew R. Johnson | Ameriprise Financial Services, LLC national BD | Woodbury Financial Services, Inc. other | Other | Aug 29, 2007 | Jan 28, 2014 (2344 d) |
| Brian Edmund Mcnulty | Cincinnati Analysts, Inc other | Woodbury Financial Services, Inc. other | Other | Aug 27, 2007 | Aug 27, 2007 |
| Shane Edward Westhoelter | Strategic Wealth Advisors Group other | Woodbury Financial Services, Inc. other | Other | Aug 24, 2007 | Aug 2, 2007 |
| Scott Alton Ueckert | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Aug 14, 2007 | Aug 20, 2007 |
| Mary C Galvin | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Aug 7, 2007 | Aug 3, 2007 |
| Peter R Gennuso | 1717 Capital Management Company unclassified | Woodbury Financial Services, Inc. other | Other | Aug 3, 2007 | Aug 1, 2007 |
| Paul Thomas Gennuso | 1717 Capital Management Company unclassified | Woodbury Financial Services, Inc. other | Other | Aug 3, 2007 | Aug 1, 2007 |
| Jeffrey Scott Fortson | MML Investors Services, LLC other | Woodbury Financial Services, Inc. other | Other | Aug 2, 2007 | Aug 7, 2007 |
| Aleen Maree Swofford | Oneamerica Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Jul 25, 2007 | Jul 20, 2007 |
| Suzanne S Udoni | Uvest Financial Services Group, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | Jul 25, 2007 | Jul 1, 2008 (342 d) |
| Kenneth Kyle Knox | 1st Global Advisors Inc other | Woodbury Financial Services, Inc. other | Other | Jul 25, 2007 | Jul 13, 2007 |
| Dianne Perry Odom | Transamerica Financial Advisors, LLC other | Woodbury Financial Services, Inc. other | Other | Jul 16, 2007 | Jul 20, 2007 |
| Thomas Michael Costello | First Montauk Securities Corp. unclassified | Woodbury Financial Services, Inc. other | Other | Jul 9, 2007 | Jul 13, 2007 |
| Thomas Ardavast Kudarauskas | First Montauk Securities Corp. unclassified | Woodbury Financial Services, Inc. other | Other | Jul 9, 2007 | Jul 13, 2007 |
| Guy Christopher Mower | First Montauk Securities Corp. unclassified | Woodbury Financial Services, Inc. other | Other | Jul 9, 2007 | Jul 13, 2007 |
| Reid Leonard Allen | Brecek & Young Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jul 9, 2007 | Jul 2, 2007 |
| Michelle Rooks Quay | Csi Retirement Specialists, LLC unclassified | Woodbury Financial Services, Inc. other | Other | Jun 14, 2007 | Oct 16, 2015 (3046 d) |
| Kenneth Thomas Kruss | Citigroup Global Markets Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 14, 2007 | May 25, 2007 |
| Samuel Scott Alexander | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. BD affiliated | Other | Jun 11, 2007 | Aug 3, 2021 (5167 d) |
| Irina Vladimirovna Lueth | Investment Advisors International, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | May 31, 2007 | Apr 13, 2007 |
| John Reed Mickelson | Esi Financial Advisors other | Woodbury Financial Services, Inc. other | Other | May 10, 2007 | May 11, 2007 |
| Michael Lawrence Walsh | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | Apr 30, 2007 | May 1, 2007 |
| Richard Allen Smith | Cuna Brokerage Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Apr 18, 2007 | Apr 17, 2007 |
| Brian Mccarthy | Cantella & Co., Inc. other | Woodbury Financial Services, Inc. other | Other | Apr 3, 2007 | Apr 2, 2007 |
| Michael James Doyle | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Mar 21, 2007 | Mar 16, 2007 |
| James Henry Schooler | LPL Financial LLC other | Woodbury Financial Services, Inc. other | Other | Mar 12, 2007 | Mar 5, 2007 |
| Michael Allen Frontino | Chase Investment Services Corp. other | Woodbury Financial Services, Inc. other | Other | Mar 6, 2007 | Nov 26, 2008 (631 d) |
| Randall Gray Daniel | On Investment Management Co other | Woodbury Financial Services, Inc. other | Other | Mar 6, 2007 | Mar 9, 2007 |
| George Frank Mannella | Citizens Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Mar 2, 2007 | Mar 2, 2007 |
| Peter John Succoso | Hornor, Townsend & Kent, LLC other | Woodbury Financial Services, Inc. other | Other | Feb 28, 2007 | Feb 21, 2007 |
| Bobby Lee Palmer | Edward Jones national BD | Woodbury Financial Services, Inc. other | Other | Feb 23, 2007 | Nov 13, 2007 (263 d) |
| Kelly Watts Cole | LPL Financial LLC other | Woodbury Financial Services, Inc. other | Other | Feb 21, 2007 | Mar 19, 2007 |
| Robert Edward Young | LPL Financial LLC other | Woodbury Financial Services, Inc. other | Other | Feb 21, 2007 | Feb 15, 2007 |
| Megan Nora Lowell | Fintegra, LLC other | Woodbury Financial Services, Inc. other | Other | Feb 9, 2007 | Feb 13, 2007 |
| Darin Wesley Lawhorn | Umb Financial Services, Inc. no RAUM | Woodbury Financial Services, Inc. other | Other | Feb 5, 2007 | Feb 5, 2007 |
| Leo Drew Gies | Ameriprise Advisor Services, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | Jan 31, 2007 | Jan 5, 2007 |
| Kenneth Wayne Miller | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Jan 19, 2007 | Jan 11, 2007 |
| Stephen Yaroslav Mohyla | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Jan 11, 2007 | Jan 3, 2007 |
| Michele Sharpe Schneider | UBS Financial Services Inc. wirehouse | Woodbury Financial Services, Inc. other | Other | Jan 5, 2007 | Dec 11, 2006 |
| Thomas Patrick Olexa | Executive Financial Group unclassified | Woodbury Financial Services, Inc. other | Other | Dec 31, 2006 | Mar 17, 2006 |
| Jinsong Chen | Cincinnati Analysts, Inc other | Woodbury Financial Services, Inc. other | Other | Dec 31, 2006 | Jan 4, 2007 |
| James P Agrawal | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2006 | Apr 22, 2021 (5245 d) |
| Joanne Marie Natale | Cooney Financial Advisors Inc state registered | Woodbury Financial Services, Inc. other | Other | Dec 8, 2006 | Jun 28, 2011 (1663 d) |
| Brian D White | Cambridge Investment Research Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 8, 2006 | Jan 9, 2007 (32 d) |
| David Anthony Giddings | Principal Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 7, 2006 | Dec 11, 2006 |
| Jack Gelnak | Walnut Street Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Nov 21, 2006 | Nov 9, 2006 |
| Pablo Rene Zalduendo | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Oct 31, 2006 | Oct 27, 2006 |
| Robert Martin Taylor | Pruco Securities, LLC other | Woodbury Financial Services, Inc. other | Other | Oct 23, 2006 | Oct 11, 2006 |
| Daniel John Dunn | Householder Group, Estate & Retirement Specialists unclassified | Woodbury Financial Services, Inc. other | Other | Oct 13, 2006 | Sep 15, 2006 |
| Jeffrey W Gigax | Gateway Financial Advisors, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | Oct 11, 2006 | Jan 5, 2009 (817 d) |
| Tracy Lee Miller | Nfp Advisor Services, LLC other | Woodbury Financial Services, Inc. other | Other | Sep 27, 2006 | May 27, 2008 (608 d) |
| Philip Charles Miller | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Sep 15, 2006 | Aug 17, 2006 |
| Barry Edward Moschel | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Sep 1, 2006 | Aug 25, 2006 |
| Ann Kathryn Pauley | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Aug 25, 2006 | Aug 16, 2006 |
| Jerry Lawrence Carmody | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Aug 14, 2006 | Oct 16, 2009 (1159 d) |
| Steven Tonkin | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Aug 2, 2006 | Aug 3, 2006 |
| Grant Allen Knox | Independent Financial Group, LLC other | Woodbury Financial Services, Inc. other | Other | Jun 27, 2006 | Jun 26, 2006 |
| Carol Ann O'Neil | MML Investors Services, LLC other | Woodbury Financial Services, Inc. other | Other | Jun 26, 2006 | Jun 22, 2006 |
| James Patrick Gilbert | MML Investors Services, LLC other | Woodbury Financial Services, Inc. other | Other | Jun 26, 2006 | Jun 22, 2006 |
| Thomas Joseph Duffner | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Jun 16, 2006 | Jun 9, 2006 |